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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Amcore Financial (MM) | NASDAQ:AMFI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.79 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
CAMPBELL RUSSELL |
2. Issuer Name
and
Ticker or Trading Symbol
AMCORE FINANCIAL INC [ AMFI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) EXEC VICE PRESIDENT AIGNA |
501 SEVENTH STREET, P.O. BOX 1537 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
ROCKFORD, IL 61110-0037 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/4/2009 (1) | A | 10000 | A | $0 | 10000 | D | |||
Common Stock | 8241 | I | By The Susan Campbell Trust | |||||||
Common Stock | 2053.74 | I | by 401k | |||||||
Common Stock | 8493.462 | I | By Espp |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Award | (2) | (2) | 12/31/2012 | Common Stock | 1500 | 1500 | D | ||||||||
Stock Option | $31.818 | 3/12/2008 (3) | 3/12/2017 | Common Stock | 23144 | 23144 | D | ||||||||
Stock Option | $20.42 | 1/24/2009 (4) | 1/24/2018 | Common Stock | 25000 | 25000 | D | ||||||||
Stock Option | $1.65 | 1/26/2010 | 1/26/2019 | Common Stock | 0 | 0 | D | ||||||||
Stock Option | $1.65 | 1/26/2010 (5) | 1/26/2019 | Common Stock | 15000 | 15000 | D |
Explanation of Responses: | |
( 1) | These shares will vest at the rate of 25% per year beginning August 4, 2010. |
( 2) | Deferred Stock Award vests as to one-third of the shares of the Deferred Stock on December 31 of each of 2010, 2011, 2012 provided that the participant remains continuously employed and attains specific performance goal(s). |
( 3) | These options vest at the rate of 25% per year beginning March 12, 2008. |
( 4) | These options vest at the rate of 25% per year beginning January 24, 2009. |
( 5) | Options vest over a 4 year period at 25% a year. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
CAMPBELL RUSSELL
501 SEVENTH STREET P.O. BOX 1537 ROCKFORD, IL 61110-0037 |
|
|
EXEC VICE PRESIDENT AIGNA |
|
Signatures
|
||
Russell Campbell | 8/5/2009 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Amcore Financial (MM) Chart |
1 Month Amcore Financial (MM) Chart |
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