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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Athersys Inc | NASDAQ:ATHX | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.1018 | 0.101 | 0.104 | 0 | 01:00:00 |
Athersys, Inc.
|
(Name of Issuer)
|
Common Stock, par value US$0.001 per share
|
(Title of Class of Securities)
|
0474L106
|
(CUSIP Number)
|
Kenton King, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
525 University Avenue
Palo Alto, CA 94301
(650) 470-4500
|
Kenji Taneda, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
Izumi Garden Tower, 37th Floor
1-6-1, Roppongi, Minato-ku
Tokyo 106-6037, Japan
+81-3-3568-2626
|
November 23, 2020
|
(Date of Event which Requires Filing of this Statement)
|
CUSIP No. 0474L106
|
|
13D
|
|
Page 2 of 5 Pages
|
1.
|
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
HEALIOS K.K. |
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
3.
|
|
SEC USE ONLY
|
4.
|
|
SOURCE OF FUNDS (see instructions)
WC |
5.
|
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
6.
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7.
|
|
SOLE VOTING POWER
0 |
8.
|
|
SHARED VOTING POWER
16,310,526 |
|
9.
|
|
SOLE DISPOSITIVE POWER
0 |
|
10.
|
|
SHARED DISPOSITIVE POWER
16,310,526 |
11.
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,310,526 |
12.
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
13.
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.3%(1) |
14.
|
|
TYPE OF REPORTING PERSON (see instructions)
CO |
(1) |
Based on 197,699,500 shares of Common Stock outstanding as of November 5, 2020, as reported on the Issuer’s most recent filing on Form 10-Q.
|
CUSIP No. 0474L106
|
|
13D
|
|
Page 3 of 5 Pages
|
1.
|
|
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Tadahisa Kagimoto(2) |
2.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions) (a) ☐ (b) ☐ |
3.
|
|
SEC USE ONLY
|
4.
|
|
SOURCE OF FUNDS (see instructions)
AF |
5.
|
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) ☐
|
6.
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Japan |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7.
|
|
SOLE VOTING POWER
0 |
8.
|
|
SHARED VOTING POWER
16,310,526 |
|
9.
|
|
SOLE DISPOSITIVE POWER
0 |
|
10.
|
|
SHARED DISPOSITIVE POWER
16,310,526 |
11.
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,310,526 |
12.
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions) ☐ |
13.
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.3%(3) |
14.
|
|
TYPE OF REPORTING PERSON (see instructions)
IN |
(2) |
The reporting person may be deemed to have beneficial ownership of shares of Common Stock solely through his interest in HEALIOS K.K.
|
(3) |
Based on 197,699,500 shares of Common Stock outstanding as of November 5, 2020, as reported on the Issuer’s most recent filing on Form 10-Q.
|
CUSIP No. 0474L106
|
|
13D
|
|
Page 4 of 5 Pages
|
Exhibit No.
|
|
Description
|
|
|
|
99.1
|
|
Complaint for the Inspection of Books and Records, as filed with the Court of Chancery of the State of Delaware on November 21, 2020 by Hardy TS Kagimoto against Athersys, Inc.
|
HEALIOS K.K.
|
|||
By:
|
/s/ Hardy TS Kagimoto
|
||
Name:
|
Hardy TS Kagimoto
|
||
Title:
|
Chairman & CEO
|
||
HARDY TS KAGIMOTO
|
|||
By:
|
/s/ Hardy TS Kagimoto
|
1 Year Athersys Chart |
1 Month Athersys Chart |
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