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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Bigband Networks (MM) | NASDAQ:BBND | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.26 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
ValueAct SmallCap Management, L.P. |
2. Issuer Name
and
Ticker or Trading Symbol
BigBand Networks, Inc. [ BBND ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) __ X __ Other (specify below) See Remarks |
435 PACIFIC AVENUE, FOURTH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
SAN FRANCISCO, CA 94133 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $.001 per share | 6/21/2010 | P | 69934 | A | $2.90 | 8754742 | I | See footnotes (1) (2) | ||
Common Stock, par value $.001 per share | 6/22/2010 | P | 486821 | A | $2.8989 | 9241563 | I | See footnotes (1) (2) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | The reported stock is owned directly by ValueAct SmallCap Master Fund, L.P. and may be deemed to be beneficially owned by (i) VA SmallCap Partners, LLC as the General Partner of ValueAct SmallCap Master Fund, L.P., (ii) ValueAct SmallCap Management, L.P. as the manager of ValueAct SmallCap Master Fund, L.P. and (iii) ValueAct SmallCap Management, LLC as the General Partner of ValueAct SmallCap Management, L.P. David Lockwood is the Managing Member of VA SmallCap Partners, LLC and ValueAct SmallCap Management, LLC. The reporting persons disclaim beneficial ownership of the reported stock except to the extent of their pecuniary interest therein. |
( 2) | Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Remarks:
Remarks: -The reporting persons herein may be deemed to be members of a "group" for purposes of the Securities Exchange Act of 1934, as amended. Each reporting person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by such reporting person. This report shall not be deemed an admission that such reporting person is a member of a group or the beneficial owner of any securities not directly owned by such reporting person. Joint Filer Information: Name: ValueAct SmallCap Master Fund, L.P. Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133 Designated Filer: ValueAct SmallCap Management, L.P. Issuer and Ticker Symbol: BigBand Networks, Inc. (BBND) Date of Event Requiring Statement: 06/21/2010 Name: VA SmallCap Partners, LLC Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133 Designated Filer: ValueAct SmallCap Management, L.P. Issuer and Ticker Symbol: BigBand Networks, Inc. (BBND) Date of Event Requiring Statement: 06/21/2010 Name: ValueAct SmallCap Management, LLC Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133 Designated Filer: ValueAct SmallCap Management, L.P. Issuer and Ticker Symbol: BigBand Networks, Inc. (BBND) Date of Event Requiring Statement: 06/21/2010 Name: David Lockwood Address: 435 Pacific Avenue, Fourth Floor, San Francisco, CA 94133 Designated Filer: ValueAct SmallCap Management, L.P. Issuer and Ticker Symbol: BigBand Networks, Inc. (BBND) Date of Event Requiring Statement: 06/21/2010 |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
ValueAct SmallCap Management, L.P.
435 PACIFIC AVENUE FOURTH FLOOR SAN FRANCISCO, CA 94133 |
|
X |
|
See Remarks | |
ValueAct SmallCap Master Fund, L.P.
435 PACIFIC AVENUE FOURTH FLOOR SAN FRANCISCO, CA 94133 |
|
X |
|
See Remarks | |
VA SmallCap Partners, LLC
435 PACIFIC AVENUE FOURTH FLOOR SAN FRANCISCO, CA 94133 |
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X |
|
See Remarks | |
ValueAct SmallCap Management, LLC
435 PACIFIC AVENUE FOURTH FLOOR SAN FRANCISCO, CA 94133 |
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X |
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See Remarks | |
Lockwood David James
435 PACIFIC AVENUE FOURTH FLOOR SAN FRANCISCO, CA 94133 |
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X |
|
See Remarks |
Signatures
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||
ValueAct SmallCap Management, L.P., By: ValueAct SmallCap Management, LLC, its General Partner, By:/s/David Lockwood, Managing Member | 6/23/2010 | |
** Signature of Reporting Person |
Date
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|
VA SmallCap Partners, LLC, By:/s/David Lockwood, Managing Member | 6/23/2010 | |
** Signature of Reporting Person |
Date
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ValueAct SmallCap Master Fund, L.P., By: VA SmallCap Partners, LLC, its General Partner, By:/s/David Lockwood Managing Member | 6/23/2010 | |
** Signature of Reporting Person |
Date
|
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ValueAct SmallCap Management, LLC, By:/s/David Lockwood, Managing Member | 6/23/2010 | |
** Signature of Reporting Person |
Date
|
|
/s/David Lockwood | 6/23/2010 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Bigband Networks (MM) Chart |
1 Month Bigband Networks (MM) Chart |
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