Current Report Filing (8-k)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): August 11, 2021 (August 10, 2021)

 

Apollo Investment Corporation

(Exact Name of Registrant as Specified in Charter)

 

 

 

Maryland

814-00646

52-2439556

(State or Other Jurisdiction of Incorporation)

(Commission File Number)

(I.R.S. Employer Identification No.)

9 West 57th Street,

New York, NY 10019

(Address of Principal Executive Offices) (Zip Code)

[phone]

(Registrant’s telephone number, including area code)

None

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

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¨			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company [ ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

Item 5.07			Submission of Matters to a Vote of Security Holders

Annual Meeting:

On August 10, 2021, Apollo Investment Corporation (the "Company") held its Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, the Company's stockholders approved two proposals. The Proposals are described in detail in the Company's definitive proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission (the "SEC") on June 22, 2021. As of June 14, 2021 the record date, 65,113,604 shares of common stock were eligible to vote.

Proposal 1: The Company's stockholders elected three Class II Directors of the Company, who will each serve a term of three years, or until his or her successor is duly elected and qualified, as follows:

Name of Director			FOR						WITHHELD						BROKER-NON-VOTE
John J. Hannan			29,578,942						3,348,972						17,438,590
Barbara Matas			19,870,621						13,057,593						17,438,590
R. Rudolph Reinfrank			19,805,895						13,122,019						17,438,950

    Proposal 2: The Company's stockholders ratified the selection of PricewaterhouseCoopers LLP as an independent registered public accounting firm of the Company for the fiscal year ending March 31, 2022, as follows:

FOR						WITHHELD						ABSTAIN						BROKER-NON-VOTE
49,394,248						538,827						433,429						—

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

APOLLO INVESTMENT CORP.
By:						/s/ Joseph D. Glatt
						Name: Joseph D. Glatt
						Title:   Chief Legal Officer and Secretary

Date: August 11, 2021