We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Applied Materials Inc | NASDAQ:AMAT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
6.18 | 3.12% | 204.09 | 204.18 | 204.60 | 205.27 | 199.95 | 202.00 | 3,686,800 | 21:15:31 |
þ
|
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
o
|
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
Page number
|
Financial Statements:
|
|
Supplementary Information:
|
|
|
|
|
ARMANINO
LLP
|
|
|
|
|
San Francisco, California
|
|
|
|
December 31,
2016 |
|
December 31,
2015 |
||||
|
|
(In thousands)
|
||||||
ASSETS
|
|
|
|
|
||||
Investments, at fair value
|
|
|
|
|
||||
Mutual funds
|
|
$
|
625,379
|
|
|
$
|
545,776
|
|
Applied common stock
|
|
346,870
|
|
|
277,594
|
|
||
Common/collective trusts
|
|
1,025,467
|
|
|
931,673
|
|
||
Unitized stock funds
|
|
137,515
|
|
|
113,058
|
|
||
|
|
2,135,231
|
|
|
1,868,101
|
|
||
|
|
|
|
|
||||
Guaranteed investment contracts, at contract value
|
|
268,816
|
|
|
217,382
|
|
||
|
|
|
|
|
||||
Total investments
|
|
2,404,047
|
|
|
2,085,483
|
|
||
|
|
|
|
|
||||
Receivables:
|
|
|
|
|
||||
Notes receivable from participants
|
|
21,078
|
|
|
20,466
|
|
||
Employer contribution receivable
|
|
2,526
|
|
|
2,335
|
|
||
Total receivables
|
|
23,604
|
|
|
22,801
|
|
||
|
|
|
|
|
||||
Total assets
|
|
2,427,651
|
|
|
2,108,284
|
|
||
|
|
|
|
|
||||
LIABILITIES
|
|
|
|
|
||||
Expenses payable
|
|
(236
|
)
|
|
(172
|
)
|
||
|
|
|
|
|
||||
Total liabilities
|
|
(236
|
)
|
|
(172
|
)
|
||
|
|
|
|
|
||||
Net assets available for benefits
|
|
$
|
2,427,415
|
|
|
$
|
2,108,112
|
|
|
|
Year ended
December 31, 2016
|
||
|
|
(In thousands)
|
||
Additions to net assets attributed to:
|
|
|
||
Investment and other income:
|
|
|
||
Net realized and unrealized appreciation in the fair value of investments
|
|
$
|
295,898
|
|
Dividends and interest
|
|
21,759
|
|
|
Total investment and other income
|
|
317,657
|
|
|
|
|
|
||
Contributions:
|
|
|
||
Participant
|
|
84,001
|
|
|
Rollovers
|
|
10,259
|
|
|
Employer
|
|
37,007
|
|
|
Total contributions
|
|
131,267
|
|
|
|
|
|
||
Withdrawals, distributions and expenses
|
|
(129,621
|
)
|
|
|
|
|
||
Net increase in net assets
|
|
319,303
|
|
|
|
|
|
||
Net assets available for benefits:
|
|
|
||
Beginning of year
|
|
2,108,112
|
|
|
|
|
|
||
End of year
|
|
$
|
2,427,415
|
|
|
December 31,
2016 |
|
December 31,
2015 |
||||
|
(In thousands)
|
||||||
Investment type:
|
|
|
|
||||
Short term investment fund
|
$
|
16,817
|
|
|
$
|
10,402
|
|
Fixed maturity synthetic GICs
|
35,711
|
|
|
29,622
|
|
||
Constant duration synthetic GICs
|
216,288
|
|
|
177,358
|
|
||
|
$
|
268,816
|
|
|
$
|
217,382
|
|
|
|
Assets at fair value as of December 31, 2016
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
|
|
(In thousands)
|
||||||||||
Mutual funds
|
|
$
|
625,379
|
|
|
$
|
—
|
|
|
$
|
625,379
|
|
Applied common stock
|
|
346,870
|
|
|
—
|
|
|
346,870
|
|
|||
Total assets at fair value
|
|
$
|
972,249
|
|
|
$
|
—
|
|
|
$
|
972,249
|
|
Investments measured at NAV practical expedient *
|
|
|
|
|
|
1,162,982
|
|
|||||
Investments at fair value
|
|
|
|
|
|
|
|
$
|
2,135,231
|
|
|
|
Assets at fair value as of December 31, 2015
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
|
|
(In thousands)
|
||||||||||
Mutual funds
|
|
$
|
545,776
|
|
|
$
|
—
|
|
|
$
|
545,776
|
|
Applied common stock
|
|
277,594
|
|
|
—
|
|
|
277,594
|
|
|||
Total assets at fair value
|
|
$
|
823,370
|
|
|
$
|
—
|
|
|
$
|
823,370
|
|
Investments measured at NAV practical expedient *
|
|
|
|
|
|
1,044,731
|
|
|||||
Total assets at estimated fair value
|
|
|
|
|
|
|
|
$
|
1,868,101
|
|
|
As of December 31, 2016
|
|||||
|
Fair Value
(in thousands)
|
Unfunded Commitments
|
Redemption Frequency
(if currently eligible)
|
Redemption Notice Period
|
||
Vanguard Target Retirement Income Trust II funds
|
$
|
496,432
|
|
N/A
|
Daily
|
None
|
Fidelity Growth Company Commingled Pool
|
89,684
|
|
N/A
|
Daily
|
Various **
|
|
Fidelity Contrafund Commingled Pool
|
182,334
|
|
N/A
|
Daily
|
Various **
|
|
T. Rowe Price Growth Stock Trust Class B
|
144,782
|
|
N/A
|
Daily
|
30 days
|
|
Fidelity Institutional Asset Management Core Plus Commingled Pool Class F
|
112,235
|
|
N/A
|
Daily
|
Various **
|
|
Fidelity Equity Income Unitized K Fund
|
83,868
|
|
N/A
|
Daily
|
Various **
|
|
Silvercrest Asset Management Small Cap Value Account
|
53,647
|
|
N/A
|
Daily
|
None
|
|
As of December 31, 2015
|
|||||
|
Fair Value
(in thousands)
|
Unfunded Commitments
|
Redemption Frequency
(if currently eligible)
|
Redemption Notice Period
|
||
Vanguard Target Retirement Income Trust II funds
|
$
|
385,253
|
|
N/A
|
Daily
|
None
|
Fidelity Growth Company Commingled Pool
|
96,137
|
|
N/A
|
Daily
|
Various **
|
|
Fidelity Contrafund Commingled Pool
|
198,784
|
|
N/A
|
Daily
|
Various **
|
|
T. Rowe Price Growth Stock Trust Class B
|
159,032
|
|
N/A
|
Daily
|
30 days
|
|
Fidelity Institutional Asset Management Core Plus Commingled Pool Class F
|
92,467
|
|
N/A
|
Daily
|
Various **
|
|
Fidelity Equity Income Unitized K Fund
|
73,144
|
|
N/A
|
Daily
|
Various **
|
|
Silvercrest Asset Management Small Cap Value Account
|
39,914
|
|
N/A
|
Daily
|
None
|
|
Number of shares
|
|
Fair value
|
||
|
|
|
(In thousands)
|
||
2016
|
10,692,518
|
|
$
|
346,870
|
|
2015
|
14,827,987
|
|
$
|
277,594
|
|
|
|
2016
|
|
2105
|
||||
|
|
(In thousands)
|
||||||
|
|
|
|
|
||||
Net assets available for benefits per the financial statements
|
|
$
|
2,427,415
|
|
|
$
|
2,108,112
|
|
Adjustment for benefits payable
|
|
—
|
|
|
(25
|
)
|
||
Net assets available for benefits per Form 5500
|
|
$
|
2,427,415
|
|
|
$
|
2,108,087
|
|
|
|
2016
|
||
|
|
(In thousands)
|
||
|
|
|
||
Withdrawals, distributions and expenses per financial statements
|
|
$
|
129,621
|
|
Adjustment for benefits payable
|
|
(25
|
)
|
|
Total deductions from net assets per Form 5500
|
|
$
|
129,596
|
|
(a)
|
|
(b)
Identity of issue, borrower, lessor or similar party
|
|
(c)
Description of investment including maturity date, rate of interest, collateral, par or maturity value (1)
|
|
(e)
Current value
(In thousands)
|
|||
|
|
|
|
|
|
|
|
||
*
|
|
Fidelity 500 Index Fund – Institutional Class
|
|
2,484,598
|
shares
|
|
$
|
194,668
|
|
|
|
Morgan Stanley Institutional Fund, Inc. – International Equity IS Fund
|
|
5,306,046
|
shares
|
|
77,681
|
|
|
|
|
American Funds EuroPacific Growth R6 Fund
|
|
685,706
|
shares
|
|
30,884
|
|
|
|
|
Eagle Small Cap Growth Fund Class R6
|
|
536,926
|
shares
|
|
29,676
|
|
|
|
|
Vanguard Mid-Cap Index Fund – Institutional Plus Shares
|
|
987,545
|
shares
|
|
175,299
|
|
|
|
|
Vanguard Small-Cap Index Fund – Institutional Plus Shares
|
|
657,232
|
shares
|
|
117,171
|
|
|
|
|
|
|
Total mutual funds
|
|
|
$
|
625,379
|
|
|
|
|
|
|
|
|
(a)
|
|
(b)
Identity of issue, borrower, lessor or similar party
|
|
(c)
Description of investment including maturity date, rate of interest, collateral, par or maturity value (1)
|
|
(e)
Current value
(In thousands)
|
|||
|
|
|
|
|
|
|
|
||
*
|
|
Applied Materials, Inc. Common Stock Fund
|
|
10,692,518
|
shares
|
|
$
|
346,870
|
|
|
|
|
|
|
|
|
|
||
|
|
BNY Mellon Stable Value Fund:
|
|
|
|
|
|
||
|
|
Transamerica Insurance Company of America
|
|
Guaranteed investment contract
|
|
58,480
|
|
||
|
|
Pacific Life Insurance Company
|
|
Guaranteed investment contract
|
|
53,758
|
|
||
|
|
Prudential Insurance Company of America
|
|
Guaranteed investment contract
|
|
51,466
|
|
||
|
|
RGA Reinsurance Company
|
|
Guaranteed investment contract
|
|
52,552
|
|
||
|
|
Nationwide Life insurance Company
|
|
Guaranteed investment contract
|
|
35,711
|
|
||
*
|
|
Fidelity Short Term Investment Fund
|
|
Government money market portfolio
|
|
16,817
|
|
||
|
|
Net Fund Assets
|
|
Other
|
|
|
32
|
|
|
|
|
|
|
Total stable value fund holdings
|
|
$
|
268,816
|
|
|
|
|
|
|
|
|
|
|
||
*
|
|
Fidelity Institutional Asset Management Core Plus Commingled Pool Class F
|
|
5,897,791
|
shares
|
|
$
|
112,235
|
|
*
|
|
Fidelity Growth Company Commingled Pool
|
|
6,494,146
|
shares
|
|
89,684
|
|
|
*
|
|
Fidelity Contrafund Commingled Pool
|
|
15,169,192
|
shares
|
|
182,334
|
|
|
|
|
T. Rowe Price Growth Stock Trust Class B
|
|
6,111,519
|
shares
|
|
144,782
|
|
|
|
|
Vanguard Target Retirement Income Trust II
|
|
438,837
|
shares
|
|
13,727
|
|
|
|
|
Vanguard Target Retirement 2010 Trust II
|
|
182,924
|
shares
|
|
5,286
|
|
|
|
|
Vanguard Target Retirement 2015 Trust II
|
|
657,895
|
shares
|
|
19,132
|
|
|
|
|
Vanguard Target Retirement 2020 Trust II
|
|
2,111,632
|
shares
|
|
60,878
|
|
|
|
|
Vanguard Target Retirement 2025 Trust II
|
|
3,693,679
|
shares
|
|
104,753
|
|
|
|
|
Vanguard Target Retirement 2030 Trust II
|
|
3,882,418
|
shares
|
|
107,854
|
|
|
|
|
Vanguard Target Retirement 2035 Trust II
|
|
2,915,602
|
shares
|
|
81,170
|
|
|
|
|
Vanguard Target Retirement 2040 Trust II
|
|
1,704,717
|
shares
|
|
48,329
|
|
|
|
|
Vanguard Target Retirement 2045 Trust II
|
|
916,750
|
shares
|
|
25,999
|
|
|
|
|
Vanguard Target Retirement 2050 Trust II
|
|
591,109
|
shares
|
|
16,841
|
|
|
|
|
Vanguard Target Retirement 2055 Trust II
|
|
220,456
|
shares
|
|
8,413
|
|
|
|
|
Vanguard Target Retirement 2060 Trust II
|
|
134,698
|
shares
|
|
4,050
|
|
|
|
|
|
|
Total common/collective trusts
|
|
$
|
1,025,467
|
|
|
|
|
|
|
|
|
|
|
||
*
|
|
Fidelity Equity Income Unitized K Fund
|
|
7,365,137
|
units
|
|
83,868
|
|
|
|
|
Silvercrest Asset Management Small Cap Value Account
|
|
3,923,023
|
units
|
|
53,647
|
|
|
|
|
|
|
Total unitized stock funds
|
|
$
|
137,515
|
|
|
*
|
|
Participant loans
|
|
Interest at 4.25% to 9.25%, maturing through 2031
|
|
$
|
21,078
|
|
|
|
|
|
|
|
|
|
|||
|
|
|
|
|
Total
|
|
$
|
2,425,125
|
|
|
|
|
|
APPLIED MATERIALS, INC.
|
|
|
|
|
EMPLOYEE SAVINGS AND RETIREMENT PLAN
|
|
|
|
|
|
June 22, 2017
|
|
|
By:
|
/s/ Greg Lawler
|
|
|
|
|
Greg Lawler
|
|
|
|
|
Corporate Vice President, Global Rewards
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Exhibit
No.
|
Description
|
|
23.1
|
Consent of Independent Registered Public Accounting Firm
|
|
1 Year Applied Materials Chart |
1 Month Applied Materials Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions