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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Bcsb Bancorp, Inc. (MM) | NASDAQ:BCSB | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 24.68 | 0 | 01:00:00 |
CUSIP NO. 055367 10 6
|
13G/A
|
Page 2 of 8 Pages
|
1
|
NAMES OF REPORTING PERSONS:
Ernest A. Moretti
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) /__/
(b) /__/
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
12,296
(1)
|
|
6
|
SHARED VOTING POWER
3,777 (2)
|
||
7
|
SOLE DISPOSITIVE POWER
10,762
|
||
8
|
SHARED DISPOSITIVE POWER
0
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,073
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /__/
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.5% (3)
|
||
12
|
TYPE OF REPORTING PERSON
IN
|
(1)
|
Includes 4,886 shares subject to options which are exercisable within 60 days and 1,534 shares of unvested restricted stock over which Mr. Moretti has sole voting power but no dispositive power.
|
(2)
|
The amount consists of 3,777 shares held in Mr. Moretti’s Deferred Compensation Plan account over which he has a direct pecuniary interest as a participant in such plan.
|
(3)
|
Assumes options to acquire 4,886 shares have been exercised. Based on 3,184,403 shares of common stock outstanding as of December 31, 2012.
|
CUSIP NO. 055367 10 6
|
13G/A
|
Page 3 of 8 Pages
|
1
|
NAMES OF REPORTING PERSONS:
William J. Kappauf, Jr.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) /__/
(b) /__/
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
8,507
(1)
|
|
6
|
SHARED VOTING POWER
75,996 (2)
|
||
7
|
SOLE DISPOSITIVE POWER
6,973
|
||
8
|
SHARED DISPOSITIVE POWER
75,996
(2)
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,503 (3)
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /__/
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.7% (4)
|
||
12
|
TYPE OF REPORTING PERSON
IN
|
(1)
|
Includes 3,834 shares subject to options which are exercisable within 60 days and 1,534 shares of unvested restricted stock over which Mr. Kappauf has sole voting power but no dispositive power.
|
(2)
|
Includes 58,564 shares held by the BCSB Bancorp, Inc. Deferred Compensation Plan Trust (the “DCP Trust”) and 17,432 shares held by the Baltimore Savings Bank Foundation, Inc. (the “Foundation”), of which the reporting person serves as a trustee. Mr. Kappauf may be deemed to have beneficial ownership of the DCP Trust shares and the Foundation shares. Mr. Kappauf disclaims beneficial ownership of all shares held by the Foundation. With respect to the DCP Trust, Mr. Kappauf disclaims beneficial ownership of all shares held by the DCP Trust, except for the 4,385 shares over which he has a direct pecuniary interest as a participant in the Deferred Compensation Plan.
|
(3)
|
Assumes options to acquire 3,834 shares have been exercised. Based on 3,184,403 shares of common stock outstanding as of December 31, 2012.
|
CUSIP NO. 055367 10 6
|
13G/A
|
Page 4 of 8 Pages
|
1
|
NAMES OF REPORTING PERSONS:
Michael J. Klein
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) /__/
(b) /__/
|
||
3
|
SEC USE ONLY
|
||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER
34,085 (1)
|
|
6
|
SHARED VOTING POWER
20,381 (2)
|
||
7
|
SOLE DISPOSITIVE POWER
32,551
|
||
8
|
SHARED DISPOSITIVE POWER
0
|
||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
54,466
|
||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES /__/
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.7% (3)
|
||
12
|
TYPE OF REPORTING PERSON
IN
|
(1)
|
Includes 3,834 shares subject to options which are exercisable within 60 days and 1,534 shares of unvested restricted stock over which Mr. Klein has sole voting power but no dispositive power.
|
(2)
|
Includes 17,432 shares held by the Foundation, of which the reporting person serves as a trustee, and as to which shares Mr. Klein may be deemed to have beneficial ownership. Mr. Klein disclaims beneficial ownership of all shares held by the Foundation. The amount also includes 2,949 shares held in Mr. Klein’s Deferred Compensation Plan account over which he has a direct pecuniary interest as a participant in such plan.
|
(3)
|
Assumes options to acquire 3,834 shares have been exercised. Based on 3,184,403 shares of common stock outstanding as of December 31, 2012.
|
Page 5 of 8 Pages
|
Page 6 of 8 Pages
|
|
(a)
|
Amount Beneficially Owned
:
See Row 9 of the second part of the cover page provided for each reporting person.
|
|
(b)
|
Percent of Class
:
See Row 11 of the second part of the cover page provided for each reporting person.
|
|
(c)
|
Number of Shares as to Which Such Person Has
:
See Rows 5, 6, 7, and 8 of the second part of the cover page provided for each reporting person.
|
Page 7 of 8 Pages
|
Page 8 of 8 Pages
|
/s/ Ernest A. Moretti
|
February 14, 2013
|
|
Ernest A. Moretti, as an Individual Stockholder | ||
|
|
|
/s/ William J. Kappauf, Jr.
|
February 14, 2013
|
|
William J. Kappauf, Jr., as an Individual Stockholder | ||
|
|
|
/s/ Michael J. Klein
|
February 14, 2013
|
|
Michael J. Klein, as an Individual Stockholder |
/s/ Ernest A. Moretti
|
February 14, 2013
|
|
Ernest A. Moretti, as an Individual Stockholder | ||
|
|
|
/s/ William J. Kappauf, Jr.
|
February 14, 2013
|
|
William J. Kappauf, Jr., as an Individual Stockholder | ||
|
|
|
/s/ Michael J. Klein
|
February 14, 2013
|
|
Michael J. Klein, as an Individual Stockholder |
1 Year Bcsb Bancorp, Inc. (MM) Chart |
1 Month Bcsb Bancorp, Inc. (MM) Chart |
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