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Name | Symbol | Market | Type |
---|---|---|---|
Acadian Emerging Markets Debt Fund Insti (MM) | NASDAQ:AEMDX | NASDAQ | Fund |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0 | - |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-06400
The Advisors Inner Circle Fund
(Exact name of registrant as specified in charter)
101 Federal Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
SEI Corporation
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
Registrants telephone number, including area code: 1-877-446-3863
Date of fiscal year end: October 31, 2013
Date of reporting period: January 31, 2013
Item 1. | Schedule of Investments |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD LARGECAP VALUE FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 97.0% | ||||||||
Shares | Value | |||||||
CONSUMER DISCRETIONARY 14.3% | ||||||||
Advance Auto Parts |
21,655 | $ | 1,592,075 | |||||
Comcast, Cl A |
76,800 | 2,924,544 | ||||||
General Motors |
102,000 | 2,865,180 | ||||||
Genuine Parts |
23,400 | 1,591,902 | ||||||
Target |
51,200 | 3,092,992 | ||||||
Time Warner |
30,000 | 1,515,600 | ||||||
Viacom, Cl B |
50,600 | 3,053,710 | ||||||
Wal-Mart Stores |
21,600 | 1,510,920 | ||||||
Walt Disney |
59,800 | 3,222,024 | ||||||
|
|
|||||||
21,368,947 | ||||||||
|
|
|||||||
CONSUMER STAPLES 6.0% | ||||||||
CVS Caremark |
59,500 | 3,046,400 | ||||||
General Mills |
70,600 | 2,960,964 | ||||||
PepsiCo |
41,700 | 3,037,845 | ||||||
|
|
|||||||
9,045,209 | ||||||||
|
|
|||||||
ENERGY 11.8% | ||||||||
Anadarko Petroleum |
39,500 | 3,160,790 | ||||||
Chevron |
27,400 | 3,155,110 | ||||||
EQT |
50,900 | 3,023,969 | ||||||
Marathon Oil |
95,800 | 3,219,838 | ||||||
Occidental Petroleum |
57,700 | 5,093,179 | ||||||
|
|
|||||||
17,652,886 | ||||||||
|
|
|||||||
FINANCIAL SERVICES 20.0% | ||||||||
ACE |
36,100 | 3,080,413 | ||||||
AFLAC |
53,800 | 2,854,628 | ||||||
American International Group* |
85,300 | 3,226,899 | ||||||
Ameriprise Financial |
24,100 | 1,598,312 | ||||||
Bank of America |
244,600 | 2,768,872 | ||||||
CIT Group* |
72,600 | 3,074,610 | ||||||
Hartford Financial Services Group |
69,300 | 1,718,640 | ||||||
JPMorgan Chase |
67,800 | 3,189,990 | ||||||
MetLife |
87,000 | 3,248,580 | ||||||
Travelers |
20,000 | 1,569,200 | ||||||
Wells Fargo |
106,700 | 3,716,361 | ||||||
|
|
|||||||
30,046,505 | ||||||||
|
|
|||||||
HEALTH CARE 19.6% | ||||||||
Abbott Laboratories |
91,000 | 3,083,080 | ||||||
AbbVie |
45,600 | 1,673,064 | ||||||
Baxter International |
44,800 | 3,039,232 | ||||||
Cardinal Health |
67,100 | 2,939,651 | ||||||
Covidien |
51,500 | 3,210,510 | ||||||
Johnson & Johnson |
63,900 | 4,723,488 | ||||||
Merck |
68,200 | 2,949,650 | ||||||
Novartis ADR |
47,200 | 3,201,104 | ||||||
Pfizer |
61,400 | 1,674,992 |
COMMON STOCK continued
|
||||||||
Shares | Value | |||||||
HEALTH CARE continued | ||||||||
Teva Pharmaceutical Industries ADR |
77,500 | $ | 2,944,225 | |||||
|
|
|||||||
29,438,996 | ||||||||
|
|
|||||||
MATERIALS & PROCESSING 1.9% | ||||||||
Dow Chemical |
89,700 | 2,888,340 | ||||||
|
|
|||||||
PRODUCER DURABLES 8.0% | ||||||||
Boeing |
39,600 | 2,925,252 | ||||||
General Dynamics |
44,400 | 2,943,720 | ||||||
Honeywell International |
45,400 | 3,098,096 | ||||||
Union Pacific |
23,550 | 3,095,883 | ||||||
|
|
|||||||
12,062,951 | ||||||||
|
|
|||||||
TECHNOLOGY 11.1% | ||||||||
Cisco Systems |
209,000 | 4,299,130 | ||||||
EMC* |
133,100 | 3,275,591 | ||||||
Microsoft |
166,200 | 4,565,514 | ||||||
Oracle |
86,100 | 3,057,411 | ||||||
TE Connectivity |
38,900 | 1,512,432 | ||||||
|
|
|||||||
16,710,078 | ||||||||
|
|
|||||||
UTILITIES 4.3% | ||||||||
American Electric Power |
68,600 | 3,106,894 | ||||||
Vodafone Group ADR |
120,100 | 3,281,132 | ||||||
|
|
|||||||
6,388,026 | ||||||||
|
|
|||||||
Total Common Stock
|
145,601,938 | |||||||
|
|
|||||||
SHORT-TERM INVESTMENT 2.5% | ||||||||
SEI Daily Income Trust, Government
|
3,650,672 | 3,650,672 | ||||||
|
|
|||||||
Total Investments 99.5%
|
$ | 149,252,610 | ||||||
|
|
Percentages are based upon Net Assets of $150,059,801. |
* | Non-income producing security. |
(A) | The rate reported is the 7-day effective yield as of January 31, 2013. |
ADR American Depositary Receipt |
Cl Class |
| At January 31, 2013, the tax basis cost of the Funds investments was $113,057,143, and the unrealized appreciation and depreciation were $37,814,421 and $(1,618,954), respectively. |
As of January 31, 2013, all of the Funds investments were considered Level 1, in accordance with ASC-820.
THE ADVISORS INNER CIRCLE FUND | WESTWOOD LARGECAP VALUE FUND | |
JANUARY 31, 2013 (Unaudited) | ||
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-007-1300
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SMIDCAP FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 95.0% | ||||||||
Shares | Value | |||||||
CONSUMER DISCRETIONARY 13.8% | ||||||||
BorgWarner |
111,400 | $ | 8,263,652 | |||||
Childrens Place Retail
|
131,324 | 6,545,188 | ||||||
Family Dollar Stores |
70,233 | 3,982,211 | ||||||
Garmin |
151,118 | 5,725,861 | ||||||
Lear |
180,076 | 8,823,724 | ||||||
PetSmart |
56,500 | 3,695,665 | ||||||
Signet Jewelers |
132,557 | 8,295,417 | ||||||
Tupperware Brands |
149,000 | 11,353,800 | ||||||
|
|
|||||||
56,685,518 | ||||||||
|
|
|||||||
CONSUMER STAPLES 3.9% | ||||||||
Dr. Pepper Snapple Group |
87,755 | 3,955,118 | ||||||
JM Smucker |
85,851 | 7,608,974 | ||||||
Molson Coors Brewing, Cl B |
95,300 | 4,305,654 | ||||||
|
|
|||||||
15,869,746 | ||||||||
|
|
|||||||
ENERGY 6.1% | ||||||||
Approach Resources |
38,056 | 1,011,909 | ||||||
Cloud Peak Energy |
197,631 | 3,460,519 | ||||||
CONSOL Energy |
131,965 | 4,135,783 | ||||||
PDC Energy* |
111,600 | 4,132,548 | ||||||
Rex Energy* |
448,928 | 5,894,424 | ||||||
Ultra Petroleum |
345,517 | 6,295,320 | ||||||
|
|
|||||||
24,930,503 | ||||||||
|
|
|||||||
FINANCIAL SERVICES 20.8% | ||||||||
Aspen Insurance Holdings |
243,125 | 8,292,994 | ||||||
Axis Capital Holdings |
211,926 | 8,110,408 | ||||||
BankUnited |
314,690 | 8,465,161 | ||||||
East West Bancorp |
363,400 | 8,521,730 | ||||||
Equifax |
149,800 | 8,793,260 | ||||||
First Financial Bancorp |
482,410 | 7,376,049 | ||||||
HCC Insurance Holdings |
216,700 | 8,381,956 | ||||||
Lazard, Cl A |
262,271 | 9,087,690 | ||||||
PrivateBancorp, Cl A |
259,725 | 4,459,478 | ||||||
Safety Insurance Group |
91,338 | 4,385,137 | ||||||
SVB Financial Group |
76,836 | 5,099,605 | ||||||
Wintrust Financial |
130,222 | 4,827,330 | ||||||
|
|
|||||||
85,800,798 | ||||||||
|
|
|||||||
HEALTH CARE 8.7% | ||||||||
CareFusion* |
337,530 | 10,476,931 | ||||||
DENTSPLY International |
111,786 | 4,668,183 | ||||||
Hologic |
401,946 | 9,582,393 | ||||||
MEDNAX |
99,391 | 8,503,894 | ||||||
Orthofix International NV |
67,996 | 2,594,048 | ||||||
|
|
|||||||
35,825,449 | ||||||||
|
|
|||||||
MATERIALS & PROCESSING 6.7% | ||||||||
Cabot Microelectronics |
112,960 | 4,175,002 | ||||||
Packaging Corp of America |
213,540 | 8,206,342 | ||||||
Rock-Tenn, Cl A |
60,800 | 4,800,160 |
COMMON STOCK continued
|
||||||||
Shares | Value | |||||||
MATERIALS & PROCESSING continued | ||||||||
Timken |
193,157 | $ | 10,355,147 | |||||
|
|
|||||||
27,536,651 | ||||||||
|
|
|||||||
PRODUCER DURABLES 18.3% | ||||||||
AGCO |
79,477 | 4,212,281 | ||||||
BE Aerospace |
157,126 | 8,090,418 | ||||||
Colfax* |
208,516 | 9,301,899 | ||||||
Foster Wheeler* |
198,619 | 5,185,942 | ||||||
Hubbell, Cl B |
92,282 | 8,402,276 | ||||||
Manpower |
147,700 | 7,606,550 | ||||||
Quanex Building Products |
241,322 | 4,985,713 | ||||||
Robert Half International |
115,637 | 4,075,048 | ||||||
Simpson Manufacturing |
125,726 | 4,076,037 | ||||||
Trex |
104,422 | 4,411,829 | ||||||
Trinity Industries |
122,300 | 4,855,310 | ||||||
TrueBlue |
208,224 | 3,579,370 | ||||||
Watts Water Technologies, Cl A |
142,582 | 6,573,030 | ||||||
|
|
|||||||
75,355,703 | ||||||||
|
|
|||||||
REAL ESTATE INVESTMENT TRUST 5.3% | ||||||||
Alexandria Real Estate Equities |
112,878 | 8,183,655 | ||||||
DiamondRock Hospitality |
524,610 | 4,784,443 | ||||||
Digital Realty Trust |
62,550 | 4,247,771 | ||||||
Potlatch |
105,154 | 4,562,632 | ||||||
|
|
|||||||
21,778,501 | ||||||||
|
|
|||||||
TECHNOLOGY 9.9% | ||||||||
Broadridge Financial Solutions |
336,869 | 7,940,002 | ||||||
Global Payments |
203,564 | 10,027,563 | ||||||
j2 Global |
298,722 | 9,505,334 | ||||||
Jack Henry & Associates |
100,363 | 4,163,057 | ||||||
KLA-Tencor |
89,200 | 4,897,972 | ||||||
Lam Research* |
104,300 | 4,290,902 | ||||||
|
|
|||||||
40,824,830 | ||||||||
|
|
|||||||
UTILITIES 1.5% | ||||||||
CMS Energy |
248,600 | 6,389,020 | ||||||
|
|
|||||||
Total Common Stock
|
390,996,719 | |||||||
|
|
|||||||
SHORT-TERM INVESTMENT 6.1% | ||||||||
SEI Daily Income Trust, Government Money Market Fund, Cl A, 0.020% (A)
|
25,272,033 | 25,272,033 | ||||||
|
|
|||||||
Total Investments 101.1%
|
$ | 416,268,752 | ||||||
|
|
Percentages are based upon Net Assets of $411,795,118.
* | Non-income producing security. |
(A) | The rate reported is the 7-day effective yield as of January 31, 2013. |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SMIDCAP FUND | |
JANUARY 31, 2013 (Unaudited) | ||
Cl Class |
| At January 31, 2013, the tax basis cost of the Funds investments was $335,588,582, and the unrealized appreciation and depreciation were $85,006,396 and $(4,326,226), respectively. |
As of January 31, 2013, all of the Funds investments were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-006-1300
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SMIDCAP PLUS FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 94.5% | ||||||||
Shares | Value | |||||||
CONSUMER DISCRETIONARY 14.6% | ||||||||
BorgWarner |
6,900 | $ | 511,842 | |||||
Family Dollar Stores |
9,100 | 515,970 | ||||||
Garmin |
13,600 | 515,304 | ||||||
Lear |
10,700 | 524,300 | ||||||
PetSmart |
8,000 | 523,280 | ||||||
Signet Jewelers |
8,100 | 506,898 | ||||||
Tupperware Brands |
9,300 | 708,660 | ||||||
|
|
|||||||
3,806,254 | ||||||||
|
|
|||||||
CONSUMER STAPLES 6.5% | ||||||||
Dr. Pepper Snapple Group |
11,500 | 518,305 | ||||||
JM Smucker |
7,400 | 655,862 | ||||||
Molson Coors Brewing, Cl B |
11,500 | 519,570 | ||||||
|
|
|||||||
1,693,737 | ||||||||
|
|
|||||||
ENERGY 5.5% | ||||||||
Cabot Oil & Gas |
5,200 | 274,456 | ||||||
CONSOL Energy |
8,300 | 260,122 | ||||||
EQT |
8,500 | 504,985 | ||||||
Ultra Petroleum |
21,200 | 386,264 | ||||||
|
|
|||||||
1,425,827 | ||||||||
|
|
|||||||
FINANCIAL SERVICES 15.9% | ||||||||
Aspen Insurance Holdings |
7,700 | 262,647 | ||||||
Axis Capital Holdings |
13,500 | 516,645 | ||||||
BankUnited |
19,600 | 527,240 | ||||||
East West Bancorp |
22,300 | 522,935 | ||||||
Equifax |
8,900 | 522,430 | ||||||
HCC Insurance Holdings |
13,600 | 526,048 | ||||||
Invesco |
18,400 | 501,400 | ||||||
Lazard, Cl A |
15,000 | 519,750 | ||||||
SVB Financial Group |
3,900 | 258,843 | ||||||
|
|
|||||||
4,157,938 | ||||||||
|
|
|||||||
HEALTH CARE 9.4% | ||||||||
CareFusion* |
20,900 | 648,736 | ||||||
DENTSPLY International |
6,200 | 258,912 | ||||||
Hologic |
22,100 | 526,864 | ||||||
Laboratory Corp of America Holdings* |
5,800 | 519,100 | ||||||
MEDNAX |
6,000 | 513,360 | ||||||
|
|
|||||||
2,466,972 | ||||||||
|
|
|||||||
MATERIALS & PROCESSING 9.4% | ||||||||
Airgas |
2,700 | 257,148 | ||||||
Eastman Chemical |
3,600 | 256,140 | ||||||
Packaging Corp of America |
13,400 | 514,962 | ||||||
Republic Services, Cl A |
16,500 | 526,185 | ||||||
Rock-Tenn, Cl A |
3,300 | 260,535 | ||||||
Timken |
12,200 | 654,042 | ||||||
|
|
|||||||
2,469,012 | ||||||||
|
|
COMMON STOCK continued
|
||||||||
Shares | Value | |||||||
PRODUCER DURABLES 12.5% | ||||||||
AGCO |
4,800 | $ | 254,400 | |||||
BE Aerospace |
10,200 | 525,198 | ||||||
Colfax* |
11,800 | 526,398 | ||||||
Foster Wheeler* |
9,700 | 253,267 | ||||||
Hubbell, Cl B |
5,700 | 518,985 | ||||||
Manpower |
8,000 | 412,000 | ||||||
Robert Half International |
14,500 | 510,980 | ||||||
Trinity Industries |
6,600 | 262,020 | ||||||
|
|
|||||||
3,263,248 | ||||||||
|
|
|||||||
REAL ESTATE INVESTMENT TRUST 4.8% | ||||||||
Alexandria Real Estate Equities |
6,700 | 485,750 | ||||||
Digital Realty Trust |
7,482 | 508,102 | ||||||
Liberty Property Trust |
6,500 | 254,605 | ||||||
|
|
|||||||
1,248,457 | ||||||||
|
|
|||||||
TECHNOLOGY 12.9% | ||||||||
Amphenol, Cl A |
3,600 | 243,252 | ||||||
Broadridge Financial Solutions |
22,500 | 530,325 | ||||||
CA |
10,600 | 263,092 | ||||||
Fiserv |
3,000 | 240,930 | ||||||
Global Payments |
13,100 | 645,306 | ||||||
Jack Henry & Associates |
6,300 | 261,324 | ||||||
KLA-Tencor |
4,600 | 252,586 | ||||||
Lam Research* |
6,400 | 263,296 | ||||||
Western Digital |
14,100 | 662,700 | ||||||
|
|
|||||||
3,362,811 | ||||||||
|
|
|||||||
UTILITIES 3.0% | ||||||||
CMS Energy |
20,400 | 524,280 | ||||||
Wisconsin Energy |
6,700 | 264,181 | ||||||
|
|
|||||||
788,461 | ||||||||
|
|
|||||||
Total Common Stock
|
|
24,682,717 | ||||||
|
|
|||||||
SHORT-TERM INVESTMENT 10.7% | ||||||||
SEI Daily Income Trust, Government Money Market Fund, Cl A, 0.020% (A)
|
2,801,557 | 2,801,557 | ||||||
|
|
|||||||
Total Investments 105.2%
|
|
$ | 27,484,274 | |||||
|
|
Percentages are based upon Net Assets of $26,113,941. |
* | Non-income producing security. |
(A) | The rate reported is the 7-day effective yield as of January 31, 2013. |
Cl Class |
| At January 31, 2013, the tax basis cost of the Funds investments was $23,698,074 , and the unrealized appreciation and depreciation were $4,015,463 and $(229,263), respectively. |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SMIDCAP PLUS FUND | |
JANUARY 31, 2013 (Unaudited) | ||
As of January 31, 2013, all of the Funds investments were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-011-0400
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SMALLCAP VALUE FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 95.7% | ||||||||
Shares | Value | |||||||
CONSUMER DISCRETIONARY 9.0% | ||||||||
Arctic Cat* |
21,293 | $ | 769,529 | |||||
Childrens Place Retail Stores* |
15,400 | 767,536 | ||||||
Saks* |
33,500 | 362,135 | ||||||
Thor Industries |
19,200 | 807,936 | ||||||
Wolverine World Wide |
18,900 | 812,700 | ||||||
|
|
|||||||
3,519,836 | ||||||||
|
|
|||||||
CONSUMER STAPLES 1.1% | ||||||||
J&J Snack Foods |
6,133 | 417,964 | ||||||
|
|
|||||||
ENERGY 6.3% | ||||||||
Berry Petroleum, Cl A |
11,100 | 408,702 | ||||||
Bonanza Creek Energy |
12,151 | 375,223 | ||||||
Equities Midstream Partners LP (A) |
12,300 | 434,436 | ||||||
Matrix Service* |
28,139 | 401,825 | ||||||
PDC Energy* |
10,900 | 403,627 | ||||||
Rex Energy* |
31,600 | 414,908 | ||||||
|
|
|||||||
2,438,721 | ||||||||
|
|
|||||||
FINANCIAL SERVICES 22.5% | ||||||||
AMERISAFE |
25,100 | 718,864 | ||||||
Bancfirst |
8,000 | 327,200 | ||||||
BBCN Bancorp |
63,407 | 766,591 | ||||||
Chemical Financial |
31,550 | 766,980 | ||||||
Columbia Banking System |
37,200 | 751,440 | ||||||
Employers Holdings |
36,200 | 771,422 | ||||||
Endurance Specialty Holdings |
8,400 | 360,528 | ||||||
First Financial Bancorp |
40,800 | 623,832 | ||||||
National Bank Holdings,
|
17,900 | 323,095 | ||||||
PrivateBancorp, Cl A |
42,950 | 737,451 | ||||||
Safety Insurance Group |
15,019 | 721,062 | ||||||
State Bank Financial |
45,808 | 731,096 | ||||||
SVB Financial Group |
12,100 | 803,077 | ||||||
Wintrust Financial |
10,210 | 378,485 | ||||||
|
|
|||||||
8,781,123 | ||||||||
|
|
|||||||
HEALTH CARE 5.0% | ||||||||
Given Imaging* |
23,200 | 381,640 | ||||||
Omnicell |
48,600 | 767,880 | ||||||
Orthofix International NV |
20,619 | 786,615 | ||||||
|
|
|||||||
1,936,135 | ||||||||
|
|
|||||||
MATERIALS & PROCESSING 5.1% | ||||||||
Beacon Roofing Supply |
21,545 | 778,636 | ||||||
KapStone Paper and Packaging |
33,331 | 799,944 | ||||||
US Silica Holdings |
20,400 | 409,428 | ||||||
|
|
|||||||
1,988,008 | ||||||||
|
|
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SMALLCAP VALUE FUND | |
JANUARY 31, 2013 (Unaudited) | ||
Percentages are based upon Net Assets of $39,017,529. |
* | Non-income producing security. |
(A) | Securities considered to be a Master Limited Partnership. At January 31, 2013, these securities amounted to $434,436 or 1.1% of Net Assets. |
(B) | The rate reported is the 7-day effective yield as of January 31, 2013. |
Cl Class |
LP Limited Partnership |
| At January 31, 2013, the tax basis cost of the Funds investments was $33,014,498, and the unrealized appreciation and depreciation were $6,511,524 and $(213,491), respectively. |
As of January 31, 2013, all of the Funds investments were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most financial statements.
WHG-QH-009-1300
THE ADVISORS INNER CIRCLE FUND | WESTWOOD INCOME OPPORTUNITY FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 57.2% | ||||||||
Shares | Value | |||||||
CONSUMER DISCRETIONARY 2.3% | ||||||||
Time Warner |
237,700 | $ | 12,008,604 | |||||
Wal-Mart Stores |
134,000 | 9,373,300 | ||||||
|
|
|||||||
21,381,904 | ||||||||
|
|
|||||||
CONSUMER STAPLES 4.8% | ||||||||
General Mills |
537,398 | 22,538,472 | ||||||
PepsiCo |
311,800 | 22,714,630 | ||||||
|
|
|||||||
45,253,102 | ||||||||
|
|
|||||||
ENERGY 12.0% | ||||||||
Access Midstream
|
342,155 | 12,481,814 | ||||||
Chevron |
156,700 | 18,044,005 | ||||||
El Paso Pipeline
|
284,449 | 11,850,145 | ||||||
Energy Transfer Equity LP (A) |
233,555 | 11,808,541 | ||||||
Enterprise Products
|
206,541 | 11,704,679 | ||||||
Exxon Mobil |
117,400 | 10,562,478 | ||||||
Plains All American
|
239,400 | 12,616,380 | ||||||
Spectra Energy |
395,600 | 10,989,768 | ||||||
Western Gas Partners (A) |
235,400 | 12,374,978 | ||||||
|
|
|||||||
112,432,788 | ||||||||
|
|
|||||||
FINANCIAL SERVICES 4.9% | ||||||||
Kinder Morgan |
320,400 | 12,002,184 | ||||||
Magellan Midstream Partners (A) |
372,438 | 18,849,087 | ||||||
MetLife |
83,778 | 3,128,271 | ||||||
Travelers |
144,900 | 11,368,854 | ||||||
|
|
|||||||
45,348,396 | ||||||||
|
|
|||||||
HEALTH CARE 7.5% | ||||||||
Abbott Laboratories |
336,900 | 11,414,172 | ||||||
AbbVie |
336,900 | 12,360,861 | ||||||
Johnson & Johnson |
316,800 | 23,417,856 | ||||||
Novartis ADR |
342,307 | 23,215,261 | ||||||
|
|
|||||||
70,408,150 | ||||||||
|
|
|||||||
MATERIALS & PROCESSING 1.3% | ||||||||
EI Du Pont de Nemours |
251,800 | 11,947,910 | ||||||
|
|
|||||||
PRODUCER DURABLES 4.7% | ||||||||
Automatic Data Processing |
194,800 | 11,549,692 | ||||||
Boeing |
147,935 | 10,927,959 | ||||||
General Electric |
519,600 | 11,576,688 | ||||||
Raytheon |
192,843 | 10,158,969 | ||||||
|
|
|||||||
44,213,308 | ||||||||
|
|
|||||||
REAL ESTATE INVESTMENT TRUST 8.1% | ||||||||
Alexandria Real Estate Equities |
256,924 | 18,626,990 | ||||||
Digital Realty Trust |
262,810 | 17,847,427 | ||||||
Mack-Cali Realty |
667,600 | 18,138,692 | ||||||
PS Business Parks |
139,961 | 9,987,617 |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD INCOME OPPORTUNITY FUND | |
JANUARY 31, 2013 (Unaudited) | ||
CORPORATE OBLIGATIONS continued | ||||||||
Face Amount | Value | |||||||
ENERGY continued | ||||||||
Marathon Oil
|
$ | 1,000,000 | $ | 1,202,470 | ||||
Occidental Petroleum
|
7,150,000 | 7,128,128 | ||||||
Total Capital
|
3,825,000 | 4,028,643 | ||||||
|
|
|||||||
15,513,318 | ||||||||
|
|
|||||||
FINANCIAL SERVICES 5.3% | ||||||||
American International Group 4.250%, 09/15/14 |
6,000,000 | 6,316,764 | ||||||
Bank of America MTN 5.650%, 05/01/18 |
9,000,000 | 10,392,210 | ||||||
Barclays Bank , Ser 1
|
4,350,000 | 4,888,565 | ||||||
Citigroup
|
2,250,000 | 2,424,436 | ||||||
5.900%, 12/29/49 (B) |
5,000,000 | 5,050,000 | ||||||
General Electric Capital 7.125%, 12/31/49 (B) |
8,500,000 | 9,747,375 | ||||||
JPMorgan Chase
|
3,500,000 | 4,269,776 | ||||||
Teva Pharmaceutical Finance IV BV
|
6,500,000 | 6,841,204 | ||||||
|
|
|||||||
49,930,330 | ||||||||
|
|
|||||||
PRODUCER DURABLES 0.5% | ||||||||
Boeing
|
2,000,000 | 2,456,442 | ||||||
CSX
|
2,000,000 | 2,231,082 | ||||||
|
|
|||||||
4,687,524 | ||||||||
|
|
|||||||
REAL ESTATE INVESTMENT TRUST 0.3% | ||||||||
Vornado Realty
|
2,750,000 | 2,909,167 | ||||||
|
|
|||||||
TECHNOLOGY 1.4% | ||||||||
Arrow Electronics
|
2,500,000 | 2,791,018 | ||||||
Hewlett-Packard
|
3,000,000 | 3,007,410 | ||||||
Intel
|
7,000,000 | 7,286,363 | ||||||
|
|
|||||||
13,084,791 | ||||||||
|
|
|||||||
UTILITIES 0.4% | ||||||||
Sempra Energy
|
3,500,000 | 3,550,652 | ||||||
|
|
|||||||
Total Corporate Obligations
|
89,675,782 | |||||||
|
|
U.S. GOVERNMENT AGENCY OBLIGATIONS 6.8% | ||||||||
Face Amount | Value | |||||||
FHLMC
|
$ | 8,000,000 | $ | 9,150,528 | ||||
2.375%, 01/13/22 |
9,000,000 | 9,249,174 | ||||||
|
|
|||||||
18,399,702 | ||||||||
|
|
|||||||
FNMA
|
2,750,000 | 3,280,453 | ||||||
2.750%, 02/05/14 |
7,000,000 | 7,186,550 | ||||||
2.625%, 11/20/14 |
10,000,000 | 10,426,880 | ||||||
1.125%, 04/27/17 |
13,000,000 | 13,164,801 | ||||||
0.750%, 12/18/13 |
11,000,000 | 11,058,058 | ||||||
|
|
|||||||
45,116,742 | ||||||||
|
|
|||||||
Total U.S. Government Agency Obligations
|
63,516,444 | |||||||
|
|
|||||||
U.S. TREASURY OBLIGATIONS 2.7% | ||||||||
U.S. Treasury Bonds
|
6,250,000 | 7,091,800 | ||||||
|
|
|||||||
U.S. Treasury Inflationary Protection Securities
|
1,994,965 | 2,308,705 | ||||||
1.375%, 07/15/18 |
6,459,101 | 7,549,074 | ||||||
1.375%, 01/15/20 |
5,056,945 | 5,987,737 | ||||||
|
|
|||||||
15,845,516 | ||||||||
|
|
|||||||
U.S. Treasury Notes
|
2,250,000 | 2,455,488 | ||||||
|
|
|||||||
Total U.S. Treasury Obligations
|
25,392,804 | |||||||
|
|
|||||||
SHORT-TERM INVESTMENT 13.3% | ||||||||
SEI Daily Income Trust, Government
|
123,811,923 | 123,811,923 | ||||||
|
|
|||||||
Total Investments 99.3%
|
$ | 927,650,312 | ||||||
|
|
Percentages are based upon Net Assets of $934,329,899. |
(A) | Securities considered Master Limited Partnership. At January 31, 2013, these securities amounted to $91,685,624 or 9.8% of Net Assets. |
(B) | Floating rate security - Rate disclosed is the rate in effect on January 31, 2013. |
(C) | The rate reported is the 7-day effective yield as of January 31, 2013. |
ADR American Depositary Receipt
Cl Class
FHLMC Federal Home Loan Mortgage Corporation
FNMA Federal National Mortgage Association
LP Limited Partnership
MTN Medium Term Note
Ser Series
| At January 31, 2013, the tax basis cost of the Funds investments was $838,415,243, and the unrealized appreciation and depreciation were $96,725,347 and $(7,490,278), respectively. |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD INCOME OPPORTUNITY FUND | |
JANUARY 31, 2013 (Unaudited) | ||
The following is a summary of the inputs used as of January 31, 2013 when valuing the Funds investments:
Investments in
Securities |
Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock |
$ | 534,355,848 | $ | | $ | | $ | 534,355,848 | ||||||||
Preferred Stock |
90,897,511 | | | 90,897,511 | ||||||||||||
Corporate Obligations |
| 89,675,782 | | 89,675,782 | ||||||||||||
U.S. Government Agency Obligations |
| 63,516,444 | | 63,516,444 | ||||||||||||
U.S. Treasury Obligations |
| 25,392,804 | | 25,392,804 | ||||||||||||
Short-Term
|
123,811,923 | | | 123,811,923 | ||||||||||||
|
|
|
|
|
|
|
|
|||||||||
Total Investments
|
$ | 749,065,282 | $ | 178,585,030 | $ | | $ | 927,650,312 | ||||||||
|
|
|
|
|
|
|
|
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
Amounts designated as are either $0 or have been rounded to $0.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-005-1200
THE ADVISORS INNER CIRCLE FUND | WESTWOOD DIVIDEND GROWTH FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 98.9% | ||||||||
Shares | Value | |||||||
CONSUMER DISCRETIONARY 11.1% | ||||||||
Darden Restaurants |
30,850 | $ | 1,434,525 | |||||
Family Dollar Stores |
23,400 | 1,326,780 | ||||||
Genuine Parts |
32,900 | 2,238,187 | ||||||
McDonalds |
15,800 | 1,505,582 | ||||||
Nordstrom |
13,100 | 723,513 | ||||||
TJX |
18,800 | 849,384 | ||||||
|
|
|||||||
8,077,971 | ||||||||
|
|
|||||||
CONSUMER STAPLES 18.3% | ||||||||
Colgate-Palmolive |
19,850 | 2,131,294 | ||||||
Dr. Pepper Snapple Group |
16,680 | 751,768 | ||||||
General Mills |
52,400 | 2,197,656 | ||||||
Hershey |
9,650 | 766,693 | ||||||
Hormel Foods |
41,400 | 1,432,854 | ||||||
JM Smucker |
8,100 | 717,903 | ||||||
McCormick |
11,500 | 717,025 | ||||||
PepsiCo |
31,000 | 2,258,350 | ||||||
Philip Morris International |
17,500 | 1,542,800 | ||||||
Procter & Gamble |
10,700 | 804,212 | ||||||
|
|
|||||||
13,320,555 | ||||||||
|
|
|||||||
ENERGY 11.2% | ||||||||
Chevron |
12,900 | 1,485,435 | ||||||
ConocoPhillips |
24,300 | 1,409,400 | ||||||
Exxon Mobil |
16,100 | 1,448,517 | ||||||
Marathon Oil |
67,000 | 2,251,870 | ||||||
Total ADR |
28,300 | 1,536,407 | ||||||
|
|
|||||||
8,131,629 | ||||||||
|
|
|||||||
FINANCIAL SERVICES 13.6% | ||||||||
ACE |
17,400 | 1,484,742 | ||||||
AFLAC |
38,800 | 2,058,728 | ||||||
Franklin Resources |
10,800 | 1,478,304 | ||||||
US Bancorp |
57,900 | 1,916,490 | ||||||
Waddell & Reed Financial, Cl A |
20,050 | 795,985 | ||||||
Wells Fargo |
60,900 | 2,121,147 | ||||||
|
|
|||||||
9,855,396 | ||||||||
|
|
|||||||
HEALTH CARE 12.6% | ||||||||
Baxter International |
11,700 | 793,728 | ||||||
GlaxoSmithKline ADR |
40,200 | 1,833,522 | ||||||
Johnson & Johnson |
27,250 | 2,014,320 | ||||||
Novartis ADR |
22,100 | 1,498,822 | ||||||
Pfizer |
57,250 | 1,561,780 | ||||||
UnitedHealth Group |
25,684 | 1,418,014 | ||||||
|
|
|||||||
9,120,186 | ||||||||
|
|
|||||||
MATERIALS & PROCESSING 1.0% | ||||||||
PPG Industries |
5,150 | 710,030 | ||||||
|
|
COMMON STOCK continued
|
||||||||
Shares | Value | |||||||
PRODUCER DURABLES 13.1% | ||||||||
Deere |
8,000 | $ | 752,480 | |||||
Honeywell International |
21,300 | 1,453,512 | ||||||
Raytheon |
30,750 | 1,619,910 | ||||||
Union Pacific |
11,180 | 1,469,723 | ||||||
United Technologies |
24,900 | 2,180,493 | ||||||
WW Grainger |
9,400 | 2,047,508 | ||||||
|
|
|||||||
9,523,626 | ||||||||
|
|
|||||||
TECHNOLOGY 15.1% | ||||||||
Accenture, Cl A |
30,550 | 2,196,239 | ||||||
CA |
60,350 | 1,497,887 | ||||||
Cisco Systems |
70,000 | 1,439,900 | ||||||
Microchip Technology |
23,100 | 772,695 | ||||||
Microsoft |
78,400 | 2,153,648 | ||||||
QUALCOMM |
21,800 | 1,439,454 | ||||||
Western Digital |
31,100 | 1,461,700 | ||||||
|
|
|||||||
10,961,523 | ||||||||
|
|
|||||||
UTILITIES 2.9% | ||||||||
Vodafone Group ADR |
76,300 | 2,084,516 | ||||||
|
|
|||||||
Total Common Stock
|
71,785,432 | |||||||
|
|
|||||||
RIGHTS 0.0% | ||||||||
Kinder Morgan* (B)
|
10,038 | | ||||||
|
|
|||||||
SHORT-TERM INVESTMENT 1.6% | ||||||||
Federated Prime Money Market Obligations Fund,
|
1,181,779 | 1,181,779 | ||||||
|
|
|||||||
Total Investments 100.5%
|
$ | 72,967,211 | ||||||
|
|
Percentages are based upon Net Assets of $72,620,557. |
(A) | The rate reported is the 7-day effective yield as of January 31, 2013. |
(B) | Expiration date unavailable. |
* | Non-income producing security. |
Amounts designated as are $0.
ADR American Depositary Receipt |
Cl Class |
| At January 31, 2013, the tax basis cost of the Funds investments was $66,152,866, and the unrealized appreciation and depreciation were $7,439,160 and $(624,815), respectively. |
As of January 31, 2013, all of the Funds investments are Level 1 in accordance with ASC 820.
THE ADVISORS INNER CIRCLE FUND | WESTWOOD DIVIDEND GROWTH FUND | |
JANUARY 31, 2013 (Unaudited) | ||
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-010-0500
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SHORT DURATION HIGH YIELD FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
CORPORATE OBLIGATIONS 96.3% | ||||||||
Face Amount | Value | |||||||
CONSUMER DISCRETIONARY 31.3% | ||||||||
Academy
|
$ | 205,000 | $ | 228,575 | ||||
Air Canada
|
360,000 | 379,800 | ||||||
Air Lease
|
170,000 | 172,550 | ||||||
AMC Entertainment
|
115,000 | 127,075 | ||||||
AMC Networks
|
200,000 | 228,500 | ||||||
Asbury Automotive Group
|
200,000 | 222,500 | ||||||
7.625%, 03/15/17 |
250,000 | 257,500 | ||||||
Beazer Homes USA
|
150,000 | 152,063 | ||||||
6.625%, 04/15/18 |
120,000 | 128,400 | ||||||
Boyd Gaming
|
210,000 | 210,000 | ||||||
6.750%, 04/15/14 |
350,000 | 348,250 | ||||||
CCO Holdings
|
235,000 | 251,156 | ||||||
7.375%, 06/01/20 |
200,000 | 222,500 | ||||||
Chrysler Group
|
250,000 | 273,750 | ||||||
Cinemark USA
|
165,000 | 182,737 | ||||||
CityCenter Holdings
|
140,000 | 151,025 | ||||||
Clear Channel Communications
|
630,000 | 604,800 | ||||||
Clearwire Communications
|
145,000 | 170,737 | ||||||
Coleman Cable
|
175,000 | 189,875 | ||||||
Continental Airlines
|
365,000 | 383,250 | ||||||
Corrections Corp of America
|
40,000 | 42,200 | ||||||
Dave & Busters
|
320,000 | 361,600 | ||||||
DineEquity
|
250,000 | 284,375 | ||||||
DISH DBS
|
350,000 | 390,250 | ||||||
Entravision Communications
|
200,000 | 217,500 | ||||||
Equinox Holdings
|
150,000 | 157,125 | ||||||
Gannett
|
200,000 | 219,500 | ||||||
Griffon
|
130,000 | 140,725 |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SHORT DURATION HIGH YIELD FUND | |
JANUARY 31, 2013 (Unaudited) | ||
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SHORT DURATION HIGH YIELD FUND | |
JANUARY 31, 2013 (Unaudited) | ||
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SHORT DURATION HIGH YIELD FUND | |
JANUARY 31, 2013 (Unaudited) | ||
CORPORATE OBLIGATIONS continued | ||||||||
Face Amount | Value | |||||||
FINANCIAL SERVICES continued | ||||||||
Swift Energy
|
$ | 125,000 | $ | 135,625 | ||||
|
|
|||||||
5,572,234 | ||||||||
|
|
|||||||
HEALTH CARE 7.1% | ||||||||
Alere
|
540,000 | 568,350 | ||||||
Catalent Pharma Solutions 9.500%, 04/15/15 |
290,000 | 292,900 | ||||||
CHS
|
300,000 | 329,250 | ||||||
DaVita HealthCare Partners 6.375%, 11/01/18 |
100,000 | 107,000 | ||||||
HCA
|
125,000 | 139,063 | ||||||
6.500%, 02/15/16 |
110,000 | 119,900 | ||||||
6.375%, 01/15/15 |
180,000 | 193,950 | ||||||
HealthSouth
|
385,000 | 422,537 | ||||||
7.250%, 10/01/18 |
175,000 | 189,875 | ||||||
IMS Health
|
200,000 | 238,000 | ||||||
Mylan
|
230,000 | 257,400 | ||||||
Omnicare
|
360,000 | 403,200 | ||||||
Select Medical
|
40,000 | 40,050 | ||||||
Tenet Healthcare
|
291,000 | 329,558 | ||||||
Universal Hospital Services
|
400,000 | 398,500 | ||||||
Valeant Pharmaceuticals
|
250,000 | 265,625 | ||||||
6.500%, 07/15/16 (A) |
200,000 | 208,250 | ||||||
Vanguard Health Holding II
|
135,000 | 143,100 | ||||||
|
|
|||||||
4,646,508 | ||||||||
|
|
|||||||
MATERIALS & PROCESSING 14.1% | ||||||||
Ainsworth Lumber
|
195,000 | 208,163 | ||||||
AM Castle
|
260,000 | 306,800 | ||||||
Amsted Industries
|
200,000 | 213,500 | ||||||
Appleton Papers
|
240,000 | 253,200 | ||||||
ArcelorMittal
|
250,000 | 281,875 | ||||||
4.250%, 08/05/15 |
150,000 | 154,484 | ||||||
Atkore International
|
225,000 | 248,062 |
CORPORATE OBLIGATIONS continued | ||||||||
Face Amount | Value | |||||||
MATERIALS & PROCESSING continued | ||||||||
Berry Plastics
|
$ | 90,000 | $ | 92,025 | ||||
9.750%, 01/15/21 |
280,000 | 328,300 | ||||||
8.250%, 11/15/15 (A) |
110,000 | 114,950 | ||||||
4.183%, 09/15/14 (B) |
474,000 | 475,185 | ||||||
Boise Paper Holdings
|
450,000 | 489,375 | ||||||
Calumet Specialty Products Partners
|
125,000 | 137,344 | ||||||
Cascades
|
210,000 | 222,600 | ||||||
Clearwater Paper
|
65,000 | 70,525 | ||||||
FMG Resources
|
640,000 | 667,200 | ||||||
Georgia Gulf
|
135,000 | 150,862 | ||||||
Graphic Packaging International
|
370,000 | 395,900 | ||||||
7.875%, 10/01/18 |
185,000 | 203,037 | ||||||
Huntsman International
|
95,000 | 107,350 | ||||||
5.500%, 06/30/16 |
47,000 | 47,258 | ||||||
KB Home
|
175,000 | 185,500 | ||||||
Koppers
|
250,000 | 275,312 | ||||||
Lennar
|
105,000 | 112,350 | ||||||
Longview Fibre Paper & Packaging
|
495,000 | 520,988 | ||||||
MasTec
|
90,000 | 92,475 | ||||||
NOVA Chemicals
|
50,000 | 57,000 | ||||||
Novelis
|
180,000 | 203,400 | ||||||
NXP Funding
|
100,000 | 115,000 | ||||||
Owens-Brockway Glass Container
|
300,000 | 345,000 | ||||||
Packaging Dynamics
|
300,000 | 314,250 | ||||||
Ply Gem Industries
|
225,000 | 244,688 | ||||||
Polymer Group
|
240,000 | 261,000 | ||||||
PolyOne
|
210,000 | 233,100 | ||||||
Resolute Forest Products
|
373,000 | 429,882 |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SHORT DURATION HIGH YIELD FUND | |
JANUARY 31, 2013 (Unaudited) | ||
CORPORATE OBLIGATIONS continued | ||||||||
Face Amount | Value | |||||||
MATERIALS & PROCESSING continued | ||||||||
Sealed Air
|
$ | 40,000 | $ | 42,400 | ||||
Spectrum Brands
|
140,000 | 158,375 | ||||||
Steel Dynamics
|
200,000 | 201,500 | ||||||
Sunstate Equipment
|
115,000 | 127,363 | ||||||
Texas Industries
|
170,000 | 187,850 | ||||||
|
|
|||||||
9,275,428 | ||||||||
|
|
|||||||
PRODUCER DURABLES 3.6% | ||||||||
Affinia Group
|
80,000 | 86,800 | ||||||
9.000%, 11/30/14 |
175,000 | 175,440 | ||||||
American Axle & Manufacturing
|
204,000 | 210,377 | ||||||
American Axle & Manufacturing Holdings
|
49,000 | 54,145 | ||||||
BWAY Holding
|
200,000 | 223,500 | ||||||
Case New Holland
|
40,000 | 41,200 | ||||||
Esterline Technologies
|
30,000 | 30,675 | ||||||
Geo Group
|
100,000 | 107,500 | ||||||
Huntington Ingalls Industries
|
140,000 | 153,475 | ||||||
Kratos Defense
|
450,000 | 493,875 | ||||||
Lear
|
300,000 | 323,250 | ||||||
Meritor
|
210,000 | 220,237 | ||||||
TransDigm
|
225,000 | 250,031 | ||||||
|
|
|||||||
2,370,505 | ||||||||
|
|
|||||||
REAL ESTATE INVESTMENT TRUST 0.7% | ||||||||
DuPont Fabros Technology
|
175,000 | 189,875 | ||||||
Felcor Lodging
|
128,000 | 145,440 | ||||||
Host Hotels & Resorts
|
100,000 | 106,250 | ||||||
|
|
|||||||
441,565 | ||||||||
|
|
|||||||
TECHNOLOGY 6.4% | ||||||||
Advanced Micro Devices
|
160,000 | 149,600 |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD SHORT DURATION HIGH YIELD FUND | |
JANUARY 31, 2013 (Unaudited) | ||
Percentages are based upon Net Assets of $65,641,573. |
(A) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other accredited investors. These securities have been determined to be liquid under guidelines established by the Board of Trustees. |
(B) | Floating rate security Rate disclosed is the rate in effect on January 31, 2013. |
(C) | Step Bonds The rate reflected on the Schedule of Investments is the effective yield on January 31, 2013. The coupon on a step bond changes on a specified date. |
MTN Medium Term Note
As of January 31, 2013, all of the Funds investments were considered Level 2, in accordance with ASC-820.
| At January 31, 2013, the tax basis cost of the Funds investments was $62,998,842, and the unrealized appreciation and depreciation were $515,728 and $(281,048), respectively. |
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-012-0300
THE ADVISORS INNER CIRCLE FUND | WESTWOOD EMERGING MARKETS FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 10.9% | ||||||||
Shares | Value | |||||||
CANADA 0.3% | ||||||||
Eldorado Gold |
5,300 | $ | 59,249 | |||||
Yamana Gold |
4,000 | 65,370 | ||||||
|
|
|||||||
124,619 | ||||||||
|
|
|||||||
CHILE 0.2% | ||||||||
Enersis |
157,200 | 62,616 | ||||||
|
|
|||||||
CHINA 1.0% | ||||||||
China BlueChemical |
113,400 | 81,445 | ||||||
Golden Eagle Retail Group |
31,100 | 66,969 | ||||||
Industrial & Commercial Bank of China, Cl H |
64,000 | 48,193 | ||||||
PetroChina, Cl H |
51,100 | 72,874 | ||||||
Tingyi Cayman Islands Holding |
26,100 | 73,366 | ||||||
|
|
|||||||
342,847 | ||||||||
|
|
|||||||
CZECH REPUBLIC 0.2% | ||||||||
CEZ |
2,100 | 68,011 | ||||||
|
|
|||||||
EGYPT 0.1% | ||||||||
Commercial International Bank Egypt |
9,100 | 47,999 | ||||||
|
|
|||||||
HONG KONG 1.8% | ||||||||
ASM Pacific Technology |
7,300 | 92,245 | ||||||
BOC Hong Kong Holdings |
9,294 | 32,057 | ||||||
China Overseas Land & Investment |
20,900 | 64,812 | ||||||
CNOOC |
37,700 | 77,875 | ||||||
Daphne International Holdings |
70,200 | 90,427 | ||||||
First Pacific |
71,000 | 91,366 | ||||||
VTech Holdings |
7,800 | 89,864 | ||||||
Wharf Holdings |
10,500 | 92,742 | ||||||
Zoomlion Heavy Industry Science and Technology |
20,299 | 27,588 | ||||||
|
|
|||||||
658,976 | ||||||||
|
|
|||||||
INDONESIA 0.9% | ||||||||
Bank Mandiri Persero |
92,300 | 85,761 | ||||||
Media Nusantara Citra |
272,400 | 66,422 | ||||||
Telekomunikasi Indonesia Persero |
74,000 | 73,696 | ||||||
United Tractors |
40,500 | 82,123 | ||||||
|
|
|||||||
308,002 | ||||||||
|
|
|||||||
ISRAEL 0.2% | ||||||||
Teva Pharmaceutical Industries ADR |
1,700 | 64,583 | ||||||
|
|
|||||||
JERSEY 0.2% | ||||||||
Randgold Resources |
800 | 75,747 | ||||||
|
|
|||||||
LUXEMBOURG 0.4% | ||||||||
Samsonite International |
23,800 | 51,863 |
COMMON STOCK continued | ||||||||
Shares | Value | |||||||
LUXEMBOURG continued | ||||||||
Tenaris ADR |
2,100 | $ | 88,347 | |||||
|
|
|||||||
140,210 | ||||||||
|
|
|||||||
MALAYSIA 0.3% | ||||||||
British American Tobacco Malaysia |
2,700 | 49,881 | ||||||
CIMB Group Holdings |
22,500 | 52,213 | ||||||
|
|
|||||||
102,094 | ||||||||
|
|
|||||||
MEXICO 0.8% | ||||||||
Fomento Economico Mexicano ADR |
600 | 64,734 | ||||||
Grupo Financiero Banorte, Cl O |
10,200 | 70,203 | ||||||
Kimberly-Clark de Mexico, Cl A |
29,100 | 82,004 | ||||||
Wal-Mart de Mexico |
21,100 | 68,272 | ||||||
|
|
|||||||
285,213 | ||||||||
|
|
|||||||
PERU 0.3% | ||||||||
Credicorp |
600 | 94,038 | ||||||
|
|
|||||||
SINGAPORE 0.2% | ||||||||
Keppel Land |
18,300 | 62,989 | ||||||
|
|
|||||||
SOUTH AFRICA 0.9% | ||||||||
Aveng |
15,700 | 54,849 | ||||||
Foschini Group |
4,100 | 53,679 | ||||||
Group |
3,200 | 62,641 | ||||||
Impala Platinum Holdings |
2,600 | 47,201 | ||||||
Massmart Holdings |
2,100 | 42,961 | ||||||
Woolworths Holdings |
8,200 | 58,303 | ||||||
|
|
|||||||
319,634 | ||||||||
|
|
|||||||
SOUTH KOREA 0.7% | ||||||||
BS Financial Group* |
4,700 | 62,153 | ||||||
Hankook Tire* |
1,500 | 61,574 | ||||||
Samsung Electronics |
90 | 119,678 | ||||||
|
|
|||||||
243,405 | ||||||||
|
|
|||||||
TAIWAN 0.8% | ||||||||
Giant Manufacturing |
12,000 | 63,807 | ||||||
Taiwan Semiconductor Manufacturing |
31,000 | 106,566 | ||||||
Tripod Technology |
23,000 | 46,348 | ||||||
TSRC |
28,000 | 56,803 | ||||||
|
|
|||||||
273,524 | ||||||||
|
|
|||||||
THAILAND 0.8% | ||||||||
Kasikornbank |
12,200 | 81,211 | ||||||
PTT Exploration & Production |
13,900 | 77,377 | ||||||
Siam Cement |
4,200 | 65,352 | ||||||
Thai Oil |
27,100 | 67,023 | ||||||
|
|
|||||||
290,963 | ||||||||
|
|
|||||||
TURKEY 0.4% | ||||||||
Tupras Turkiye Petrol Rafinerileri |
3,000 | 82,729 |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD EMERGING MARKETS FUND | |
JANUARY 31, 2013 (Unaudited) | ||
Percentages are based upon Net Assets of $35,655,429. |
(A) | The rate reported is the 7-day effective yield as of January 31, 2013. |
* | Non-income producing security. |
ADR American Depositary Receipt |
Cl Class |
MSCI Morgan Stanley Capital International |
| At January 31, 2013, the tax basis cost of the Funds investments was $5,669,243, and the unrealized appreciation and depreciation were $105,997 and $(102,633), respectively. |
As of January 31, 2013, all of the Funds investments were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-013-0100
THE ADVISORS INNER CIRCLE FUND | WESTWOOD GLOBAL EQUITY FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 83.2% | ||||||||
Shares | Value | |||||||
AUSTRALIA 1.4% | ||||||||
Rio Tinto |
1,900 | $ | 131,480 | |||||
|
|
|||||||
AUSTRIA 2.8% | ||||||||
Vienna Insurance Group Wiener |
||||||||
Versicherung Gruppe |
2,200 | 116,454 | ||||||
Voestalpine |
3,900 | 142,816 | ||||||
|
|
|||||||
259,270 | ||||||||
|
|
|||||||
BELGIUM 1.5% | ||||||||
Anheuser-Busch InBev |
1,600 | 138,821 | ||||||
|
|
|||||||
BRAZIL 0.7% | ||||||||
Petroleo Brasileiro ADR |
2,000 | 36,560 | ||||||
Vale ADR, Cl B |
1,500 | 30,255 | ||||||
|
|
|||||||
66,815 | ||||||||
|
|
|||||||
CANADA 2.1% | ||||||||
Agrium |
800 | 90,756 | ||||||
Goldcorp |
2,900 | 102,341 | ||||||
|
|
|||||||
193,097 | ||||||||
|
|
|||||||
CZECH REPUBLIC 0.6% | ||||||||
CEZ |
1,800 | 58,295 | ||||||
|
|
|||||||
FRANCE 4.8% | ||||||||
BNP Paribas |
2,900 | 181,956 | ||||||
Schneider Electric |
2,400 | 182,813 | ||||||
Total |
1,600 | 86,747 | ||||||
|
|
|||||||
451,516 | ||||||||
|
|
|||||||
GERMANY 4.3% | ||||||||
Hannover Rueckversicherung |
2,500 | 201,836 | ||||||
Henkel & KGaA |
1,900 | 141,038 | ||||||
RWE |
1,600 | 60,188 | ||||||
|
|
|||||||
403,062 | ||||||||
|
|
|||||||
HONG KONG 4.5% | ||||||||
CNOOC |
74,700 | 154,305 | ||||||
Wharf Holdings |
25,500 | 225,230 | ||||||
Zoomlion Heavy Industry Science and Technology |
34,300 | 46,615 | ||||||
|
|
|||||||
426,150 | ||||||||
|
|
|||||||
ISRAEL 0.9% | ||||||||
Teva Pharmaceutical Industries ADR |
2,100 | 79,779 | ||||||
|
|
|||||||
JAPAN 8.0% | ||||||||
Astellas Pharma |
3,200 | 162,896 | ||||||
Canon |
3,900 | 143,513 | ||||||
Japan Tobacco |
4,600 | 143,214 | ||||||
Keyence |
700 | 194,204 |
COMMON STOCK continued | ||||||||
Shares | Value | |||||||
JAPAN continued | ||||||||
Nippon Telegraph & Telephone |
2,700 | $ | 113,084 | |||||
|
|
|||||||
756,911 | ||||||||
|
|
|||||||
JERSEY 1.2% | ||||||||
Randgold Resources ADR |
1,200 | 112,992 | ||||||
|
|
|||||||
LUXEMBOURG 1.3% | ||||||||
Tenaris |
6,000 | 125,786 | ||||||
|
|
|||||||
NETHERLANDS 0.8% | ||||||||
ING Groep |
7,800 | 78,891 | ||||||
|
|
|||||||
SINGAPORE 1.0% | ||||||||
Keppel |
7,900 | 73,405 | ||||||
Singapore Press Holdings |
6,300 | 20,870 | ||||||
|
|
|||||||
94,275 | ||||||||
|
|
|||||||
SOUTH KOREA 2.6% | ||||||||
BS Financial Group* |
8,800 | 116,372 | ||||||
Samsung Electronics |
100 | 132,975 | ||||||
|
|
|||||||
249,347 | ||||||||
|
|
|||||||
SWITZERLAND 2.3% | ||||||||
Roche Holding |
1,000 | 221,306 | ||||||
|
|
|||||||
THAILAND 1.7% | ||||||||
BEC World |
30,600 | 74,396 | ||||||
PTT Exploration & Production |
16,000 | 89,068 | ||||||
|
|
|||||||
163,464 | ||||||||
|
|
|||||||
TURKEY 1.0% | ||||||||
Tupras Turkiye Petrol Rafinerileri |
3,400 | 93,760 | ||||||
|
|
|||||||
UNITED KINGDOM 9.5% | ||||||||
British American Tobacco |
3,500 | 182,238 | ||||||
GlaxoSmithKline |
3,000 | 68,777 | ||||||
Informa |
18,600 | 141,302 | ||||||
Lloyds Banking Group* |
115,700 | 94,796 | ||||||
Persimmon* |
7,500 | 100,215 | ||||||
Royal Dutch Shell, Cl B |
2,900 | 105,510 | ||||||
SABMiller |
2,100 | 104,913 | ||||||
Sage Group |
20,300 | 103,895 | ||||||
|
|
|||||||
901,646 | ||||||||
|
|
|||||||
UNITED STATES 30.2% | ||||||||
ACE |
1,500 | 127,995 | ||||||
AGCO |
2,600 | 137,800 | ||||||
AT&T |
3,400 | 118,286 | ||||||
Bristol-Myers Squibb |
1,500 | 54,210 | ||||||
Cameron International |
1,300 | 82,303 | ||||||
Caterpillar |
1,300 | 127,907 | ||||||
Dun & Bradstreet |
2,300 | 187,542 |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD GLOBAL EQUITY FUND | |
JANUARY 31, 2013 (Unaudited) | ||
COMMON STOCK continued | ||||||||
Shares | Value | |||||||
UNITED STATES continued | ||||||||
Exxon Mobil |
900 | $ | 80,973 | |||||
Freeport-McMoRan
|
1,900 | 66,975 | ||||||
Honeywell International |
3,200 | 218,368 | ||||||
International Business Machines |
900 | 182,763 | ||||||
JPMorgan Chase |
4,900 | 230,545 | ||||||
Kraft Foods Group |
900 | 41,598 | ||||||
MetLife |
3,300 | 123,222 | ||||||
Mondelez International, Cl A |
2,700 | 75,033 | ||||||
Moodys |
4,400 | 241,208 | ||||||
Omnicom Group |
2,500 | 135,700 | ||||||
Philip Morris International |
1,600 | 141,056 | ||||||
Raytheon |
1,800 | 94,824 | ||||||
Stanley Black & Decker |
1,500 | 115,245 | ||||||
T. Rowe Price Group |
1,400 | 100,030 | ||||||
Williams |
5,000 | 175,250 | ||||||
|
|
|||||||
2,858,833 | ||||||||
|
|
|||||||
Total Common Stock
|
7,865,496 | |||||||
|
|
|||||||
EXCHANGE TRADED FUNDS 1.8% | ||||||||
iShares MSCI France Index Fund |
2,600 | 63,258 | ||||||
iShares MSCI Germany Index Fund |
1,400 | 35,994 | ||||||
iShares MSCI Italy Index Fund |
5,300 | 75,260 | ||||||
|
|
|||||||
(Cost $169,228) |
174,512 | |||||||
|
|
|||||||
SHORT-TERM INVESTMENT 14.7% | ||||||||
SEI Daily Income Trust, Government
|
1,386,672 | 1,386,672 | ||||||
|
|
|||||||
Total Investments 99.7%
|
|
$ | 9,426,680 | |||||
|
|
Percentages are based upon Net Assets of $9,454,484. |
(A) | The rate reported is the 7-day effective yield as of January 31, 2013. |
* | Non-income producing security. |
ADR American Depositary Receipt |
Cl Class |
MSCI Morgan Stanley Capital International |
| At January 31, 2013, the tax basis cost of the Funds investments was $9,209,415, and the unrealized appreciation and depreciation were $271,318 and $(54,053), respectively. |
As of January 31, 2013, all of the Funds investments were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most financial statements.
WHG-QH-015-0100
THE ADVISORS INNER CIRCLE FUND | WESTWOOD GLOBAL DIVIDEND FUND | |
JANUARY 31, 2013 (Unaudited) | ||
SCHEDULE OF INVESTMENTS | ||||||||
COMMON STOCK 86.6% | ||||||||
Shares | Value | |||||||
AUSTRIA 2.8% | ||||||||
Vienna Insurance Group Wiener |
||||||||
Versicherung Gruppe |
800 | $ | 42,347 | |||||
Voestalpine |
1,700 | 62,253 | ||||||
|
|
|||||||
104,600 | ||||||||
|
|
|||||||
BELGIUM 2.3% | ||||||||
Anheuser-Busch InBev |
700 | 60,734 | ||||||
Umicore |
500 | 26,036 | ||||||
|
|
|||||||
86,770 | ||||||||
|
|
|||||||
BRAZIL 1.4% | ||||||||
Petroleo Brasileiro ADR |
1,200 | 21,936 | ||||||
Vale ADR, Cl B |
1,400 | 28,238 | ||||||
|
|
|||||||
50,174 | ||||||||
|
|
|||||||
CANADA 1.1% | ||||||||
Intact Financial, Cl Common Subscription Receipt |
600 | 39,499 | ||||||
|
|
|||||||
CZECH REPUBLIC 0.9% | ||||||||
CEZ |
1,000 | 32,386 | ||||||
|
|
|||||||
FRANCE 6.1% | ||||||||
AXA |
1,100 | 20,372 | ||||||
BNP Paribas |
600 | 37,646 | ||||||
Schneider Electric |
700 | 53,321 | ||||||
Total |
800 | 43,373 | ||||||
Unibail-Rodamco |
300 | 70,897 | ||||||
|
|
|||||||
225,609 | ||||||||
|
|
|||||||
GERMANY 3.8% | ||||||||
Hannover Rueckversicherung |
1,300 | 104,954 | ||||||
RWE |
1,000 | 37,618 | ||||||
|
|
|||||||
142,572 | ||||||||
|
|
|||||||
HONG KONG 4.4% | ||||||||
ASM Pacific Technology |
2,800 | 35,382 | ||||||
CNOOC |
17,000 | 35,116 | ||||||
Samsung Electronics GDR (A) |
100 | 38,985 | ||||||
VTech Holdings |
3,100 | 35,715 | ||||||
Zoomlion Heavy Industry Science and Technology |
13,500 | 18,347 | ||||||
|
|
|||||||
163,545 | ||||||||
|
|
|||||||
JAPAN 4.5% | ||||||||
Astellas Pharma |
800 | 40,724 | ||||||
Canon |
1,400 | 51,517 | ||||||
Japan Tobacco |
1,400 | 43,587 | ||||||
Nippon Telegraph & Telephone |
700 | 29,318 | ||||||
|
|
|||||||
165,146 | ||||||||
|
|
COMMON STOCK continued
|
||||||||
Shares | Value | |||||||
LUXEMBOURG 1.4% | ||||||||
Tenaris |
2,400 | $ | 50,315 | |||||
|
|
|||||||
MALAYSIA 0.4% | ||||||||
CIMB Group Holdings |
6,100 | 14,156 | ||||||
|
|
|||||||
NETHERLANDS 3.2% | ||||||||
Akzo Nobel |
400 | 27,368 | ||||||
ING Groep |
3,300 | 33,377 | ||||||
Koninklijke Philips Electronics |
700 | 21,870 | ||||||
Wereldhave |
500 | 34,474 | ||||||
|
|
|||||||
117,089 | ||||||||
|
|
|||||||
NEW ZEALAND 1.2% | ||||||||
Sky Network Television |
10,600 | 46,079 | ||||||
|
|
|||||||
SINGAPORE 1.9% | ||||||||
Keppel |
5,700 | 52,963 | ||||||
Singapore Press Holdings |
5,500 | 18,220 | ||||||
|
|
|||||||
71,183 | ||||||||
|
|
|||||||
SWITZERLAND 1.8% | ||||||||
Roche Holding |
300 | 66,392 | ||||||
|
|
|||||||
TAIWAN 0.5% | ||||||||
TSRC |
9,000 | 18,258 | ||||||
|
|
|||||||
THAILAND 3.1% | ||||||||
BEC World |
35,800 | 87,039 | ||||||
Thai Oil |
11,000 | 27,205 | ||||||
|
|
|||||||
114,244 | ||||||||
|
|
|||||||
TURKEY 1.0% | ||||||||
Tupras Turkiye Petrol Rafinerileri |
1,400 | 38,607 | ||||||
|
|
|||||||
UNITED KINGDOM 12.7% | ||||||||
British American Tobacco |
1,000 | 52,068 | ||||||
Centrica |
8,300 | 46,100 | ||||||
Close Brothers Group |
2,800 | 43,897 | ||||||
Fresnillo |
1,600 | 42,073 | ||||||
GlaxoSmithKline |
1,700 | 38,973 | ||||||
Informa |
7,600 | 57,737 | ||||||
Royal Dutch Shell, Cl B |
800 | 29,106 | ||||||
Sage Group |
10,000 | 51,180 | ||||||
Segro |
8,600 | 33,853 | ||||||
Standard Chartered |
1,200 | 31,926 | ||||||
Vodafone Group |
16,300 | 44,491 | ||||||
|
|
|||||||
471,404 | ||||||||
|
|
|||||||
UNITED STATES 32.1% | ||||||||
ACE |
1,100 | 93,863 | ||||||
AT&T |
1,600 | 55,664 |
THE ADVISORS INNER CIRCLE FUND | WESTWOOD GLOBAL DIVIDEND FUND | |
JANUARY 31, 2013 (Unaudited) | ||
COMMON STOCK continued | ||||||||
Shares | Value | |||||||
UNITED STATES continued | ||||||||
Bristol-Myers Squibb |
2,200 | $ | 79,508 | |||||
Dun & Bradstreet |
500 | 40,770 | ||||||
Freeport-McMoRan Copper & Gold |
1,300 | 45,825 | ||||||
Honeywell International |
1,400 | 95,536 | ||||||
International Business Machines |
400 | 81,228 | ||||||
JPMorgan Chase |
2,100 | 98,805 | ||||||
Kinder Morgan Energy Partners |
1,100 | 97,790 | ||||||
Kraft Foods Group |
500 | 23,110 | ||||||
MetLife |
1,500 | 56,010 | ||||||
Mondelez International, Cl A |
1,500 | 41,685 | ||||||
National Retail Properties |
2,400 | 76,848 | ||||||
Philip Morris International |
1,000 | 88,160 | ||||||
Raytheon |
800 | 42,144 | ||||||
Stanley Black & Decker |
600 | 46,098 | ||||||
T. Rowe Price Group |
600 | 42,870 | ||||||
Williams |
2,400 | 84,120 | ||||||
|
|
|||||||
1,190,034 | ||||||||
|
|
|||||||
Total Common Stock
|
3,208,062 | |||||||
|
|
|||||||
SHORT-TERM INVESTMENT 13.5% | ||||||||
SEI Daily Income Trust, Government
|
501,625 | 501,625 | ||||||
|
|
|||||||
Total Investments 100.1%
|
|
$ | 3,709,687 | |||||
|
|
Percentages are based upon Net Assets of $3,706,167. |
(A) | Securities sold within terms of a private placement memorandum, exempt from registration under Section 144A of the Securities Act of 1933, as amended, and may be sold only to dealers in that program or other accredited investors. These securities have been determined to be liquid under guidelines established by the Board of Trustees. |
(B) | The rate reported is the 7-day effective yield as of January 31, 2013. |
ADR American Depositary Receipt |
GDR Global Depositary Receipt |
Cl Class |
| At January 31, 2013, the tax basis cost of the Funds investments was $3,614,095, and the unrealized appreciation and depreciation were $128,861 and $(33,270), respectively. |
As of January 31, 2013, all of the Funds investments were considered Level 1, in accordance with ASC-820.
For the period ended January 31, 2013, there were no transfers between Level 1 and Level 2 assets and liabilities. Transfers, if any, between levels are considered to have occurred as of the end of the period. For the period ended January 31, 2013, there were no Level 3 securities.
For information regarding the Funds policy regarding valuation of investments and other significant accounting policies, please refer to the Funds most recent financial statements.
WHG-QH-014-0100
Item 2. | Controls and Procedures |
(a) The registrants principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the 1940 Act)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date within 90 days of the filing date of this report.
(b) There were no significant changes in the registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrants internal control over financial reporting.
Item 3. | Exhibits. |
(a) A separate certification for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | The Advisors Inner Circle Fund | |||||
By (Signature and Title) |
/s/ Michael Beattie |
|||||
Michael Beattie | ||||||
President | ||||||
Date: March 28, 2013 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title) |
/s/ Michael Beattie |
|||||
Michael Beattie | ||||||
President |
Date: March 28, 2013
By (Signature and Title) |
/s/ Michael Lawson |
|||||
Michael Lawson | ||||||
Treasurer, Controller & CFO |
Date: March 28, 2013
1 Year Acadian Emerging Markets Debt Fund Insti (MM) Chart |
1 Month Acadian Emerging Markets Debt Fund Insti (MM) Chart |
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