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Share Name | Share Symbol | Market | Type |
---|---|---|---|
AVEO Pharmaceuticals Inc | NASDAQ:AVEO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 15.00 | 14.99 | 15.00 | 0 | 00:00:00 |
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * BATE KENNETH | 2. Issuer Name and Ticker or Trading Symbol AVEO PHARMACEUTICALS, INC. [ AVEO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 1/19/2023 | D | 375 | D | $15.00 (1) | 375 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $25.90 | 1/19/2023 | D | 1250 | (2) | 5/29/2023 | Common Stock | 1250 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $15.70 | 1/19/2023 | D | 1250 | (2) | 6/19/2024 | Common Stock | 1250 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $16.10 | 1/19/2023 | D | 2515 | (2) | 4/2/2025 | Common Stock | 2515 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $20.00 | 1/19/2023 | D | 2000 | (2) | 5/28/2025 | Common Stock | 2000 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $9.20 | 1/19/2023 | D | 6402 | (2) | 5/26/2026 | Common Stock | 6402 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $7.00 | 1/19/2023 | D | 7785 | (2) | 6/21/2027 | Common Stock | 7785 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $22.70 | 1/19/2023 | D | 4000 | (2) | 6/17/2028 | Common Stock | 4000 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $7.60 | 1/19/2023 | D | 4000 | (2) | 6/11/2029 | Common Stock | 4000 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $7.52 | 1/19/2023 | D | 4000 | (2) | 6/9/2030 | Common Stock | 4000 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $7.27 | 1/19/2023 | D | 12500 | (2) | 6/8/2031 | Common Stock | 12500 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $4.27 | 1/19/2023 | D | 22500 | (2) | 6/6/2032 | Common Stock | 22500 | (2) | 0 | D |
Remarks: On January 19, 2022, pursuant to the Agreement and Plan of Merger (as it may be amended from time to time, referred to as the "Merger Agreement"), by and among LG Chem, Ltd. ("Parent"), Acacia acquisition Sub, Inc. ("Merger Sub") and AVEO Pharmaceuticals, Inc. (the "Company"), dated as of October 18, 2022, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock automatically converted into the right to receive $15.00 per share in cash (the "Merger Consideration"). |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
BATE KENNETH C/O AVEO PHARMACEUTICALS, INC. 30 WINTER STREET BOSTON, MA 02108 | X |
Signatures | ||
/s/ Danielle V. Holland, attorney in fact | 1/19/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year AVEO Pharmaceuticals Chart |
1 Month AVEO Pharmaceuticals Chart |
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