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ACAT Arctic Cat Inc.

18.50
0.00 (0.00%)
20 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Arctic Cat Inc. NASDAQ:ACAT NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 18.50 18.49 18.54 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/04/2015 10:07pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KOCH D CHRISTIAN
2. Issuer Name and Ticker or Trading Symbol

ARCTIC CAT INC [ ACAT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

505 NORTH HIGHWAY 169, SUITE 1000
3. Date of Earliest Transaction (MM/DD/YYYY)

4/1/2015
(Street)

PLYMOUTH, MN 55441
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   4/1/2015     A    1246   (1) A $0   7163   (2) D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)   $10.79                      (3) 4/1/2020   Common Stock   28     28   D  
 
Stock Option (Right to Buy)   $15.77                      (3) 4/1/2021   Common Stock   4005     4005   D  
 
Stock Option (Right to Buy)   $43.79                      (3) 4/2/2022   Common Stock   1903     1903   D  
 
Stock Option (Right to Buy)   $42.99                      (4) 4/1/2023   Common Stock   2326     2326   D  
 
Stock Option (Right to Buy)   $47.52                      (5) 4/1/2024   Common Stock   2104     2104   D  
 
Stock Option (Right to Buy)   $36.10   4/1/2015     A      2770         (6) 4/1/2025   Common Stock   2770   $0   2770   D  
 

Explanation of Responses:
( 1)  Represents restricted stock units ("RSU") that vest 415 shares on 4/1/16, 416 shares on 4/1/17, and 415 shares on 4/1/18.
( 2)  Includes (i) 349 shares of restricted stock units that vest on 4/1/16; (ii) 631shares of restricted stock units that vest 316 shares on 4/1/16 and 315 shares on 4/1/17; and (iii) 1,246 restricted stock units that vest 415 shares on 4/1/16, 416 shares on 4/1/17, and 415 shares on 4/1/18.
( 3)  Fully exercisable.
( 4)  Vests in three equal annual installments beginning on 4/1/14.
( 5)  Vests in three equal annual installments beginning on 4/1/15.
( 6)  Vests 923 shares on 4/1/16, 924 shares on 4/1/17, and 923 shares on 4/1/18.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
KOCH D CHRISTIAN
505 NORTH HIGHWAY 169
SUITE 1000
PLYMOUTH, MN 55441
X



Signatures
/s/ John R. Houston as Attorney-in-Fact for D. Christian Koch pursuant to Power of Attorney previously filed. 4/3/2015
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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