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ARRS Arris International Plc - Ordinary Shares

31.645
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Arris International Plc - Ordinary Shares NASDAQ:ARRS NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 31.645 20.15 31.75 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

14/07/2017 9:36pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

McCaffery Stephen J.
2. Issuer Name and Ticker or Trading Symbol

ARRIS International plc [ ARRS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
PRESIDENT, INTERNATIONAL SALES
(Last)          (First)          (Middle)

3871 LAKEFIELD DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

7/12/2017
(Street)

SUWANEE, GA 30024
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares   7/12/2017     M    2472   (1) A $0   21736   D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Shares (T) 130712   (2) $0   7/12/2017     F         1719   (3)   7/12/2017     (4) Ordinary Shares   4191   $28.06   2472   D  
 
Restricted Shares (T) 130712   (2) $0   7/12/2017     M         2472   (1)   7/12/2017     (4) Ordinary Shares   2472   $0   0   D  
 
Restricted Shares (T) 140120   (2) $0                    1/20/2018     (4) Ordinary Shares   1890     1890   D  
 
Restricted Shares (T) 140327   (2) $0                    3/27/2018     (4) Ordinary Shares   3171     3171   D  
 
Restrited Shares (T) 150330   (2) $0                    3/30/2019     (4) Ordinary Shares   6020     6020   D  
 
Restricted Shares (T) 160707   (2) $0                    7/7/2020     (4) Ordinary Shares   8224     8224   D  
 
Restricted Shares (P) 160707   (5) $0                    1/31/2019     (4) Ordinary Shares   21930     21930   D  
 
Restricted Shares (T) 170329   (2) $0                    3/29/2021     (4) Ordinary Shares   18725     18725   D  
 
Restricted Shares (P) 170329   (5) $0                    1/31/2020     (4) Ordinary Shares   37450     37450   D  
 

Explanation of Responses:
(1)  Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
(2)  Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
(3)  Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
(4)  This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
(5)  Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
McCaffery Stephen J.
3871 LAKEFIELD DRIVE
SUWANEE, GA 30024


PRESIDENT, INTERNATIONAL SALES

Signatures
/s/ Patrick W. Macken, Attorney-in-Fact 7/14/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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