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BOJA Bojangles, Inc.

16.09
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Bojangles, Inc. NASDAQ:BOJA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 16.09 16.08 16.10 0 01:00:00

Initial Statement of Beneficial Ownership (3)

05/05/2017 11:03pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Romeo Jayson

2. Date of Event Requiring Statement (MM/DD/YYYY)
4/28/2017 

3. Issuer Name and Ticker or Trading Symbol

Bojangles', Inc. [BOJA]

(Last)        (First)        (Middle)

9432 SOUTHERN PINE BOULEVARD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
VP & Chief of Staff /

(Street)

CHARLOTTE, NC 28273       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   1000   D  
 
Common Stock   1000   I   By wife  
Restricted Stock Units   1875   (1) (2) D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy)     (3) 7/24/2024   Common Stock   35903   (4) $8.42   (4) D  
 
Stock Option (right to buy)     (5) 6/8/2026   Common Stock   3750   $18.05   D  
 

Explanation of Responses:
(1)  Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock.
(2)  The restricted stock units will vest as follows: 25% on the one year anniversary of 6/8/2016 (6/8/2017) and 25% each year thereafter with 6/8/2020 as the final vesting date, subject to the reporting person's continued service to the Company.
(3)  Time based stock options vest as follows: 25% on the one year anniversary of 7/24/2014 and 6.25% each quarter thereafter with 7/24/2018 as the final vesting date, subject to the reporting person's continued service to the Company.
(4)  Exercise price and number of shares/awards has been adjusted to reflect the Issuer's 359.03843-for-1 common stock split which was effected prior to the closing of the Issuer's initial public offering.
(5)  Time based stock options vest as follows: 25% on the one year anniversary of 6/8/2016 (6/8/2017) and 25% each year thereafter with 6/8/2020 as the final vesting date, subject to the reporting person's continued service to the Company.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Romeo Jayson
9432 SOUTHERN PINE BOULEVARD
CHARLOTTE, NC 28273


VP & Chief of Staff

Signatures
/s/ Jayson Romeo 5/5/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year BOJANGLES', INC. Chart

1 Year BOJANGLES', INC. Chart

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