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ARRS Arris International Plc - Ordinary Shares

31.645
0.00 (0.00%)
After Hours
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Arris International Plc - Ordinary Shares NASDAQ:ARRS NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 31.645 20.15 31.75 0 01:00:00

Initial Statement of Beneficial Ownership (3)

15/12/2016 9:47pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

McCaffery Stephen J.

2. Date of Event Requiring Statement (MM/DD/YYYY)
12/5/2016 

3. Issuer Name and Ticker or Trading Symbol

ARRIS International plc [ARRS]

(Last)        (First)        (Middle)

3871 LAKEFIELD DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
President, International Sales /

(Street)

SUWANEE, GA 30024       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Ordinary Shares   14000   D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Shares (T) 130712   (1) 7/12/2017     (2) Ordinary Shares   4191   $0   D  
 
Restricted Shares (T) 140120   (1) 1/20/2018     (2) Ordinary Shares   1890   $0   D  
 
Restricted Shares (T) 140327   (1) 3/27/2018     (2) Ordinary Shares   6344   $0   D  
 
Restrited Shares (T) 150330   (1) 3/30/2019     (2) Ordinary Shares   9030   $0   D  
 
Restricted Shares (T) 160707   (1) 7/7/2020     (2) Ordinary Shares   10965   $0   D  
 
Restricted Shares (P) 160707   (3) 1/31/2019     (2) Ordinary Shares   21930   $0   D  
 

Explanation of Responses:
( 1)  Represents a restricted stock grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
( 2)  This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
( 3)  Represents an equity award grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
McCaffery Stephen J.
3871 LAKEFIELD DRIVE
SUWANEE, GA 30024


President, International Sales

Signatures
/s/ Patrick W. Macken, Attorney-in-Fact 12/15/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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