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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Aspect Medical Systems (MM) | NASDAQ:ASPM | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 12.27 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: January 31, 2008 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
EAGLE J BRECKENRIDGE |
2. Issuer Name
and
Ticker or Trading Symbol
ASPECT MEDICAL SYSTEMS INC [ ASPM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chairman of the Board |
C/O ASPECT MEDICAL SYSTEMS, INC.,, ONE UPLAND ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NORWOOD, MA 02062 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 3/31/2008 | A | 4500 | A | $4.20 | 175848 | D | |||
Common Stock | 25000 | I | By Trust (1) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $4.20 | 3/31/2008 | A | 4500 | (2) | 7/9/2008 | Common Stock | 4500 | $0.00 | 0 | D |
Explanation of Responses: | |
( 1) | These shares are held by a trust for the benefit of John Warren Eagle, the trustee of which is Jeanne Warren Eagle. Mr. Eagle disclaims beneficial ownership of these securities indicated and the reporting herein of such securities shall not be construed as an admission that Mr. Eagle is the beneficial owner of any such securities for the purposes of Section 16 of Securities and Exchange Act of 1934, as amended, or for any other purpose. |
( 2) | Option vests monthly over a 4 year period beginning on June 30, 1998. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
EAGLE J BRECKENRIDGE
C/O ASPECT MEDICAL SYSTEMS, INC., ONE UPLAND ROAD NORWOOD, MA 02062 |
X |
|
Chairman of the Board |
|
Signatures
|
||
/s/ J. Breckenridge Eagle | 4/2/2008 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Aspect Medical Systems (MM) Chart |
1 Month Aspect Medical Systems (MM) Chart |
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