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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Bcsb Bankcorp (MM) | NASDAQ:BCSBD | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.59 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Wernecke Daniel Richard |
2. Issuer Name
and
Ticker or Trading Symbol
BCSB Bancorp Inc. [ BCSB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Executive Vice President |
4111 EAST JOPPA ROAD, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
BALTIMORE, MD 21236 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 4/10/2008 | J (1) | 1316 | A | $0 | 1316 (2) | D |
|
||
Common Stock | 4/10/2008 | J (1) | 1662 | A | $0 | 1662 | I | By 401(k) | ||
Common Stock | 4/10/2008 | J (1) | 1316 | A | $0 | 1316 | I | By IRA |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $21.61 (3) | 4/10/2008 | J (3) | 789 | 7/23/2003 | 7/23/2012 | Common Stock | 789 | $0 | 789 (3) | D |
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|||
Stock Option (Right to Buy) | $11.61 (3) | 4/10/2008 | J (3) | 5264 | (4) | 1/8/2018 | Common Stock | 5264 | $0 | 5264 (3) | D |
|
Explanation of Responses: | |
( 1) | Pursuant to the Plan of Conversion and Reorganization of Baltimore County Savings Bank, M.H.C., as amended and restated, pursuant to the reorganization exempt under Rule 16b-7, each share of common stock of BCSB Bankcorp, Inc. was exchanged for 0.5264 of a share of BCSB Bancorp, Inc. common stock, rounded down to the nearest share. |
( 2) | The amount includes 789 shares awarded under the BCSB Bancorp, Inc. Management Recognition Plan, which shares vest at a rate of four (4) equal annual installments beginning on January 8, 2008. |
( 3) | Pursuant to the Plan of Conversion and Reorganization of Baltimore County Savings Bank, M.H.C., as amended and restated, pursuant to the reorganization exempt under Rule 16b-7, each option to purchase a share of BCSB Bankcorp, Inc. common stock was converted into an option to purchase 0.5264 of a share of BCSB Bancorp, Inc. common stock, rounded down to the nearest share. The exercise price per share of each converted option was determined by dividing the exercise price of the BCSB Bankcorp, Inc. option by the 0.5264 exchange ratio with such quotient rounded up to the nearest whole cent. All such options continue to vest on their same, original terms. |
( 4) | The option vests in four (4) equal annual installments beginning on January 8, 2008. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Wernecke Daniel Richard
4111 EAST JOPPA ROAD SUITE 300 BALTIMORE, MD 21236 |
|
|
Executive Vice President |
|
Signatures
|
||
/s/ Wernecke, Daniel R. | 4/14/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Bcsb Bankcorp (MM) Chart |
1 Month Bcsb Bankcorp (MM) Chart |
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