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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tailwind Financial | AMEX:TNF | AMEX | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.00 | - |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Tailwind Financial Inc.
(Name of Issuer)
Common Stock par value $0.0100
(Title of Class of Securities)
874023104
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 874023104 1. Names of Reporting Persons. Aldebaran Investments LLC I.R.S. Identification Nos. of above persons: 205526257 2. Check the Appropriate Box if a Member Of a Group (See Instructions) [ ] (a) [ ] (b) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware, United States 5. Sole Voting Power: 859,399 Number of Shares 6. Shared Voting Power: 0 Beneficially Owned by 7. Sole Dispositive Power: 859,399 Each Reporting Person With 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 859,399 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 5.50% 12. Type of Reporting Person (See Instructions) IA |
Item 1. (a) Issuer: Tailwind Financial Inc.
(b) Address: 181 Bay Street, BCE Place Suite 4400 Toronto, ON A6 M5J 2T3 Canada
Item 2. (a) Name of Person Filing:
Aldebaran Investments LLC
(b) Address of Principal Business Offices:
500 Park Avenue
5th Floor
New York, NY 10022
(c) Citizenship:
Delaware, United States
(d) Title of Class of Securities
Common stock par value $0.0100
(e) CUSIP Number: 874023104
Item 3. Aldebaran Investments LLC is an investment advisor in accordance with
ss.240.13d-1(b)(1)(ii)(E).
Item 4. Ownership
(a) Amount beneficially owned: 859,399
(b) Percent of Class: 5.50%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote 859,399
(ii) Shared power to vote or to direct the vote 0
(iii)Sole power to dispose or to direct the disposition of 859,399
(iv) Shared power to dispose or to direct the disposition 0
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Aldebaran Investments LLC is the investment manager of a separate account which owns 5.50% of the common shares of Tailwind Financial Inc. Aldebaran Investments LLC is deemed to be the beneficial owner of these shares and they are included in the total amount beneficially owned presented in Item 4.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 17, 2009
Aldebaran Investments LLC
By: /s/ Adam L. Scheer -------------------------- Name: Adam L. Scheer Title: Principal |
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