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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Aixtron SE ADS, Each Representing One Ordinary Share | NASDAQ:AIXG | NASDAQ | Common Stock |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 3.06 | 2.74 | 3.12 | 0 | 01:00:00 |
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of April 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
|
Form 20-F ⊠ |
Form 40-F ⃞ |
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
|
Yes ⃞ |
No ⊠ |
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): N/A
Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We
received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
March
30, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 25.03.2015
6. Total amount of voting rights: 4.95% (equals 5574652 voting rights)
calculated
from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG: 0.61% (equals 687382 voting rights) thereof held
indirectly:
0.61% (equals 687382 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG: 3.19% (equals 3595229 voting rights) thereof held indirectly:
3.19%
(equals 3595229 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 1.15% (equals 1292041 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a,
Sec. 1 WpHG:
Chain of controlled undertakings: Credit Suisse AG, Credit Suisse
Investments
(UK), Credit Suisse Investment Holdings (UK), Credit Suisse
Securities
(Europe) Limited
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 05.05.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 14.05.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 05.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 08.07.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 08.02.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 03.05.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 05.05.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 04.10.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 03.01.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.02.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 28.04.2017
Furthermore we received the following notification pursuant to Art. 25a,
Sec.
1 WpHG on March 30, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier: Credit Suisse AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 25.03.2015
6. Total amount of voting rights: 4.95% (equals 5574652 voting rights)
calculated
from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG: 0.61% (equals 687382 voting rights) thereof held
indirectly:
0.61% (equals 687382 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG: 3.19% (equals 3595229 voting rights) thereof held indirectly:
2.14%
(equals 2415062 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 1.15% (equals 1292041 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a,
Sec. 1 WpHG:
Chain of controlled undertakings: Credit Suisse Investments (UK), Credit
Suisse
Investment Holdings (UK), Credit Suisse Securities (Europe) Limited
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 05.05.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 14.05.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 05.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 08.07.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 08.02.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 03.05.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 05.05.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 04.10.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 03.01.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.02.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 28.04.2017
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
|
AIXTRON SE |
||||
|
|
||||
|
|
||||
| Date: | April 2, 2015 |
By: |
/s/ Martin Goetzeler |
|
|
Name: |
Martin Goetzeler |
|||
|
Title: |
President and CEO |
|||
1 Year Aixtron SE ADS, Each Representing One Ordinary Share Chart |
1 Month Aixtron SE ADS, Each Representing One Ordinary Share Chart |
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