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Name | Symbol | Market | Type |
---|---|---|---|
Broadcom Inc | NASDAQ:AVGOP | NASDAQ | Preference Share |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1,406.70 | 1,388.27 | 1,402.87 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * TAN HOCK E | 2. Issuer Name and Ticker or Trading Symbol Broadcom Inc. [ AVGO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $0.001 par value | 3/9/2020 | M(1) | 75000 | A | $38.99 | 245042 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 1150 | D | $245.014 (3) | 243892 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 2578 | D | $246.006 (4) | 241314 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 4265 | D | $247.381 (5) | 237049 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 7287 | D | $248.126 (6) | 229762 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 5924 | D | $249.178 (7) | 223838 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 6837 | D | $250.309 (8) | 217001 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 6429 | D | $251.351 (9) | 210572 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 3141 | D | $252.211 (10) | 207431 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 4720 | D | $253.423 (11) | 202711 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 4580 | D | $254.28 (12) | 198131 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 4704 | D | $255.456 (13) | 193427 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 6900 | D | $256.512 (14) | 186527 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 9381 | D | $257.456 (15) | 177146 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 3796 | D | $258.459 (16) | 173350 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 3208 | D | $259.437 (17) | 170142 (2) | D | |||
Common Stock, $0.001 par value | 3/9/2020 | S(1) | 100 | D | $260 | 170042 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $38.99 | 3/9/2020 | M (1) | 75000 | (18) | 9/21/2020 | Common Stock, $0.001 par value | 75000.0 | $0 | 816874 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
TAN HOCK E C/O BROADCOM INC. 1320 RIDDER PARK DRIVE SAN JOSE, CA 95131 | X | President and CEO |
Signatures | ||
/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan | 3/11/2020 | |
**Signature of Reporting Person | Date |
1 Year Broadcom Chart |
1 Month Broadcom Chart |
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