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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Advent Technologies Holdings Inc | NASDAQ:ADN | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 3.78 | 3.52 | 3.92 | 0 | 01:00:00 |
Delaware
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001-38742
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83-0982969
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001 per share
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ADN
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The Nasdaq Stock Market LLC
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Warrants to purchase one share of common stock, each at an exercise price of $11.50
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ADNWW
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The Nasdaq Stock Market LLC
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Item 9.01 |
Financial Statements and Exhibits.
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Exhibit No.
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Description
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2.1
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Agreement and Plan of Merger, dated as of October 12, 2020 by and among AMCI, Sponsor, in its capacity as Purchaser Representative
thereunder, Advent and Vassilios Gregoriou in his capacity as Seller Representative thereunder (incorporated by reference to Exhibit 2.1 of AMCI Acquisition Corp.’s Registration Statement on Form S-4 (Reg. No. 333-250946), filed with the SEC
on January 20, 2021).
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|
First Amendment to Agreement and Plan of Merger, dated as of October 19, 2020, by and among AMCI, Sponsor, in its capacity as Purchaser
Representative thereunder, Advent and Vassilios Gregoriou in his capacity as Seller Representative thereunder (incorporated by reference to Exhibit 2.2 of AMCI Acquisition Corp.’s Registration Statement on Form S-4 (Reg. No. 333-250946),
filed with the SEC on January 20, 2021).
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||
Second Amendment to Agreement and Plan of Merger, dated as of December 31, 2020, by and among AMCI, Sponsor, in its capacity as Purchaser
Representative thereunder, Advent and Vassilios Gregoriou in his capacity as Seller Representative thereunder (incorporated by reference to Exhibit 2.2 of AMCI Acquisition Corp.’s Registration Statement on Form S-4 (Reg. No. 333-250946),
filed with the SEC on January 20, 2021).
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Second Amended and Restated Certificate of Incorporation of Advent Technologies Holdings, Inc.
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Amended and Restated Bylaws of Advent Technologies Holdings, Inc.
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Warrant Agreement, dated November 15, 2018 by and between AMCI Acquisition Corp. and Continental Stock Transfer & Trust company, as
warrant agent (incorporated by reference to Exhibit 4.1 of AMCI Acquisition Corp.’s Registration Statement on Form S-4 (Reg. No. 333-250946), filed with the SEC on January 20, 2021).
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||
Specimen Common Stock Certificate (incorporated by reference to AMCI Acquisition Corp.’s Registration Statement on Form S-1/A (Reg. No.
333-227994), filed with the SEC on November 9, 2018).
|
||
Specimen Warrant Certificate (incorporated by reference to AMCI Acquisition Corp.’s Registration Statement on Form S-1/A (Reg. No.
333-227994), filed with the SEC on November 9, 2018).
|
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Form of PIPE Subscription Agreement (incorporated by reference to Exhibit 10.13 of AMCI Acquisition Corp.’s Registration Statement on Form
S-4 (Reg. No. 333-250946), filed with the SEC on January 20, 2021).
|
||
Securities Subscription Agreement, dated June 25, 2018, between AMCI and the Sponsor (incorporated by reference to AMCI Acquisition Corp.’s
Registration Statement on Form S-1/A (Reg. No. 333-227994), filed with the SEC on November 9, 2018).
|
||
Warrants Purchase Agreement, dated November 15, 2018, between AMCI and the Sponsor (incorporated by reference to AMCI Acquisition Corp.’s
Current Report on Form 8-K filed with the SEC on November 20, 2018).
|
||
Registration Rights Agreement, dated November 15, 2018, by and among AMCI, the Sponsor and the holders party thereto (incorporated by
reference to Exhibit 10.4 of AMCI Acquisition Corp’s Registration Statement on Form S-4 (Reg. No. 333-250946), filed with the SEC on January 20, 2021).
|
||
Lease Agreement, dated as of September 2, 2019, by and between Advent Technologies S.A. and Patras Science Park S.A. (English summary of
Greek original).
|
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Lease Agreement, dated as of September 25, 2019, by and between Advent Technologies S.A. and Patras Science Park S.A. (English summary of
Greek original).
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Employment Agreement, dated as of October 12, 2020, by and between Advent Technologies, Inc. and Vassilios Gregoriou.
|
||
Employment Agreement, dated as of January 12, 2021, by and between Advent Technologies, Inc. and William Hunter.
|
||
Employment Agreement, dated as of December 31, 2020, by and between Advent Technologies SA and Christos Kaskavelis.
|
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Employment Agreement, dated as of October 12, 2020, by and between Advent Technologies, Inc. and Emory De Castro.
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Employment Agreement, dated as of October 12, 2020, by and between Advent Technologies, Inc. and James F. Coffey.
|
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2021 Equity Incentive Plan (incorporated by reference to 10.9 of AMCI Acquisition Corp.’s Registration Statement on Form S-4 (Reg. No.
333-250946), filed with the SEC on January 20, 2021).
|
||
Form of Indemnification Agreement
|
||
Form of Director Offer Letters
|
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Lease Agreement, dated as of February 5, 2021 by and between Advent Technologies, Inc. and BP Hancock LLC.
|
||
Letter from Marcum LLP to the SEC, dated February 9, 2021
|
||
List of Subsidiaries
|
||
Management’s Discussion and Analysis of Financial Condition and Results of Operations of the Company as of and for the fiscal years ended
December 31, 2020 and December 31, 2019.
|
||
Audited financial statements of Advent Technologies Inc. as of and for the years ended December 31, 2020 and December 31, 2019.
|
||
Unaudited Pro Forma Condensed Combined Financial Information as of December 31, 2020.
|
||
104
|
Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document
|
|
*
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Filed herewith.
|
ADVENT TECHNOLOGIES HOLDINGS, INC.
|
|||
By:
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/s/ Vassilios Gregoriou
|
||
Dated: May 19, 2021
|
Name:
|
Vassilios Gregoriou
|
|
Title:
|
Chairman and Chief Executive Officer
|
1 Year Advent Technologies Chart |
1 Month Advent Technologies Chart |
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