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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Delaware Invest Minnesota Muni Fund | AMEX:VMM | AMEX | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 13.34 | 0 | 01:00:00 |
MARSH USA INC | ||
ATTN: | ABIGAIL WILLIAMS | |
1166 AVENUE OF THE AMERICAS 37FL | ||
NEW YORK, NY 10036 | ||
INSURED: | DELAWARE FUNDS BY MACQUARIE | |
PRODUCT: | DFIBond | |
POLICY NO: | 81951478 | |
TRANSACTION: | RENL |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 1 of 19 |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 2 of 19 |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 3 of 19 |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 4 of 19 |
General Agreements | ||||
Additional Companies | A. | If more than one corporation, or Investment Company, or any combination of | ||
Included As Assured | them is included as the ASSURED herein: | |||
(1) | The total liability of the COMPANY under this Bond for loss or losses | |||
sustained by any one or more or all of them shall not exceed the limit for | ||||
which the COMPANY would be liable under this Bond if all such loss were | ||||
sustained by any one of them. | ||||
(2) | Only the first named ASSURED shall be deemed to be the sole agent of the | |||
others for all purposes under this Bond, including but not limited to the giving | ||||
or receiving of any notice or proof required to be given and for the purpose of | ||||
effecting or accepting any amendments to or termination of this Bond. The | ||||
COMPANY shall furnish each Investment Company with a copy of the | ||||
Bond and with any amendment thereto, together with a copy of each formal | ||||
filing of claim by any other named ASSURED and notification of the terms of | ||||
the settlement of each such claim prior to the execution of such settlement. | ||||
(3) | The COMPANY shall not be responsible for the proper application of any | |||
payment made hereunder to the first named ASSURED. | ||||
(4) | Knowledge possessed or discovery made by any partner, director, trustee, | |||
officer or supervisory employee of any ASSURED shall constitute knowledge | ||||
or discovery by all the ASSUREDS for the purposes of this Bond. | ||||
(5) | If the first named ASSURED ceases for any reason to be covered under this | |||
Bond, then the ASSURED next named on the APPLICATION shall thereafter | ||||
be considered as the first named ASSURED for the purposes of this Bond. | ||||
Representation Made By | B. | The ASSURED represents that all information it has furnished in the | ||
Assured | APPLICATION for this Bond or otherwise is complete, true and correct. Such | |||
APPLICATION and other information constitute part of this Bond. | ||||
The ASSURED must promptly notify the COMPANY of any change in any fact or | ||||
circumstance which materially affects the risk assumed by the COMPANY under | ||||
this Bond. | ||||
Any intentional misrepresentation, omission, concealment or incorrect statement of | ||||
a material fact, in the APPLICATION or otherwise, shall be grounds for recision of | ||||
this Bond. |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 5 of 19 |
General Agreements | ||||
(continued) | ||||
Additional Offices Or | C. | If the ASSURED, other than an Investment Company, while this Bond is in force, | ||
Employees - Consolidation, | merges or consolidates with, or purchases or acquires assets or liabilities of | |||
Merger Or Purchase Or | another institution, the ASSURED shall not have the coverage afforded under this | |||
Acquisition Of Assets Or | Bond for loss which has: | |||
Liabilities - Notice To | (1) | occurred or will occur on premises, or | ||
Company | ||||
(2) | been caused or will be caused by an employee, or | |||
(3) | arisen or will arise out of the assets or liabilities, | |||
of such institution, unless the ASSURED: | ||||
a. | gives the COMPANY written notice of the proposed consolidation, merger or | |||
purchase or acquisition of assets or liabilities prior to the proposed effective | ||||
date of such action, and | ||||
b. | obtains the written consent of the COMPANY to extend some or all of the | |||
coverage provided by this Bond to such additional exposure, and | ||||
c. | on obtaining such consent, pays to the COMPANY an additional premium. | |||
Change Of Control - | D. | When the ASSURED learns of a change in control (other than in an Investment | ||
Notice To Company | Company), as set forth in Section 2(a) (9) of the Investment Company Act of | |||
1940, the ASSURED shall within sixty (60) days give written notice to the | ||||
COMPANY setting forth: | ||||
(1) | the names of the transferors and transferees (or the names of the beneficial | |||
owners if the voting securities are registered in another name), | ||||
(2) | the total number of voting securities owned by the transferors and the | |||
transferees (or the beneficial owners), both immediately before and after the | ||||
transfer, and | ||||
(3) | the total number of outstanding voting securities. | |||
Failure to give the required notice shall result in termination of coverage for any | ||||
loss involving a transferee, to be effective on the date of such change in control. | ||||
Court Costs And | E. | The COMPANY will indemnify the ASSURED for court costs and reasonable | ||
Attorneys’ Fees | attorneys' fees incurred and paid by the ASSURED in defense, whether or not | |||
successful, whether or not fully litigated on the merits and whether or not settled, | ||||
of any claim, suit or legal proceeding with respect to which the ASSURED would | ||||
be entitled to recovery under this Bond. However, with respect to INSURING | ||||
CLAUSE 1., this Section shall only apply in the event that: | ||||
(1) | an Employee admits to being guilty of Larceny or Embezzlement, | |||
(2) | an Employee is adjudicated to be guilty of Larceny or Embezzlement, or |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 6 of 19 |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 7 of 19 |
Conditions and | ||||||
Limitations | ||||||
Definitions | 1 | . | As used in this Bond: | |||
a. | Computer System means a computer and all input, output, processing, | |||||
storage, off-line media libraries, and communication facilities which are | ||||||
connected to the computer and which are under the control and supervision | ||||||
of the operating system(s) or application(s) software used by the ASSURED. | ||||||
b. | Counterfeit means an imitation of an actual valid original which is intended | |||||
to deceive and be taken as the original. | ||||||
c. | Custodian means the institution designated by an Investment Company to | |||||
maintain possession and control of its assets. | ||||||
d. | Customer means an individual, corporate, partnership, trust customer, | |||||
shareholder or subscriber of an Investment Company which has a written | ||||||
agreement with the ASSURED for Voice Initiated Funds Transfer | ||||||
Instruction. | ||||||
e. | Employee means: | |||||
(1) | an officer of the ASSURED, | |||||
(2) | a natural person while in the regular service of the ASSURED at any of | |||||
the ASSURED'S premises and compensated directly by the ASSURED | ||||||
through its payroll system and subject to the United States Internal | ||||||
Revenue Service Form W-2 or equivalent income reporting plans of | ||||||
other countries, and whom the ASSURED has the right to control and | ||||||
direct both as to the result to be accomplished and details and means | ||||||
by which such result is accomplished in the performance of such | ||||||
service, | ||||||
(3) | a guest student pursuing studies or performing duties in any of the | |||||
ASSURED'S premises, | ||||||
(4) | an attorney retained by the ASSURED and an employee of such | |||||
attorney while either is performing legal services for the ASSURED, | ||||||
(5) | a natural person provided by an employment contractor to perform | |||||
employee duties for the ASSURED under the ASSURED'S supervision | ||||||
at any of the ASSURED'S premises, | ||||||
(6) | an employee of an institution merged or consolidated with the | |||||
ASSURED prior to the effective date of this Bond, | ||||||
(7) | a director or trustee of the ASSURED, but only while performing acts | |||||
within the scope of the customary and usual duties of any officer or | ||||||
other employee of the ASSURED or while acting as a member of any | ||||||
committee duly elected or appointed to examine or audit or have | ||||||
custody of or access to Property of the ASSURED, or |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 8 of 19 |
Conditions and | ||||
Limitations | ||||
Definitions | (8) | each natural person, partnership or corporation authorized by written | ||
(continued) | agreement with the ASSURED to perform services as electronic data | |||
processor of checks or other accounting records related to such checks but | ||||
only while such person, partnership or corporation is actually performing | ||||
such services and not: | ||||
a. | creating, preparing, modifying or maintaining the ASSURED'S | |||
computer software or programs, or | ||||
b. | acting as transfer agent or in any other agency capacity in issuing | |||
checks, drafts or securities for the ASSURED, | ||||
(9 | ) | any partner, officer or employee of an investment advisor, an underwriter | ||
(distributor), a transfer agent or shareholder accounting recordkeeper, or an | ||||
administrator, for an Investment Company while performing acts coming | ||||
within the scope of the customary and usual duties of an officer or employee | ||||
of an Investment Company or acting as a member of any committee duly | ||||
elected or appointed to examine, audit or have custody of or access to | ||||
Property of an Investment Company. | ||||
The term Employee shall not include any partner, officer or employee of a | ||||
transfer agent, shareholder accounting recordkeeper or administrator: | ||||
a. | which is not an "affiliated person" (as defined in Section 2(a) of the | |||
Investment Company Act of 1940) of an Investment Company or of | ||||
the investment advisor or underwriter (distributor) of such Investment | ||||
Company, or | ||||
b. | which is a "bank" (as defined in Section 2(a) of the Investment Company Act of 1940). | |||
|
||||
This Bond does not afford coverage in favor of the employers of | ||||
persons as set forth in e. (4), (5) and (8) above, and upon payment to | ||||
the ASSURED by the COMPANY resulting directly from Larceny or | ||||
Embezzlement committed by any of the partners, officers or | ||||
employees of such employers, whether acting alone or in collusion with | ||||
others, an assignment of such of the ASSURED'S rights and causes of | ||||
action as it may have against such employers by reason of such acts | ||||
so committed shall, to the extent of such payment, be given by the | ||||
ASSURED to the COMPANY, and the ASSURED shall execute all | ||||
papers necessary to secure to the COMPANY the rights provided for | ||||
herein. | ||||
Each employer of persons as set forth in e.(4), (5) and (8) above and the | ||||
partners, officers and other employees of such employers shall collectively | ||||
be deemed to be one person for all the purposes of this Bond; excepting, | ||||
however, the fifth paragraph of Section 13. | ||||
Independent contractors not specified in e.(4), (5) or (8) above, | ||||
intermediaries, agents, brokers or other representatives of the same general | ||||
character shall not be considered Employees. |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 9 of 19 |
Conditions and | ||
Limitations | ||
Definitions | f. | Forgery means the signing of the name of another natural person with the |
(continued) | intent to deceive but does not mean a signature which consists in whole or in | |
part of one's own name, with or without authority, in any capacity for any | ||
purpose. | ||
g. | Investment Company means any investment company registered under the | |
Investment Company Act of 1940 and listed under the NAME OF ASSURED | ||
on the DECLARATIONS. | ||
h. | Items of Deposit means one or more checks or drafts drawn upon a | |
financial institution in the United States of America. | ||
i. | Larceny or Embezzlement means larceny or embezzlement as defined in | |
Section 37 of the Investment Company Act of 1940. | ||
j. | Property means money, revenue and other stamps; securities; including any | |
note, stock, treasury stock, bond, debenture, evidence of indebtedness, | ||
certificate of deposit, certificate of interest or participation in any profit- | ||
sharing agreement, collateral trust certificate, preorganization certificate or | ||
subscription, transferable share, investment contract, voting trust certificate, | ||
certificate of deposit for a security, fractional undivided interest in oil, gas, or | ||
other mineral rights, any interest or instruments commonly known as a | ||
security under the Investment Company Act of 1940, any other certificate of | ||
interest or participation in, temporary or interim certificate for, receipt for, | ||
guarantee of, or warrant or right to subscribe to or purchase any of the | ||
foregoing; bills of exchange; acceptances; checks; withdrawal orders; money | ||
orders; travelers' letters of credit; bills of lading; abstracts of title; insurance | ||
policies, deeds, mortgages on real estate and/or upon chattels and interests | ||
therein; assignments of such policies, deeds or mortgages; other valuable | ||
papers, including books of accounts and other records used by the | ||
ASSURED in the conduct of its business (but excluding all electronic data | ||
processing records); and, all other instruments similar to or in the nature of | ||
the foregoing in which the ASSURED acquired an interest at the time of the | ||
ASSURED'S consolidation or merger with, or purchase of the principal | ||
assets of, a predecessor or which are held by the ASSURED for any | ||
purpose or in any capacity and whether so held gratuitously or not and | ||
whether or not the ASSURED is liable therefor. | ||
k. | Relative means the spouse of an Employee or partner of the ASSURED | |
and any unmarried child supported wholly by, or living in the home of, such | ||
Employee or partner and being related to them by blood, marriage or legal | ||
guardianship. | ||
l. | Securities, documents or other written instruments means original | |
(including original counterparts) negotiable or non-negotiable instruments, or | ||
assignments thereof, which in and of themselves represent an equitable | ||
interest, ownership, or debt and which are in the ordinary course of business | ||
transferable by delivery of such instruments with any necessary | ||
endorsements or assignments. |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 10 of 19 |
Conditions and | ||||
Limitations | ||||
Definitions | m. | Subsidiary means any organization that, at the inception date of this Bond, | ||
(continued) | is named in the APPLICATION or is created during the BOND PERIOD and | |||
of which more than fifty percent (50%) of the outstanding securities or voting | ||||
rights representing the present right to vote for election of directors is owned | ||||
or controlled by the ASSURED either directly or through one or more of its | ||||
subsidiaries. | ||||
n. | Transportation Company means any organization which provides its own | |||
or its leased vehicles for transportation or which provides freight forwarding | ||||
or air express services. | ||||
o. | Voice Initiated Election means any election concerning dividend options | |||
available to Investment Company shareholders or subscribers which is | ||||
requested by voice over the telephone. | ||||
p. | Voice Initiated Redemption means any redemption of shares issued by an | |||
Investment Company which is requested by voice over the telephone. | ||||
q. | Voice Initiated Funds Transfer Instruction means any Voice Initiated | |||
Redemption or Voice Initiated Election. | ||||
For the purposes of these definitions, the singular includes the plural and the | ||||
plural includes the singular, unless otherwise indicated. | ||||
General Exclusions - | 2 | . | This bond does not directly or indirectly cover: | |
Applicable to All Insuring | a. | loss not reported to the COMPANY in writing within sixty (60) days after | ||
Clauses | termination of this Bond as an entirety; | |||
b. | loss due to riot or civil commotion outside the United States of America and | |||
Canada, or any loss due to military, naval or usurped power, war or | ||||
insurrection. This Section 2.b., however, shall not apply to loss which occurs | ||||
in transit in the circumstances recited in INSURING CLAUSE 3., provided | ||||
that when such transit was initiated there was no knowledge on the part of | ||||
any person acting for the ASSURED of such riot, civil commotion, military, | ||||
naval or usurped power, war or insurrection; | ||||
c. | loss resulting from the effects of nuclear fission or fusion or radioactivity; | |||
d. | loss of potential income including, but not limited to, interest and dividends | |||
not realized by the ASSURED or by any customer of the ASSURED; | ||||
e. | damages of any type for which the ASSURED is legally liable, except | |||
compensatory damages, but not multiples thereof, arising from a loss | ||||
covered under this Bond; | ||||
f. | costs, fees and expenses incurred by the ASSURED in establishing the | |||
existence of or amount of loss under this Bond, except to the extent covered | ||||
under INSURING CLAUSE 11.; | ||||
g. | loss resulting from indirect or consequential loss of any nature; |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 11 of 19 |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 12 of 19 |
Conditions and | ||||||||
Limitations | ||||||||
Specific Exclusions - | f. | loss resulting from the failure for any reason of a financial or depository | ||||||
Applicable To All Insuring | institution, its receiver or other liquidator to pay or deliver funds or other | |||||||
Clauses Except Insuring | Property to the ASSURED provided further that this Section 3.f. shall not | |||||||
Clause 1. | apply to loss of Property resulting directly from robbery, burglary, | |||||||
(continued) | misplacement, mysterious unexplainable disappearance, damage, | |||||||
destruction or removal from the possession, custody or control of the | ||||||||
ASSURED. | ||||||||
g. | loss of Property while in the custody of a Transportation Company, | |||||||
provided however, that this Section 3.g. shall not apply to INSURING | ||||||||
CLAUSE 3.; | ||||||||
h. | loss resulting from entries or changes made by a natural person with | |||||||
authorized access to a Computer System who acts in good faith on | ||||||||
instructions, unless such instructions are given to that person by a software | ||||||||
contractor or its partner, officer, or employee authorized by the ASSURED to | ||||||||
design, develop, prepare, supply, service, write or implement programs for | ||||||||
the ASSURED's Computer System; or | ||||||||
i. | loss resulting directly or indirectly from the input of data into a Computer | |||||||
System terminal, either on the premises of the customer of the ASSURED | ||||||||
or under the control of such a customer, by a customer or other person who | ||||||||
had authorized access to the customer's authentication mechanism. | ||||||||
Specific Exclusions - | 4 | . | This bond does not directly or indirectly cover: | |||||
Applicable To All Insuring | a. | loss resulting from the complete or partial non-payment of or default on any | ||||||
Clauses Except Insuring | loan whether such loan was procured in good faith or through trick, artifice, | |||||||
Clauses 1., 4., And 5. | fraud or false pretenses; provided, however, this Section 4.a. shall not apply | |||||||
to INSURING CLAUSE 8.; | ||||||||
b. | loss resulting from forgery or any alteration; | |||||||
c. | loss involving a counterfeit provided, however, this Section 4.c. shall not | |||||||
apply to INSURING CLAUSE 5. or 6. | ||||||||
Limit Of Liability/Non- | 5 | . | At all times prior to termination of this Bond, this Bond shall continue in force for | |||||
Reduction And Non- | the limit stated in the applicable sections of ITEM 2. of the DECLARATIONS, | |||||||
Accumulation Of Liability | notwithstanding any previous loss for which the COMPANY may have paid or be | |||||||
liable to pay under this Bond provided, however, that the liability of the COMPANY | ||||||||
under this Bond with respect to all loss resulting from: | ||||||||
a. | any one act of burglary, robbery or hold-up, or attempt thereat, in which no | |||||||
Employee is concerned or implicated, or | ||||||||
b. | any one unintentional or negligent act on the part of any one person | |||||||
resulting in damage to or destruction or misplacement of Property, or | ||||||||
c. | all acts, other than those specified in a. above, of any one person, or |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 13 of 19 |
Conditions and | ||||
Limitations | ||||
Limit Of Liability/Non- | d. | any one casualty or event other than those specified in a., b., or c. above, | ||
Reduction And Non- | shall be deemed to be one loss and shall be limited to the applicable LIMIT OF | |||
Accumulation Of Liability | LIABILITY stated in ITEM 2. of the DECLARATIONS of this Bond irrespective of | |||
(continued) | the total amount of such loss or losses and shall not be cumulative in amounts | |||
from year to year or from period to period. | ||||
All acts, as specified in c. above, of any one person which | ||||
i. | directly or indirectly aid in any way wrongful acts of any other person or | |||
persons, or | ||||
ii. | permit the continuation of wrongful acts of any other person or persons | |||
whether such acts are committed with or without the knowledge of the wrongful | ||||
acts of the person so aided, and whether such acts are committed with or without | ||||
the intent to aid such other person, shall be deemed to be one loss with the | ||||
wrongful acts of all persons so aided. | ||||
Discovery | 6 | . | This Bond applies only to loss first discovered by an officer of the ASSURED | |
during the BOND PERIOD. Discovery occurs at the earlier of an officer of the | ||||
ASSURED being aware of: | ||||
a. | facts which may subsequently result in a loss of a type covered by this Bond, | |||
or | ||||
b. | an actual or potential claim in which it is alleged that the ASSURED is liable | |||
to a third party, | ||||
regardless of when the act or acts causing or contributing to such loss occurred, | ||||
even though the amount of loss does not exceed the applicable DEDUCTIBLE | ||||
AMOUNT, or the exact amount or details of loss may not then be known. | ||||
Notice To Company - | 7 | . | a. | The ASSURED shall give the COMPANY notice thereof at the earliest |
Proof - Legal Proceedings | practicable moment, not to exceed sixty (60) days after discovery of loss, in | |||
Against Company | an amount that is in excess of 50% of the applicable DEDUCTIBLE | |||
AMOUNT, as stated in ITEM 2. of the DECLARATIONS. | ||||
b. | The ASSURED shall furnish to the COMPANY proof of loss, duly sworn to, | |||
with full particulars within six (6) months after such discovery. | ||||
c. | Securities listed in a proof of loss shall be identified by certificate or bond | |||
numbers, if issued with them. | ||||
d. | Legal proceedings for the recovery of any loss under this Bond shall not be | |||
brought prior to the expiration of sixty (60) days after the proof of loss is filed | ||||
with the COMPANY or after the expiration of twenty-four (24) months from | ||||
the discovery of such loss. | ||||
e. | This Bond affords coverage only in favor of the ASSURED. No claim, suit, | |||
action or legal proceedings shall be brought under this Bond by anyone | ||||
other than the ASSURED. |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 14 of 19 |
Conditions and | ||||
Limitations | ||||
Notice To Company - | f. | Proof of loss involving Voice Initiated Funds Transfer Instruction shall | ||
Proof - Legal Proceedings | include electronic recordings of such instructions. | |||
Against Company | ||||
(continued) | ||||
Deductible Amount | 8 | . | The COMPANY shall not be liable under any INSURING CLAUSES of this Bond | |
on account of loss unless the amount of such loss, after deducting the net amount | ||||
of all reimbursement and/or recovery obtained or made by the ASSURED, other | ||||
than from any Bond or policy of insurance issued by an insurance company and | ||||
covering such loss, or by the COMPANY on account thereof prior to payment by | ||||
the COMPANY of such loss, shall exceed the DEDUCTIBLE AMOUNT set forth in | ||||
ITEM 3. of the DECLARATIONS, and then for such excess only, but in no event | ||||
for more than the applicable LIMITS OF LIABILITY stated in ITEM 2. of the | ||||
DECLARATIONS. | ||||
There shall be no deductible applicable to any loss under INSURING CLAUSE 1. | ||||
sustained by any Investment Company. | ||||
Valuation | 9 | . | BOOKS OF ACCOUNT OR OTHER RECORDS | |
The value of any loss of Property consisting of books of account or other records | ||||
used by the ASSURED in the conduct of its business shall be the amount paid by | ||||
the ASSURED for blank books, blank pages, or other materials which replace the | ||||
lost books of account or other records, plus the cost of labor paid by the | ||||
ASSURED for the actual transcription or copying of data to reproduce such books | ||||
of account or other records. | ||||
The value of any loss of Property other than books of account or other records | ||||
used by the ASSURED in the conduct of its business, for which a claim is made | ||||
shall be determined by the average market value of such Property on the | ||||
business day immediately preceding discovery of such loss provided, however, | ||||
that the value of any Property replaced by the ASSURED with the consent of the | ||||
COMPANY and prior to the settlement of any claim for such Property shall be the | ||||
actual market value at the time of replacement. | ||||
In the case of a loss of interim certificates, warrants, rights or other securities, the | ||||
production of which is necessary to the exercise of subscription, conversion, | ||||
redemption or deposit privileges, the value of them shall be the market value of | ||||
such privileges immediately preceding their expiration if said loss is not discovered | ||||
until after their expiration. If no market price is quoted for such Property or for | ||||
such privileges, the value shall be fixed by agreement between the parties. | ||||
OTHER PROPERTY | ||||
The value of any loss of Property, other than as stated above, shall be the actual | ||||
cash value or the cost of repairing or replacing such Property with Property of | ||||
like quality and value, whichever is less. |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 15 of 19 |
Conditions and | ||||
Limitations | ||||
(continued) | ||||
Securities Settlement | 10 | . | In the event of a loss of securities covered under this Bond, the COMPANY may, | |
at its sole discretion, purchase replacement securities, tender the value of the | ||||
securities in money, or issue its indemnity to effect replacement securities. | ||||
The indemnity required from the ASSURED under the terms of this Section | ||||
against all loss, cost or expense arising from the replacement of securities by the | ||||
COMPANY'S indemnity shall be: | ||||
a. | for securities having a value less than or equal to the applicable | |||
DEDUCTIBLE AMOUNT - one hundred (100%) percent; | ||||
b. | for securities having a value in excess of the DEDUCTIBLE AMOUNT but | |||
within the applicable LIMIT OF LIABILITY - the percentage that the | ||||
DEDUCTIBLE AMOUNT bears to the value of the securities; | ||||
c. | for securities having a value greater than the applicable LIMIT OF LIABILITY | |||
- the percentage that the DEDUCTIBLE AMOUNT and portion in excess of | ||||
the applicable LIMIT OF LIABILITY bears to the value of the securities. | ||||
The value referred to in Section 10.a., b., and c. is the value in accordance with | ||||
Section 9, Valuation, regardless of the value of such securities at the time the loss | ||||
under the COMPANY'S indemnity is sustained. | ||||
The COMPANY is not required to issue its indemnity for any portion of a loss of | ||||
securities which is not covered by this Bond; however, the COMPANY may do so | ||||
as a courtesy to the ASSURED and at its sole discretion. | ||||
The ASSURED shall pay the proportion of the Company's premium charge for the | ||||
Company's indemnity as set forth in Section 10.a., b., and c. No portion of the | ||||
LIMIT OF LIABILITY shall be used as payment of premium for any indemnity | ||||
purchased by the ASSURED to obtain replacement securities. | ||||
Subrogation - Assignment – 11. | In the event of a payment under this Bond, the COMPANY shall be subrogated to | |||
Recovery | all of the ASSURED'S rights of recovery against any person or entity to the extent | |||
of such payment. On request, the ASSURED shall deliver to the COMPANY an | ||||
assignment of the ASSURED'S rights, title and interest and causes of action | ||||
against any person or entity to the extent of such payment. | ||||
Recoveries, whether effected by the COMPANY or by the ASSURED, shall be | ||||
applied net of the expense of such recovery in the following order: | ||||
a. | first, to the satisfaction of the ASSURED'S loss which would otherwise have | |||
been paid but for the fact that it is in excess of the applicable LIMIT OF | ||||
LIABILITY, | ||||
b. | second, to the COMPANY in satisfaction of amounts paid in settlement of | |||
the ASSURED'S claim, | ||||
c. | third, to the ASSURED in satisfaction of the applicable DEDUCTIBLE | |||
AMOUNT, and |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 16 of 19 |
Conditions and | ||||
Limitations | ||||
Subrogation - Assignment – | d. | fourth, to the ASSURED in satisfaction of any loss suffered by the | ||
Recovery | ASSURED which was not covered under this Bond. | |||
(continued) | Recovery from reinsurance or indemnity of the COMPANY shall not be deemed a | |||
recovery under this section. | ||||
Cooperation Of Assured | 12 | . | At the COMPANY'S request and at reasonable times and places designated by | |
the COMPANY, the ASSURED shall: | ||||
a. | submit to examination by the COMPANY and subscribe to the same under | |||
oath, | ||||
b. | produce for the COMPANY'S examination all pertinent records, and | |||
c. | cooperate with the COMPANY in all matters pertaining to the loss. | |||
The ASSURED shall execute all papers and render assistance to secure to the | ||||
COMPANY the rights and causes of action provided for under this Bond. The | ||||
ASSURED shall do nothing after loss to prejudice such rights or causes of action. | ||||
Termination | 13 | . | If the Bond is for a sole ASSURED, it shall not be terminated unless written notice | |
shall have been given by the acting party to the affected party and to the | ||||
Securities and Exchange Commission, Washington, D.C., not less than sixty (60) | ||||
days prior to the effective date of such termination. | ||||
If the Bond is for a joint ASSURED, it shall not be terminated unless written notice | ||||
shall have been given by the acting party to the affected party, and by the | ||||
COMPANY to all ASSURED Investment Companies and to the Securities and | ||||
Exchange Commission, Washington, D.C., not less than sixty (60) days prior to | ||||
the effective date of such termination. | ||||
This Bond will terminate as to any one ASSURED, other than an Investment | ||||
Company: | ||||
a. | immediately on the taking over of such ASSURED by a receiver or other | |||
liquidator or by State or Federal officials, or | ||||
b. | immediately on the filing of a petition under any State or Federal statute | |||
relative to bankruptcy or reorganization of the ASSURED, or assignment for | ||||
the benefit of creditors of the ASSURED, or | ||||
c. | immediately upon such ASSURED ceasing to exist, whether through merger | |||
into another entity, disposition of all of its assets or otherwise. | ||||
The COMPANY shall refund the unearned premium computed at short rates in | ||||
accordance with the standard short rate cancellation tables if terminated by the | ||||
ASSURED or pro rata if terminated for any other reason. |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 17 of 19 |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 18 of 19 |
Conditions And | |
Limitations | |
Change or Modification | If this Bond is for a joint ASSURED, no charge or modification which would |
(continued) | adversely affect the rights of the ASSURED shall be effective prior to sixty (60) |
days after written notice has been furnished to all insured Investment Companies | |
and to the Securities and Exchange Commission, Washington, D.C., by the | |
COMPANY. |
ICAP Bond (5-98) | |
Form 17-02-1421 (Ed. 5-98) | Page 19 of 19 |
14-02-9228 (2/2010)
Page 1
FEDERAL INSURANCE COMPANY | ||
Endorsement No: 2 Bond | ||
Bond Number: 81951478 | ||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | ||
NAME OF ASSURED ENDORSEMENT | ||
It is agreed that the NAME OF ASSURED in the DECLARATIONS is amended to read as follows: | ||
Delaware Group Adviser Funds | ||
Delaware Diversified Income Fund | ||
Delaware Global Real Estate Opportunities Fund | ||
Delaware U.S. Growth Fund | ||
Delaware Group Cash Reserve | ||
Delaware Investments Ultrashort Fund | ||
Delaware Group Equity Funds I | ||
Delaware Mid Cap Value Fund | ||
Delaware Group Equity Funds II | ||
Delaware Value Fund | ||
Delaware Group Equity Funds IV | ||
Delaware Smid Cap Growth Fund | ||
Delaware HealthCare Fund | ||
Delaware Small Cap Growth Fund | ||
Delaware Covered Call Strategy Fund | ||
Delaware Equity Income Fund | ||
Delaware Floating Rate II Fund | ||
Delaware Fund for Income | ||
Delaware Global Equity Fund | ||
Delaware Government Cash Management Fund | ||
Delaware Growth and Income Fund | ||
Delaware Growth Equity Fund | ||
Delaware Hedged U.S. Equity Opportunities Fund | ||
Delaware International Fund | ||
Delaware International Opportunities Bond Fund | ||
Delaware Investment Grade Fund | ||
Delaware Limited Duration Bond Fund | ||
Delaware Opportunity Fund | ||
Delaware Premium Income Fund | ||
Delaware Strategic Income II Fund | ||
Delaware Special Situations Fund | ||
Delaware Total Return Fund |
ICAP Bond | |
Form 17-02-0949 (Rev. 1-97) | Page 1 |
Delaware Group Equity Funds V |
Delaware Small Cap Core Fund |
Delaware Small Cap Value Fund |
Delaware Wealth Builder Fund |
Delaware Group Foundation Funds |
Delaware Foundation Growth Allocation Fund |
Delaware Foundation Conservative Allocation Fund |
Delaware Strategic Allocation Fund |
Delaware Group Global & International Funds |
Delaware Emerging Markets Fund |
Delaware Global Value Fund |
Delaware International Value Equity Fund |
Delaware International Small Cap Fund |
Delaware Asia Select Fund |
Delaware Group Government Funds |
Delaware Strategic Income Fund |
Delaware Emerging Markets Debt Corporate Fund |
Delaware Group Income Funds |
Delaware Corporate Bond Fund |
Delaware Extended Duration Bond Fund |
Delaware Floating Rate Fund |
Delaware High-Yield Opportunities Fund |
Delaware Group Limited-Term Government Funds |
Delaware Limited-Term Diversified Income Fund |
Delaware Tax-Exempt Income Fund |
Delaware Tax-Exempt Opportunities fund |
Delaware Tax-Free California II Fund |
Delaware Tax-Free New Jersey Fund |
Delaware Tax-Free New York II Fund |
Delaware Tax-Free Oregon Fund |
Delaware Group State Tax-Free Income Trust |
Delaware Tax-Free Pennsylvania Fund |
Delaware Group Tax Free-Fund |
Delaware Tax-Free USA Fund |
Delaware Tax-Free USA Intermediate Fund |
ICAP Bond | |
Form 17-02-0949 (Ed. 1-97) | Page 2 |
Delaware Pooled Trust |
The Select 20 Portfolio |
Macquarie Core Plus Bond Portfolio |
Macquarie Emerging Markets Portfolio |
The Focus Smid- Cap Growth Equity Portfolio |
Macquarie High Yield Bond Portfolio |
The International Equity Portfolio |
Macquarie Labor Select International Equity Portfolio |
The Large-Cap Growth Equity Portfolio |
Macquarie Large Cap Value Portfolio |
Delaware Global Listed Real Assets Fund |
Macquarie Emerging Markets Portfolio II |
Delaware VIP Trust |
VIP- Limited-Term Diversified Income Series |
VIP-DIVERSIFIED INCOME Series |
VIP-EMERGING MARKETS Series |
VIP- Smid Cap Core Series |
VIP-HIGH YIELD Series |
VIP-INTERNATIONAL VALUE EQUITY Series |
VIP-VALUE Series |
VIP-REIT SERIES |
VIP-SMALL CAP VALUE Series |
VIP-US GROWTH Series |
VIP-COVERED CALL STRATEGY Series |
VIP-EQUITY INCOME Series |
VIP-FUND FOR INCOME Series |
VIP-GOVERNMENT CASH MANAGEMENT Series |
VIP-GROWTH AND INCOME Series |
VIP-GROWTH EQUITY Series |
VIP-INTERNATIONAL Series |
VIP-INVESTMENT GRADE Series |
VIP-LIMITED DURATION BOND Series |
VIP-OPPORTUNITY Series |
VIP-SPECIAL SITUATION Series |
VIP-TOTAL RETURN Series |
Voyageur Insured Funds |
Delaware Tax-Free Arizona Fund |
Voyageur Intermediate Tax Free Funds |
Delaware Tax-Free Minnesota Intermediate Fund |
Voyageur Mutual Funds |
Delaware Minnesota High-Yield Municipal Bond Fund |
Delaware National High-Yield Municipal Bond Fund |
Delaware Tax-Free California Fund |
Delaware Tax-Free Idaho Fund |
Delaware Tax-Free New York Fund |
ICAP Bond | |
Form 17-02-0949 (Ed. 1-97) | Page 3 |
Voyageur Mutual Funds II |
Delaware Tax-Free Colorado Fund |
Voyageur Mutual Funds III |
Delaware Select Growth Fund |
Voyageur Tax Free Funds |
Delaware Tax-Free Minnesota Fund |
Closed-End Funds |
Delaware Investments Dividend and Income Fund, Inc. |
Delaware Investments Colorado Municipal Income Fund, Inc. |
Delaware Investments National Municipal Income Fund |
Delaware Investments Minnesota Municipal Income Fund ll Inc. |
Delaware Enhanced Global Dividend and Income Fund |
Delaware Ivy Funds |
Delaware Ivy Accumulative |
Delaware Ivy Securian Core Bond |
Delaware Ivy Securian Real Estate Securities |
Delaware Ivy Apollo Multi-Asset Income |
Delaware Ivy Apollo Strategic Income |
Delaware Ivy Asset Strategy |
Delaware Ivy Balanced |
Delaware Ivy Corporate Bond |
Delaware Ivy California Municipal High Income |
Delaware Ivy Cash Management |
SPAMAP-Delaware Ivy |
Delaware Ivy Core Equity |
Delaware Ivy Crossover Credit |
Delaware Ivy Pzena International Value |
Delaware Ivy Emerging Markets Equity |
Delaware Ivy Energy |
Delaware Ivy Global Bond |
Delaware Ivy Global Equity Income |
Delaware Ivy Global Growth |
Delaware Ivy Government Securities |
Delaware Ivy High Income |
Ivy High Income Opportunities |
Delaware Ivy International Small Cap Fund |
Delaware Ivy International Core Equity |
Delaware Ivy Large Cap Growth |
Delaware Ivy Lasalle Global Real Estate |
Delaware Ivy Limited-Term Bond |
Delaware Ivy Managed Intl Opportunities |
Delaware Ivy Mid Cap Growth |
Delaware Ivy Mid Cap Income Opportunities |
Delaware Ivy Government Money Market |
Delaware Ivy Municipal Bond |
Delaware Ivy Municipal High Income |
Delaware Ivy Natural Resources |
Delaware Ivy Pictet Emerg Mkts Local Curr Debt |
Delaware Ivy Pictet Targeted Return Bond |
Delaware Ivy Pinebridge High Yield |
Delaware Ivy Proshares Int Rate Hgd Hgh Yld Indx |
Delaware Ivy Proshares Msci Acwi Index |
Delaware Ivy Proshares Russell 2000 Div Grw Idx |
Delaware Ivy Proshares S&P 500 Bond Index |
Delaware Ivy Proshares S&P 500 Div Aristo Index |
Delaware Ivy Science & Technology |
Delaware Ivy Small Cap Core |
Delaware Ivy Small Cap Growth |
Delaware Ivy Value |
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. |
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond | |
Form 17-02-0949 (Ed. 1-97) | Page 5 |
FEDERAL INSURANCE COMPANY | ||||||
Endorsement No.: 3 Bond | ||||||
Bond Number: 81951478 | ||||||
NAME OF ASSURED: | DELAWARE FUNDS BY MACQUARIE | |||||
TELEFACSIMILE INSTRUCTION FRAUD ENDORSEMENT | ||||||
It is agreed that this Bond is amended as follows: | ||||||
1 | . | By adding the following INSURING CLAUSE: | ||||
12 | . | Telefacsimile Instruction | ||||
Loss resulting directly from the ASSURED having transferred, paid or delivered any funds | ||||||
or other Property or established any credit, debited any account or given any value on the | ||||||
faith of any fraudulent instructions sent by a Customer, financial institution or another | ||||||
office of the ASSURED by Telefacsimile directly to the ASSURED authorizing or | ||||||
acknowledging the transfer, payment or delivery of funds or Property or the | ||||||
establishment of a credit or the debiting of an account or the giving of value by the | ||||||
ASSURED where such Telefacsimile instructions: | ||||||
a. | bear a valid test key exchanged between the ASSURED and a Customer or | |||||
another financial institution with authority to use such test key for Telefacsimile | ||||||
instructions in the ordinary course of business, but which test key has been | ||||||
wrongfully obtained by a person who was not authorized to initiate, make, validate | ||||||
or authenticate a test key arrangement, and | ||||||
b. | fraudulently purport to have been sent by such Customer or financial institution | |||||
when such Telefacsimile instructions were transmitted without the knowledge or | ||||||
consent of such Customer or financial institution by a person other than such | ||||||
Customer or financial institution and which bear a Forgery of a signature, | ||||||
provided that the Telefacsimile instruction was verified by a direct call back to an | ||||||
employee of the financial institution, or a person thought by the ASSURED to be | ||||||
the Customer, or an employee of another financial institution. | ||||||
2 | . | By deleting from Section 1., Definitions, the definition of Customer in its entirety, and substituting | ||||
the following: | ||||||
d. | Customer means an individual, corporate, partnership, trust customer, shareholder or | |||||
subscriber of an Investment Company which has a written agreement with the ASSURED | ||||||
for Voice Initiated Funds Transfer Instruction or Telefacsimile Instruction. |
ICAP Bond | |
Form 17-02-2367 (Rev. 10-03) | Page 1 |
3 | . | By adding to Section 1., Definitions, the following: | ||
r. | Telefacsimile means a system of transmitting written documents by electronic signals | |||
over telephone lines to equipment maintained by the ASSURED for the purpose of | ||||
reproducing a copy of said document.Telefacsimile does not mean electronic | ||||
communication sent by Telex or similar means of communication, or through an
electronic communication system or through an automated clearing house. |
||||
4 | . | By adding to Section 3., Specific Exclusions Applicable to All Insuring Clauses Except Insuring | ||
Clause 1. the following: | ||||
j. | loss resulting directly or indirectly from Telefacsimile instructions provided, however, this | |||
exclusion shall not apply to this INSURING CLAUSE. | ||||
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | ||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond | |
Form 17-02-2367 (Rev. 10-03) | Page 2 |
FEDERAL INSURANCE COMPANY | |||||
Endorsement No.: 4 Bond | |||||
Bond Number: 81951478 | |||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | |||||
AUTOMATED TELEPHONE TRANSACTION ENDORSEMENT | |||||
It is agreed that this Bond is amended as follows: | |||||
1 | . | By adding the following INSURING CLAUSE: | |||
13. Automated Telephone System Transaction | |||||
Loss resulting directly from the ASSURED having transferred funds on the faith of any | |||||
Automated Phone System (APS) Transaction, where the request for such APS | |||||
Transaction is unauthorized or fraudulent and is made with the intent to deceive. In order for | |||||
coverage to apply under this INSURING CLAUSE the ASSURED shall maintain and follow all | |||||
APS Designated Procedures. A single failure of the ASSURED to maintain and follow a | |||||
particular APS Designated Procedure in a particular APS Transaction will not preclude | |||||
coverage under this INSURING CLAUSE. | |||||
2 | . | By adding to Section 1., Definitions, the following: | |||
s. APS Designated Procedures means all of the following procedures: | |||||
(1)
|
No APS Transaction shall be executed unless the shareholder or unitholder to whose | ||||
account such an APS Transaction relates has previously elected to APS Transactions. | |||||
(Election in Application) | |||||
(2) | All APS Transactions shall be logged or otherwise recorded and the records shall be | ||||
retained for at least six (6) months. (Logging) | |||||
Information contained in the records shall be capable of being retrieved and produced | |||||
within a reasonable time after retrieval of specific information is requested, at a success | |||||
rate of no less than 85 percent. | |||||
(3) | The caller in any request for an APS Transaction, before executing that APS | ||||
Transaction must enter a personal identification number (PIN), social security number | |||||
and account number. (Identity Test) | |||||
If the caller fails to enter a correct PIN within three (3) attempts, the caller must not be | |||||
allowed additional attempts during the same telephone call to enter the PIN. The caller | |||||
may either be instructed to redial a customer service representative or may be | |||||
immediately connected to such a representative. (Limited attempts to Enter PIN) |
ICAP Bond | |
Form 17-02-2345 (Ed. 10-00) | Page 1 |
(4) | A written confirmation of any APS Transaction or change of address shall be mailed to | ||||
the shareholder or unitholder to whose account such transaction relates, at the record | |||||
address, by the end of the insured's next regular processing cycle, but in no event later | |||||
than five (5) business days following such APS Transaction. (Written Confirmation) | |||||
(5) | Access to the equipment which permits the entity receiving the APS Transaction | ||||
request to process and effect the transaction shall be limited in the following manner: | |||||
(Access to APS Equipment) | |||||
t. | APS Election means any election concerning various account features available to the | ||||
shareholder or unitholder which is made through the Automated Phone System by means of | |||||
information transmitted by an individual caller through use of a Automated Phone System. | |||||
These features include account statements, auto exchange, auto asset builder, automatic | |||||
withdrawal, dividend/capital gain options, dividend sweep, telephone balance consent and | |||||
change of address. | |||||
u. | APS Exchange means any exchange of shares or units in a registered account of one fund | ||||
into shares or units in an account with the same tax identification number and same | |||||
ownership-type code of another fund in the same complex pursuant to exchange privileges of | |||||
the two funds, which exchange is requested through the Automated Phone System by | |||||
means of information transmitted by an individual caller through use of an Automated Phone | |||||
System. | |||||
v. | APS Purchase means any purchase of shares or units issued by an Investment Company | ||||
which is requested through an Automated Phone System. | |||||
w. | APS Redemption means any redemption of shares or units issued by an Investment | ||||
Company which it requested through the telephone by means of information transmitted by an | |||||
individual caller through use of a Automated Phone System. | |||||
x. | APS Transaction means any APS Purchase, APS Redemption, APS Election or APS | ||||
Exchange. | |||||
y. | Automated Phone System means an automated system which receives and converts to | ||||
executable instructions transmissions through the Automated Phone System through use of | |||||
a touch-tone keypad or other tone system; and always excluding transmissions from a | |||||
computer system or part thereof. | |||||
3 | . | By adding the following Section after Section 4., Specific Exclusions-Applicable To All Insuring | |||
Clauses Except 1., 4., 5.: | |||||
Section 4.A Specific Exclusion-Applicable to Insuring Clause 13 | |||||
This Bond does not directly or indirectly cover under Insuring Clause 13: | |||||
Loss resulting from: | |||||
a. | the redemption of shares or units, where the proceeds of such redemption are made payable | ||||
to other than: | |||||
(1) | the shares or units of record, | ||||
(2) | a person designated to receive redemption proceeds, or | ||||
(3) | a bank account designated to receive redemption proceeds, or | ||||
b. | the redemption of shares or units, where the proceeds of such redemption are paid by check | ||||
mailed to any address, unless such address has either been designated the shareholder or | |||||
unitholder by voice through an Automated Phone System or in writing, at least thirty (30) days | |||||
prior to such redemption, or |
ICAP Bond | |
Form 17-02-2345 (Ed. 10-00) | Page 2 |
c. | the redemption of shares or units, where shareholder or unitholder of the ASSURED | |||
designated bank account of record. | ||||
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | ||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond | |
Form 17-02-2345 (Ed. 10-00) | Page 3 |
FEDERAL INSURANCE COMPANY | |||||||||
Endorsement No.: 5 Bond | |||||||||
Bond Number: 81951478 | |||||||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | |||||||||
STOP PAYMENT ORDER OR REFUSAL TO PAY CHECK ENDORSEMENT | |||||||||
It is agreed that this Bond is amended as follows: | |||||||||
1 | . | By adding the following INSURING CLAUSE: | |||||||
“ | 14 | . | Stop Payment Order or Refusal to Pay Check | ||||||
Loss resulting directly from the ASSURED being legally liable to pay compensatory damages | |||||||||
for: | |||||||||
a. | complying or failing to comply with notice from any customer of the ASSURED or any | ||||||||
authorized representative of such customer, to stop payment on any check or draft made or | |||||||||
drawn upon or against the ASSURED by such customer or by any authorized | |||||||||
representative of such customer, or | |||||||||
b. | refusing to pay any check or draft made or drawn upon or against the ASSURED by any | ||||||||
customer of the ASSURED or by any authorized representative of such customer.” | |||||||||
2 | . | By adding the following Specific Exclusion: | |||||||
“Section 4.A. Specific Exclusions – Applicable to INSURING CLAUSE 14 | |||||||||
This Bond does not directly or indirectly cover: | |||||||||
a. | liability assumed by the ASSURED by agreement under any contract, unless such liability would | ||||||||
have attached to the ASSURED even in the absence of such agreement, | |||||||||
b. | loss arising out of: | ||||||||
(1) | libel, slander, wrongful entry, eviction, defamation, false arrest, false imprisonment, | ||||||||
malicious prosecution, assault or battery, | |||||||||
(2) | sickness, disease, physical bodily harm, mental or emotional distress or anguish, or death | ||||||||
of any person, or | |||||||||
(3) | discrimination.” | ||||||||
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | |||||||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond
Form 17-02-2365 (Ed. 10-00)
FEDERAL INSURANCE COMPANY | |||||||
Endorsement No.: 6 Bond | |||||||
Bond Number: 81951478 | |||||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | |||||||
UNAUTHORIZED SIGNATURE ENDORSEMENT | |||||||
It is agreed that this Bond is amended as follows: | |||||||
1 | . | By adding the following INSURING CLAUSE: | |||||
15 | . | Unauthorized Signature | |||||
Loss resulting directly from the ASSURED having accepted, paid or cashed any check or | |||||||
Withdrawal Order made or drawn on or against the account of the ASSURED’S customer | |||||||
which bears the signature or endorsement of one other than a person whose name and signature | |||||||
is on file with the ASSURED as a signatory on such account. | |||||||
It shall be a condition precedent to the ASSURED'S right of recovery under this INSURING | |||||||
CLAUSE that the ASSURED shall have on file signatures of all the persons who are signatories | |||||||
on such account. | |||||||
2 | . | By adding to Section 1., Definitions, the following: | |||||
z. | Instruction means a written order to the issuer of an Uncertificated Security requesting that the | ||||||
transfer, pledge or release from pledge of the specified Uncertificated Security be registered. | |||||||
aa. | Uncertificated Security means a share, participation or other interest in property of or an | ||||||
enterprise of the issuer or an obligation of the issuer, which is: | |||||||
(1) | not represented by an instrument and the transfer of which is registered on books | ||||||
maintained for that purpose by or on behalf of the issuer, and | |||||||
(2) | of a type commonly dealt in on securities exchanges or markets, and | ||||||
(3) | either one of a class or series or by its terms divisible into a class or series of shares, | ||||||
participations, interests or obligations. |
ICAP Bond | |
Form 17-02-5602 (Ed. 10-03) | Page 1 |
bb. | Withdrawal Order means a non-negotiable instrument, other than an Instruction, signed by a |
customer of the ASSURED authorizing the ASSURED to debit the customer’s account in the | |
amount of funds stated therein. | |
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | |
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond | |
Form 17-02-5602 (Ed. 10-03) | Page 2 |
FEDERAL INSURANCE COMPANY | ||||||
Endorsement No.: 7 Bond | ||||||
Bond Number: 81951478 | ||||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | ||||||
CLAIMS EXPENSE ENDORSEMENT | ||||||
It is agreed that this Bond is amended as follows: | ||||||
1 | . | By adding the following INSURING CLAUSE: | ||||
17. Claims Expense | ||||||
Reasonable expense incurred by the ASSURED, solely for independent firms or individuals to | ||||||
determine the amount of loss where: | ||||||
(1) | the loss is covered under the Bond, and | |||||
(2) | the loss is in excess of the applicable DEDUCTIBLE AMOUNT. | |||||
2 | . | Under General Exclusions-Applicable To All Insuring Clauses, Section 2.f. does not apply to loss | ||||
covered under this INSURING CLAUSE. | ||||||
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | ||||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond
Form 17-02-6282 (Ed. 11-04)
FEDERAL INSURANCE COMPANY | |
Endorsement No.: 8 Bond | |
Bond Number: 81951478 | |
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | |
NON-CUMULATIVE ENDORSEMENT | |
It is agreed that in the event of a loss covered under this Bond and also covered under FEDERAL | |
INSURANCE COMPANY'S Bond No. 81951477 issued to DELAWARE MANAGEMENT HOLDINGS, INC., | |
the SINGLE LOSS LIMIT OF LIABILITY under this Bond shall be reduced by any payment under Bond No. | |
81951477 and only the remainder, if any, shall be applicable to such loss hereunder. | |
Name and Address of Assured: | |
DELAWARE FUNDS BY MACQUARIE | |
610 MARKET STREET | |
PHILADELPHIA, PA 19106 | |
Signature of Assured’s Representative | |
Position/Title | |
Date | |
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | |
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond
Form 17-02-0955 (Rev. 1-97)
FEDERAL INSURANCE COMPANY | ||||||
Endorsement No. 9 Bond | ||||||
Bond Number: 81951478 | ||||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | ||||||
REVISE ITEM 2. ENDORSEMENT | ||||||
It is agreed that this Bond is amended by deleting ITEM 2. in its entirety on the DECLARATIONS and | ||||||
substituting the following: | ||||||
ITEM 2. LIMITS OF LIABILITY-DEDUCTIBLE AMOUNTS: | ||||||
If "Not Covered" is inserted below opposite any specified INSURING CLAUSE, such INSURING CLAUSE | ||||||
and any other reference to such INSURING CLAUSE in this Bond shall be deemed to be deleted. There | ||||||
shall be no deductible applicable to any loss under INSURING CLAUSE 1 sustained by any Investment Company. | ||||||
SINGLE LOSS | DEDUCTIBLE | |||||
INSURING CLAUSE | LIMIT OF LIABILITY | AMOUNT | ||||
1 | . | Employee | $ | 40,000,000 | $ | 0 |
2 | . | On Premises | $ | 40,000,000 | $ | 50,000 |
3 | . | In Transit | $ | 40,000,000 | $ | 50,000 |
4 | . | Forgery or Alteration | $ | 40,000,000 | $ | 50,000 |
5 | . | Extended Forgery | $ | 40,000,000 | $ | 50,000 |
6 | . | Counterfeit Money | $ | 40,000,000 | $ | 50,000 |
7 | . | Threats to Person | $ | 40,000,000 | $ | 50,000 |
8 | . | Computer System | $ | 40,000,000 | $ | 50,000 |
9 | . | Voice Initiated Funds Transfer Instruction | $ | 40,000,000 | $ | 50,000 |
10 | . | Uncollectible Items of Deposit | $ | 50,000 | $ | 10,000 |
11 | . | Audit Expense | $ | 100,000 | $ | 0 |
12 | . | Telefacsimile Instruction Fraud | $ | 40,000,000 | $ | 50,000 |
13 | . | Automated Telephone Transaction | $ | 40,000,000 | $ | 50,000 |
14 | . | Stop Payment Order or Refusal to Pay Check | $ | 40,000,000 | $ | 50,000 |
15 | . | Unauthorized Signature | $ | 50,000 | $ | 10,000 |
16 | . | Extended Computer Systems | $ | 40,000,000 | $ | 50,000 |
17 | . | Claims Expense | $ | 100,000 | $ | 0 |
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | ||||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
Authorized Representative |
ICAP Bond | |
Form 17-02-1582 (Ed. 5-98) | Page 2 |
FEDERAL INSURANCE COMPANY | |||||
Endorsement No.: 10 Bond | |||||
Bond Number: 81951478
|
|||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | |||||
AMEND DISCOVERY ENDORSEMENT | |||||
It is agreed that this Bond is amended by deleting Section 6., Discovery, in its entirety and substituting the | |||||
following: | |||||
6 | . | Discovery | |||
This Bond applies only to loss first discovered by the General Counsel or Risk Management of the | |||||
ASSURED during the BOND PERIOD. Discovery occurs at the earlier of the General Counsel or | |||||
Risk Management of the ASSURED being aware of: | |||||
a. | facts which may subsequently result in a loss of a type covered by this Bond, or | ||||
b. | an actual or potential claim in which it is alleged that the ASSURED is liable to a third party, | ||||
regardless of when the act or acts causing or contributing to such loss occurred, even though the | |||||
amount of loss does not exceed the applicable DEDUCTIBLE AMOUNT, or the exact amount or | |||||
details of loss may not then be known. | |||||
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | |||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond
Form 17-02-6260 (Ed. 6-04)
FEDERAL INSURANCE COMPANY | ||||
Endorsement No.: 11 Bond | ||||
Bond Number: 81951478 | ||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | ||||
AMENDING DEFINITION OF EMPLOYEE-FORMER EMPLOYEES ENDORSEMENT | ||||
It is agreed that this Bond is amended by adding to the definition of Employee in Section 1., Definitions, the | ||||
following: | ||||
(10) | a natural person who resigns, retires or is terminated from the service of the ASSURED during the | |||
BOND PERIOD provided that this applies: | ||||
a. | for a period of ninety (90) days subsequent to such resignation, retirement or termination but | |||
not beyond the date of expiration or termination of the Bond; and | ||||
b. | if such resignation, retirement or termination has not arisen from or in connection with the | |||
discovery by the ASSURED of any actual or alleged dishonest, fraudulent or criminal act(s) of | ||||
such person. | ||||
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. | ||||
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond
Form 17-02-2335 (Ed. 10-00)
ENDORSEMENT/RIDER | |||||
Effective date of | |||||
this endorsement/rider: October 31, 2021 | FEDERAL INSURANCE COMPANY | ||||
Endorsement/Rider No.12 Bond | |||||
To be attached to and form a part of Bond No. 81951478
|
|||||
Issued to: DELAWARE FUNDS BY MACQUARIE | |||||
DELETING VALUATION-OTHER PROPERTY AND AMENDING CHANGE OR MODIFICATION | |||||
ENDORSEMENT | |||||
In consideration of the premium charged, it is agreed that this Bond is amended as follows: | |||||
1 | . | The paragraph titled Other Property in Section 9, Valuation, is deleted in its entirety. | |||
2 | . | The third paragraph in Section 16, Change or Modification, is deleted in its entirety and replaced with | |||
the following: | |||||
If this Bond is for a joint ASSURED, no change or modification which would adversely affect the | |||||
rights of the ASSURED shall be effective prior to sixty (60) days after written notice has been | |||||
furnished to all insured Investment Companies and the Securities and Exchange Commission, | |||||
Washington, D.C., by the COMPANY. | |||||
The title and any headings in this endorsement/rider are solely for convenience and form no part of the | |||||
terms and conditions of coverage. | |||||
All other terms, conditions and limitations of this Bond shall remain unchanged. |
17-02-2437 (12/2006) rev.
Page 1
ENDORSEMENT/RIDER | |||
Effective date of | |||
this endorsement/rider: October 31, 2021 | FEDERAL INSURANCE COMPANY | ||
Endorsement/Rider No.13 | |||
To be attached to and form a part of Bond No. 81951478 | |||
Issued to: DELAWARE FUNDS BY MACQUARIE | |||
AMENDED NOTICE ENDORSEMENT | |||
It is agreed Section 7., Notice to Company-Proof-Legal Proceedings Against Company, is amended by deleting in | |||
its entirety paragraph a. and substituting the following: | |||
a. | The ASSURED shall give the COMPANY notice thereof at the earliest practicable moment, not to | ||
exceed ninety (90) days after discovery of loss, in an amount that is in excess of 50% of the applicable | |||
DEDUCTIBLE AMOUNT, as stated in ITEM 2. of the DECLARATIONS. | |||
The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms | |||
and conditions of coverage. | |||
All other terms, conditions and limitations of this Bond shall remain unchanged. |
14-02-12867 (02/2007)
Page 1
ENDORSEMENT/RIDER | |||
Effective date of | |||
this endorsement/rider: October 31, 2021 | FEDERAL INSURANCE COMPANY | ||
Endorsement/Rider No.14 | |||
To be attached to and form a part of Bond No.81951478 | |||
Issued to: DELAWARE FUNDS BY MACQUARIE | |||
AUTOMATIC INCREASE IN LIMITS ENDORSEMENT | |||
In consideration of the premium charged, it is agreed that GENERAL AGREEMENTS, Section C. Additional | |||
Offices Or Employees-Consolidation, Merger Or Purchase Or Acquisition Of Assets Or Liabilities-Notice To | |||
Company, is amended by adding the following subsection: | |||
Automatic Increase in Limits for Investment Companies | |||
If an increase in bonding limits is required pursuant to rule 17g-1 of the Investment Company Act of 1940 (“the | |||
Act”), due to: | |||
(i) | the creation of a new Investment Company, other than by consolidation or merger with, or purchase or | ||
acquisition of assets or liabilities of, another institution; or | |||
(ii) | an increase in asset size of current Investment Companies covered under this Bond, | ||
then the minimum required increase in limits shall take place automatically without payment of additional | |||
premium for the remainder of the BOND PERIOD. | |||
The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms | |||
and conditions of coverage. | |||
All other terms, conditions and limitations of this Bond shall remain unchanged. |
14-02-14098 (04/2008)
Page 1
FEDERAL INSURANCE COMPANY | |||||
Endorsement No.:15 Bond | |||||
Bond Number: 81951478 | |||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | |||||
AUTOMATIC ACQUISITION PERCENTAGE THRESHOLD ENDORSEMENT | |||||
It is agreed that this Bond is amended by deleting in its entirety General Agreement C., Additional Offices | |||||
or Employees-Consolidation, Merger or Purchase or Acquisition of Assets or Liabilities-Notice To | |||||
Company, and substituting the following: | |||||
C. | Additional Offices or Employees-Consolidation, Merger or Purchase or Acquisition Of Assets or | ||||
Liabilities-Notice to Company | |||||
If the ASSURED, other than an Investment Company, while this Bond is in force, merges or | |||||
consolidates with, or purchases or acquires assets or liabilities of another institution, the ASSURED | |||||
shall not have the coverage afforded under this Bond for loss which has: | |||||
(1) | occurred or will occur on premises, | ||||
(2) | been caused or will be caused by an employee, or | ||||
(3) | arisen or will arise out of the assets or liabilities, | ||||
of such institution, unless the ASSURED: | |||||
a. | gives the COMPANY written notice of the proposed consolidation, merger or purchase or | ||||
acquisition of assets or liabilities prior to the proposed effective date of such action, and | |||||
b. | obtains the written consent of the COMPANY to extend some or all of the coverage provided | ||||
by this Bond to such additional exposure, and | |||||
c. | on obtaining such consent, pays to the COMPANY an additional premium. | ||||
Notwithstanding anything stated above to the contrary, the COMPANY hereby agrees to provide | |||||
coverage which shall be effective on the date of acquisition under this Bond for those acquired | |||||
institutions in which the ASSURED owns greater than fifty percent (50%) of the voting stock or voting | |||||
rights either directly or through one or more of its subsidiaries for the remainder of the BOND | |||||
PERIOD, with no additional premium, provided the acquired institution meets all of the following | |||||
conditions: | |||||
i. | the assets shall not exceed twenty- five percent (25%) of the ASSURED’S assets, | ||||
ii. | there shall be neither any paid nor pending Bond claim for the three (3) year period prior to the | ||||
date of acquisition, and | |||||
iii. | the ASSURED is not aware of any disciplinary action or proceeding by State or Federal | ||||
officials involving the acquired institution as of the date of acquisition. |
ICAP Bond | |
Form 17-02-6247 (Ed. 3-04) | Page 1 |
The COMPANY further agrees that as respects any acquisition that involves a State or Federalregulatory assisted acquisition or assumption of assets and/or liabilities, coverage shall be providedunder this Bond for the remainder of the BOND PERIOD as long as conditions i. and ii. above aremet. As respects such acquisition or assumption of assets and/or liabilities, coverage applies only toa Single Loss fully sustained by the ASSURED on or after the date of such acquisition orassumption. All of the circumstances, conditions or acts causing or contributing to a Single Lossmust occur on or after the date of such acquisition or assumption for coverage to apply regardless ofthe time such loss is discovered by the ASSURED. |
This Endorsement applies to loss discovered after 12:01 a.m. on October 31, 2021. |
ALL OTHER TERMS AND CONDITIONS OF THIS BOND REMAIN UNCHANGED. |
Date: November 10, 2021
ICAP Bond | |
Form 17-02-6247 (Ed. 3-04) | Page 2 |
FEDERAL INSURANCE COMPANY | |||||
Endorsement No.: 16 Bond | |||||
Bond Number: 81951478 | |||||
NAME OF ASSURED: DELAWARE FUNDS BY MACQUARIE | |||||
CO-SURETY ENDORSEMENT | |||||
It is agreed that this Bond is amended as follows: | |||||
1 | . | By adding to Section 1., Definitions, the following: | |||
“hh. | Controlling Company means FEDERAL INSURANCE COMPANY. | ||||
ii. | Company means, unless otherwise specified, each insurance company, including the | ||||
Controlling Company, executing this Endorsement. | |||||
jj. | Companies means, unless otherwise specified, all of the insurance companies, including the | ||||
Controlling Company, executing this Endorsement.” | |||||
2 | . | By adding to Section 5., Limit of Liability/Non-Reduction and Non-Accumulation of Liability, the | |||
following: | |||||
“Each COMPANY shall be liable only for such proportion of any Single Loss as the LIMIT OF | |||||
LIABILITY underwritten by such Company, as specified in this Endorsement, bears to the LIMIT OF | |||||
LIABILITY as stated in ITEM 2. of the DECLARATIONS, but in no event shall any Company be liable | |||||
for an amount greater than that underwritten by it.” | |||||
3 | . | By adding to Section 7., Notice To Company-Proof-Legal Proceedings Against Company, the following: | |||
“g. | In the absence of a request from any Company to pay premiums directly to it, premiums for this | ||||
Bond may be paid to the Controlling Company for the account of all Companies. | |||||
h. | In the absence of a request from any Company that notice of claim and proof of loss be given to | ||||
or filed directly with it, the ASSURED giving such notice to and the filing of such proof with the | |||||
Controlling Company shall be deemed to be in compliance with the conditions of this Bond for | |||||
the giving of notice of loss and the filing of proof of loss, if given and filed in accordance with said | |||||
conditions.” | |||||
4 | . | By adding to Section 13., Termination, the following: | |||
“The Controlling Company may give notice in accordance with the terms of this Bond terminating the | |||||
Bond as an entirety or as to any Employee or ASSURED, and any notice so given shall terminate the | |||||
liability of all Companies as an entirety or as to such Employee or ASSURED, as the case may be. | |||||
Any Company other than the Controlling Company may give notice in accordance with the terms of | |||||
this Bond, terminating the entire liability of such other Company under this Bond or as to any person or | |||||
entity. | |||||
In the absence of a request from any Company that notice of termination by the ASSURED of this | |||||
Bond in its entirety may be given to or filed directly with it, the giving of such notice in accordance with | |||||
the terms of this Bond to the Controlling Company shall terminate the liability of all Companies as an | |||||
entirety. The ASSURED may terminate the entire liability of any Company, under this Bond by giving | |||||
notice of such termination to that Company and by sending a copy of such notice to the Controlling | |||||
Company. |
ICAP Bond | |
Form 17-02-2836 (Ed. 5-02) | Page 1 |
Date: November 10, 2021
Underwritten for a SINGLE LOSS | Ici Mutual Insurance Co, A Risk Retention |
Group | |
LIMIT OF LIABILITY of $15,000,000 | |
Part of $40,000,000 | |
By | |
Attorney-in-Fact |
ENDORSEMENT/RIDER | |||
Effective date of | |||
this endorsement/rider: October 31, 2021 | FEDERAL INSURANCE COMPANY | ||
Endorsement/Rider No.17 | |||
To be attached to and form a part of Policy No.81951478 | |||
Issued to: DELAWARE FUNDS BY MACQUARIE | |||
FRAUDULENT INSTRUCTIONS EXCLUSION ENDORSEMENT (ICAP) | |||
In consideration of the premium charged, it is agreed that the Conditions and Limitations of this Bond is amended | |||
to include the following Section: | |||
Specific Exclusions – Applicable to Insuring Clause 8.: | |||
This Bond does not cover loss resulting directly or indirectly from any transfer, payment or delivery of | |||
Property: | |||
(1) | authorized by an Employee; or | ||
(2) | arising out of any misrepresentation received by any Employee, agent, broker, factor, commission | ||
merchant, independent contractor, intermediary, finder or other representative of the same general | |||
character of the ASSURED, | |||
whether such transfer, payment or delivery was made in good faith or as a result of trick, artifice, fraud or | |||
false pretenses. | |||
The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and | |||
conditions of coverage. | |||
All other terms, conditions and limitations of this Bond shall remain unchanged. |
MS-307332 (09/2020)
Page 1 of 1
ENDORSEMENT/RIDER | |||
Effective date of | |||
this endorsement/rider: October 31, 2021 | |||
FEDERAL INSURANCE COMPANY | |||
Endorsement/Rider No. 18 | |||
To be attached to and form a part of Bond No. 81951478 | |||
Issued to: DELAWARE FUNDS BY MACQUARIE | |||
EXTENDED COMPUTER SYSTEMS ENDORSEMENT | |||
It is agreed that this Bond is amended as follows: | |||
1. By adding the following INSURING CLAUSE: | |||
Extended Computer Systems | |||
A. | Electronic Communication | ||
Loss resulting directly from the ASSURED having transferred, paid or delivered any funds or property, | |||
established any credit, debited any account or given any value on the faith of any electronic | |||
communications directed to the ASSURED, which were transmitted or appear to have been transmitted | |||
through: | |||
(1) | an Electronic Communication System, | ||
(2) | an automated clearing house or custodian, or | ||
(3) | A Telex, TWX, or similar means of communication. | ||
directly into the ASSURED'S Computer System or Communication Terminal, and fraudulently purport | |||
to have been sent by a customer, automated clearing house, custodian, or financial institution, but which | |||
communications were either not sent by said customer, automated clearing house, custodian, or financial | |||
institution, or were fraudulently modified during physical transit of Electronic Media to the ASSURED or | |||
during electronic transmission to the ASSURED'S Computer System or Communication Terminal. | |||
B. | Electronic Transmission | ||
Loss resulting directly from a customer of the ASSURED, any automated clearing house, custodian, or | |||
financial institution having transferred, paid or delivered any funds or property, established any credit, debited | |||
any account or given any value on the faith of any electronic communications, purporting to have been | |||
directed by the ASSURED to such customer, automated clearing house, custodian, or financial institution | |||
initiating, authorizing, or acknowledging, the transfer, payment, delivery or receipt of funds or property, which | |||
communications were transmitted through: | |||
(1) | an Electronic Communication System, | ||
(2) | an automated clearing house or custodian, or | ||
(3) | a Telex, TWX, or similar means of communication, |
MS-324890 (04/2021)
Page 1 of 3
directly into a Computer System or Communication Terminal of said customer, automated clearing | |||
house, custodian, or financial institution, and fraudulently purport to have been directed by the | |||
ASSURED, but which communications were either not sent by the ASSURED, or were fraudulently | |||
modified during physical transit of Electronic Media from the ASSURED or during electronic transmission | |||
from the ASSURED'S Computer System or Communication Terminal, and for which loss the | |||
ASSURED is held to be legally liable. | |||
2 | . | By adding to Section 1., Definitions, the following: | |
Communication Terminal means a teletype, teleprinter or video display terminal, or similar device capable | |||
of sending or receiving information electronically. Communication Terminal does not mean a telephone. | |||
Electronic Communication System means electronic communication operations by Fedwire, Clearing | |||
House Interbank Payment System (CHIPS), Society of Worldwide International Financial Telecommunication | |||
(SWIFT), similar automated interbank communication systems, and Internet access facilities. | |||
Electronic Data means facts or information converted to a form usable in Computer Systems and which is | |||
stored on Electronic Media for use by computer programs. | |||
Electronic Instruction means computer programs converted to a form usable in a Computer System to act | |||
upon Electronic Data. | |||
Electronic Media means the magnetic tape, magnetic disk, optical disk, or any other bulk media on which | |||
data is recorded. | |||
3 | . | By adding the following Section after Section 4., Specific Exclusions-Applicable to All INSURING CLAUSES | |
except 1., 4., and 5.: | |||
Section 4.A. Specific Exclusions-Applicable to Extended Computer Systems INSURING CLAUSE | |||
This Bond does not directly or indirectly cover: | |||
a. | loss resulting directly or indirectly from Forged, altered or fraudulent negotiable instruments, securities, | ||
documents or written instruments used as source documentation in the preparation of Electronic Data; | |||
b. | loss of negotiable instruments, securities, documents or written instruments except as converted to | ||
Electronic Data and then only in that converted form; | |||
c. | loss resulting from mechanical failure, faulty construction, error in design, latent defect, wear or tear, | ||
gradual deterioration, electrical disturbance, Electronic Media failure or breakdown or any malfunction or | |||
error in programming or error or omission in processing; | |||
d. | loss resulting directly or indirectly from the input of Electronic Data at an authorized electronic terminal of | ||
an Electronic Funds Transfer System or a Customer Communication System by a person who had | |||
authorized access from a customer to that customer's authentication mechanism; or | |||
e. | liability assumed by the ASSURED by agreement under any contract, unless such liability would have | ||
attached to the ASSURED even in the absence of such agreement; or |
MS-324890 (04/2021)
Page 2 of 3
f. loss resulting directly or indirectly from: | ||
(1) | written instruction unless covered under this INSURING CLAUSE; or | |
(2) | instruction by voice over the telephone, unless covered under this INSURING CLAUSE. | |
The title and any headings in this endorsement/rider are solely for convenience and form no part of the terms and | ||
conditions of coverage. | ||
All other terms, conditions and limitations of this Policy shall remain unchanged. |
MS-324890 (04/2021)
Page 3 of 3
Important Notice: |
The SEC Requires Proof of Your Fidelity Insurance Policy |
Your company is now required to file an electronic copy of your fidelity insurance coverage (Chubb’s ICAP Bond policy) to the Securities and Exchange Commission (SEC), according to rules adopted by the SEC on June 12, 2006. Chubb is in the process of providing your agent/broker with an electronic copy of your insurance policy as well as instructions on how to submit this proof of fidelity insurance coverage to the SEC. You can expect to receive this information from your agent/broker shortly. The electronic copy of your policy is provided by Chubb solely as a convenience and does not affect the terms and conditions of coverage as set forth in the paper policy you receive by mail. The terms and conditions of the policy mailed to you, which are the same as those set forth in the electronic copy, constitute the entire agreement between your company and Chubb. If you have any questions, please contact your agent or broker. |
Form 14-02-12160 (ed. 7/2006)
IMPORTANT NOTICE TO POLICYHOLDERS |
All of the members of the Chubb Group of Insurance companies doing business in the United States (hereinafter “Chubb”) distribute their products through licensed insurance brokers and agents (“producers”). Detailed information regarding the types of compensation paid by Chubb to producers on US insurance transactions is available under the Producer Compensation link located at the bottom of the page at www.chubb.com, or by calling 1-866-588-9478. Additional information may be available from your producer. Thank you for choosing Chubb. |
10-02-1295 (ed. 6/2007)
|
(1) |
Each party sustaining a loss shall be allocated an amount equal to the lesser of its actual loss or the minimum amount of bond coverage then allocated to such party in accordance with Rule 17g-1. Any party not fully indemnified for its
insurable losses as a result of this allocation is hereafter referred to as an "Unindemnified Party".
|
|
(2) |
The remaining portion of the Joint Bond Proceeds, if any, shall be allocated to each Unindemnified Party in the same proportion as such party's allocation of minimum bond coverage (in accordance with Rule 17g-1) bears to the aggregate of
the minimum bond coverage amounts for all Unindemnified Parties, provided that no party shall receive Joint Bond Proceeds in excess of its actual insurable losses.
|
FUND
|
Delaware Group® Adviser Funds
Delaware Diversified Income Fund
|
Delaware Group® Cash Reserve
Delaware Investments Ultrashort Fund
|
Delaware Group® Equity Funds I
Delaware Mid Cap Value Fund
|
Delaware Group® Equity Funds II
Delaware Value® Fund
|
Delaware Group® Equity Funds IV
Delaware Healthcare Fund
Delaware Small Cap Growth Fund
Delaware Smid Cap Growth Fund
Delaware Covered Call Strategy Fund
Delaware Equity Income Fund
Delaware Global Equity Fund
Delaware Growth and Income Fund
Delaware Hedged U.S. Equity Opportunities Fund
Delaware Opportunity Fund
Delaware Premium Income Fund
Delaware Growth Equity Fund
Delaware Total Return Fund
|
Delaware Group® Equity Funds V
Delaware Small Cap Core Fund
Delaware Small Cap Value Fund
Delaware Wealth Builder Fund
|
Delaware Group® Foundation Funds
Delaware Strategic Allocation Fund
|
Delaware Group® Global & International Funds
Delaware Emerging Markets Fund
Delaware International Small Cap Fund
Delaware International Value Equity Fund
|
Delaware Group® Government Fund
Delaware Emerging Markets Debt Corporate Fund
Delaware Strategic Income Fund
|
Delaware Group® Income Funds
Delaware Corporate Bond Fund
Delaware Extended Duration Bond Fund
Delaware Floating Rate Fund
Delaware High-Yield Opportunities Fund
|
FUND |
Delaware Group® Limited-Term Government Funds
Delaware Limited-Term Diversified Income Fund
Delaware Tax-Free New Jersey Fund
Delaware Tax-Free Oregon Fund
|
Delaware Group® State Tax-Free Income Trust
Delaware Tax-Free Pennsylvania Fund
|
Delaware Group® Tax-Free Fund
Delaware Tax-Free USA Fund
Delaware Tax-Free USA Intermediate Fund
|
Delaware Pooled® Trust
Macquarie Emerging Markets Portfolio
Macquarie Emerging Markets Portfolio II
Macquarie Labor Select International Equity Portfolio
Delaware Global Listed Real Assets Fund
|
Delaware VIP® Trust5
Delaware VIP® Emerging Markets Series
Delaware VIP® Small Cap Value Series
Delaware VIP® Fund for Income Series
Delaware VIP® Growth Equity Series
Delaware VIP® Equity Income Series
Delaware VIP® Growth and Income Series
Delaware VIP® Opportunity Series
Delaware VIP® Limited Duration Bond Series
Delaware VIP® Special Situations Series
Delaware VIP® International Series
Delaware VIP® Total Return Series
Delaware VIP® Investment Grade Series
|
Voyageur Insured Funds
Delaware Tax-Free Arizona Fund
|
Voyageur Intermediate Tax Free Funds
Delaware Tax-Free Minnesota Intermediate Fund
|
Voyageur Mutual Funds
Delaware Minnesota High-Yield Municipal Bond Fund
Delaware National High-Yield Municipal Bond Fund
Delaware Tax-Free California Fund
Delaware Tax-Free Idaho Fund
Delaware Tax-Free New York Fund
|
Voyageur Mutual Funds II
Delaware Tax-Free Colorado Fund
|
Voyageur Mutual Funds III
Delaware Select Growth Fund
|
FUND |
Voyageur Tax Free Funds
Delaware Tax-Free Minnesota Fund
|
Delaware Enhanced Global Dividend and Income Fund
|
Delaware Investments Dividend and Income Fund, Inc.
|
Delaware Investments Colorado Municipal Income Fund, Inc.
|
Delaware Investments Minnesota Municipal Income Fund II, Inc.
|
Delaware Investments National Municipal Income Fund
|
Delaware Ivy High Opportunities Fund
|
InvestEd Portfolios
InvestEd 90 Portfolio
InvestEd 80 Portfolio
InvestEd 70 Portfolio
InvestEd 60 Portfolio
InvestEd 50 Portfolio
InvestEd 40 Portfolio
InvestEd 30 Portfolio
InvestEd 20 Portfolio
InvestEd 10 Portfolio
InvestEd 0 Portfolio
|
Ivy Funds
Delaware Ivy Accumulative Fund
Delaware Ivy Apollo Multi-Asset Income Fund
Delaware Ivy Apollo Strategic Income Fund
Delaware Ivy Asset Strategy Fund
Delaware Ivy Balanced Fund
Delaware Ivy California Municipal High Income Fund
Delaware Ivy Cash Management Fund
Delaware Ivy Core Equity Fund
Delaware Ivy Corporate Bond Fund
Delaware Ivy Crossover Credit Fund
Delaware Ivy Emerging Markets Equity Fund
Delaware Ivy Energy Fund
Delaware Ivy Global Bond Fund
Delaware Ivy Global Equity Income Fund
Delaware Ivy Global Growth Fund
Delaware Ivy Government Money Market Fund
Delaware Ivy Government Securities Fund
Delaware Ivy High Income Fund
Delaware Ivy International Core Equity Fund
Delaware Ivy International Small Cap Fund
Delaware Ivy Large Cap Growth Fund
Delaware Ivy LaSalle Global Real Estate Fund
Delaware Ivy Limited-Term Bond Fund
Delaware Ivy Managed International Opportunities Fund
Delaware Ivy Mid Cap Growth Fund
Delaware Ivy Mid Cap Income Opportunities Fund
Delaware Ivy Municipal Bond Fund
Delaware Ivy Municipal High Income Fund
Delaware Ivy Natural Resources Fund
Delaware Ivy Pictet Emerging Markets Local Currency Debt Fund
Delaware Ivy Pictet Targeted Return Bond Fund
|
FUND |
Delaware Ivy PineBridge High Yield Fund
Delaware Ivy ProShares Interest Rate Hedged High Yield Index Fund
Delaware Ivy ProShares MSCI ACWI Index Fund
Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund
Delaware Ivy ProShares S&P 500 Bond Index Fund
Delaware Ivy ProShares S&P 500 Dividend Aristocrats Index Fund
Delaware Ivy Pzena International Value Fund
Delaware Ivy Science and Technology Fund
Delaware Ivy Securian core Bond Fund
Delaware Ivy Securian Real Estate Securities Fund
Delaware Ivy Small Cap Core Fund
Delaware Ivy Small Cap Growth Fund
Delaware Ivy Value Fund
Delaware Ivy Wilshire Global Allocation Fund
|
Ivy Variable Insurance Portfolios
Delaware Ivy VIP Asset Strategy
Delaware Ivy VIP Balanced
Delaware Ivy VIP Core Equity
Delaware Ivy VIP Corporate Bond
Delaware Ivy VIP Energy
Delaware Ivy VIP Global Bond
Delaware Ivy VIP Global Equity Income
Delaware Ivy VIP Global Growth
Delaware Ivy VIP Government Money Market
Delaware Ivy VIP Growth
Delaware Ivy VIP High Income
Delaware Ivy VIP International Core Equity
Delaware Ivy VIP Limited-Term Bond
Delaware Ivy VIP Mid Cap Growth
Delaware Ivy VIP Natural Resources
Delaware Ivy VIP Pathfinder Aggressive
Delaware Ivy VIP Pathfinder Conservative
Delaware Ivy VIP Pathfinder Moderate
Delaware Ivy VIP Pathfinder Moderate - Managed Volatility
Delaware Ivy VIP Pathfinder Moderately Aggressive
Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility
Delaware Ivy VIP Pathfinder Moderately Conservative
Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility
Delaware Ivy VIP Science and Technology
Delaware Ivy VIP Securian Real Estate Securities
Delaware Ivy VIP Small Cap Core
Delaware Ivy VIP Small Cap Growth
Delaware Ivy VIP Value
|
FUND
|
Minimum Amount of Fidelity Bond Coverage (000’s)
|
Delaware Group® Adviser Funds
Delaware Diversified Income Fund
|
2,500
|
Delaware Group® Cash Reserve
Delaware Investments Ultrashort fund
|
450
|
Delaware Group® Equity Funds I
Delaware Mid Cap Value Fund
|
450
|
Delaware Group® Equity Funds II
Delaware Value® Fund
|
2,500
|
Delaware Group® Equity Funds IV
Delaware Healthcare Fund
Delaware Small Cap Growth Fund
Delaware Smid Cap Growth Fund
Delaware Covered Call Strategy Fund
Delaware Equity Income Fund
Delaware Global Equity Fund
Delaware Growth and Income Fund
Delaware Hedged U.S. Equity Opportunities Fund
Delaware Opportunity Fund
Delaware Premium Income Fund
Delaware Growth Equity Fund
Delaware Total Return Fund
|
2,500
|
Delaware Group® Equity Funds V
Delaware Wealth Builder Fund
Delaware Small Cap Core Fund
Delaware Small Cap Value Fund
|
2,500
|
Delaware Group® Foundation Funds
Delaware Strategic Allocation Fund
|
750
|
Delaware Group® Global & International Funds
Delaware Emerging Markets Fund
Delaware International Small Cap Fund
Delaware International Value Equity Fund
|
2,500
|
Delaware Group® Government Fund
Delaware Emerging Markets Debt Corporate Fund
Delaware Strategic Income Fund
|
600
|
FUND |
Minimum Amount of Fidelity Bond Coverage (000’s)
|
Delaware Group® Income Funds
Delaware Corporate Bond Fund
Delaware Extended Duration Bond Fund
Delaware Floating Rate Fund
Delaware High-Yield Opportunities Fund
|
1,900
|
Delaware Group® Limited-Term Government Funds
Delaware Limited-Term Diversified Income Fund
Delaware Tax-Free New Jersey Fund
Delaware Tax-Free Oregon Fund
|
900
|
Delaware Group® State Tax-Free Income Trust
Delaware Tax-Free Pennsylvania Fund
|
750
|
Delaware Group® Tax-Free Fund
Delaware Tax-Free USA Fund
Delaware Tax-Free USA Intermediate Fund
|
1,700
|
Delaware Pooled® Trust
Macquarie Emerging Markets Portfolio
Macquarie Emerging Markets Portfolio II
Macquarie Labor Select International Equity Portfolio
Delaware Global Listed Real Assets Fund
|
750
|
Delaware VIP® Trust
Delaware VIP® Emerging Markets Series
Delaware VIP® Small Cap Value Series
Delaware VIP® Fund for Income Series
Delaware VIP® Growth Equity Series
Delaware VIP® Equity Income Series
Delaware VIP® Growth and Income Series
Delaware VIP® Opportunity Series
Delaware VIP® Limited Duration Bond Series
Delaware VIP® Special Situations Series
Delaware VIP® International Series
Delaware VIP® Total Return Series
Delaware VIP® Investment Grade Series
|
2,300
|
Voyageur Insured Funds
Delaware Tax-Free Arizona Fund
|
450
|
Voyageur Intermediate Tax Free Funds
Delaware Tax-Free Minnesota Intermediate Fund
|
450
|
FUND |
Minimum Amount of Fidelity Bond Coverage (000’s)
|
Voyageur Mutual Funds
Delaware Minnesota High-Yield Municipal Bond Fund
Delaware National High-Yield Municipal Bond Fund
Delaware Tax-Free California Fund
Delaware Tax-Free Idaho Fund
Delaware Tax-Free New York Fund
|
1,700
|
Voyageur Mutual Funds II
Delaware Tax-Free Colorado Fund
|
600
|
Voyageur Mutual Funds III
Delaware Select Growth Fund
|
750
|
Voyageur Tax Free Funds
Delaware Tax-Free Minnesota Fund
|
900
|
Delaware Enhanced Global Dividend and Income Fund
|
525
|
Delaware Investments Dividend and Income Fund, Inc.
|
450
|
Delaware Investments Colorado Municipal Income Fund, Inc.
|
400
|
Delaware Investments Minnesota Municipal Income Fund II, Inc.
|
600
|
Delaware Investments National Municipal Income Fund
|
400
|
Delaware Ivy High Opportunities Fund
|
750
|
InvestEd Portfolios
InvestEd 90 Portfolio
InvestEd 80 Portfolio
InvestEd 70 Portfolio
InvestEd 60 Portfolio
InvestEd 50 Portfolio
InvestEd 40 Portfolio
InvestEd 30 Portfolio
InvestEd 20 Portfolio
InvestEd 10 Portfolio
InvestEd 0 Portfolio
|
900
|
FUND |
Minimum Amount of Fidelity Bond Coverage (000’s)
|
Ivy Funds
Delaware Ivy Accumulative Fund
Delaware Ivy Apollo Multi-Asset Income Fund
Delaware Ivy Apollo Strategic Income Fund
Delaware Ivy Asset Strategy Fund
Delaware Ivy Balanced Fund
Delaware Ivy California Municipal High Income Fund
Delaware Ivy Cash Management Fund
Delaware Ivy Core Equity Fund
Delaware Ivy Corporate Bond Fund
Delaware Ivy Crossover Credit Fund
Delaware Ivy Emerging Markets Equity Fund
Delaware Ivy Energy Fund
Delaware Ivy Global Bond Fund
Delaware Ivy Global Equity Income Fund
Delaware Ivy Global Growth Fund
Delaware Ivy Government Money Market Fund
Delaware Ivy Government Securities Fund
Delaware Ivy High Income Fund
Delaware Ivy International Core Equity Fund
Delaware Ivy International Small Cap Fund
Delaware Ivy Large Cap Growth Fund
Delaware Ivy LaSalle Global Real Estate Fund
Delaware Ivy Limited-Term Bond Fund
Delaware Ivy Managed International Opportunities Fund
Delaware Ivy Mid Cap Growth Fund
Delaware Ivy Mid Cap Income Opportunities Fund
Delaware Ivy Municipal Bond Fund
Delaware Ivy Municipal High Income Fund
Delaware Ivy Natural Resources Fund
Delaware Ivy Pictet Emerging Markets Local Currency Debt Fund
Delaware Ivy Pictet Targeted Return Bond Fund
Delaware Ivy PineBridge High Yield Fund
Delaware Ivy ProShares Interest Rate Hedged High Yield Index Fund
Delaware Ivy ProShares MSCI ACWI Index Fund
Delaware Ivy ProShares Russell 2000 Dividend Growers Index Fund
Delaware Ivy ProShares S&P 500 Bond Index Fund
Delaware Ivy ProShares S&P 500 Dividend Aristocrats Index Fund
Delaware Ivy Pzena International Value Fund
Delaware Ivy Science and Technology Fund
Delaware Ivy Securian core Bond Fund
Delaware Ivy Securian Real Estate Securities Fund
Delaware Ivy Small Cap Core Fund
Delaware Ivy Small Cap Growth Fund
Delaware Ivy Value Fund
Delaware Ivy Wilshire Global Allocation Fund
|
2,500
|
FUND |
Minimum Amount of Fidelity Bond Coverage (000’s)
|
Ivy Variable Insurance Portfolios
Delaware Ivy VIP Asset Strategy
Delaware Ivy VIP Balanced
Delaware Ivy VIP Core Equity
Delaware Ivy VIP Corporate Bond
Delaware Ivy VIP Energy
Delaware Ivy VIP Global Bond
Delaware Ivy VIP Global Equity Income
Delaware Ivy VIP Global Growth
Delaware Ivy VIP Government Money Market
Delaware Ivy VIP Growth
Delaware Ivy VIP High Income
Delaware Ivy VIP International Core Equity
Delaware Ivy VIP Limited-Term Bond
Delaware Ivy VIP Mid Cap Growth
Delaware Ivy VIP Natural Resources
Delaware Ivy VIP Pathfinder Aggressive
Delaware Ivy VIP Pathfinder Conservative
Delaware Ivy VIP Pathfinder Moderate
Delaware Ivy VIP Pathfinder Moderate - Managed Volatility
Delaware Ivy VIP Pathfinder Moderately Aggressive
Delaware Ivy VIP Pathfinder Moderately Aggressive - Managed Volatility
Delaware Ivy VIP Pathfinder Moderately Conservative
Delaware Ivy VIP Pathfinder Moderately Conservative - Managed Volatility
Delaware Ivy VIP Science and Technology
Delaware Ivy VIP Securian Real Estate Securities
Delaware Ivy VIP Small Cap Core
Delaware Ivy VIP Small Cap Growth
Delaware Ivy VIP Value
|
2,500
|
1 Year Delaware Invest Minnesot... Chart |
1 Month Delaware Invest Minnesot... Chart |
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