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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tailwind Financial | AMEX:TNF | AMEX | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.00 | - |
TAILWIND
FINANCIAL INC.
|
(Name
of Issuer)
|
COMMON
STOCK, $0.001 PAR VALUE
|
(Title
of Class of Securities)
|
874023104
|
(CUSIP
Number)
|
Kenneth
J. Abdalla
15332
Antioch Street #528
Pacific
Palisades, CA 90272
|
(Name,
Address and Telephone Number of Person Authorized to Receive Notices
and
Communications)
|
October
6, 2008
|
(Date
of Event which Requires Filing of this
Statement)
|
CUSIP
No.
874023104
|
1
|
NAME
OF REPORTING PERSON
MALIBU
PARTNERS LLC
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
o
(b)
o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS*
PF
|
||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d)
OR 2(e)
o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
CALIFORNIA
|
||
NUMBER
OF
SHARES
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
2,550,366
SHARES OF COMMON STOCK
|
|
8
|
SHARED
VOTING POWER
0
SHARES OF COMMON STOCK
|
||
9
|
SOLE
DISPOSITIVE POWER
2,550,366
SHARES OF COMMON STOCK
|
||
10
|
SHARED
DISPOSITIVE POWER
0
SHARES
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,550,366
|
||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3%
|
||
14
|
TYPE
OF REPORTING PERSON*
OO
(Limited Liability Company)
|
CUSIP
No.
874023104
|
1
|
NAME
OF REPORTING PERSON
KENNETH
J. ABDALLA
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)
o
(b)
o
|
||
3
|
SEC
USE ONLY
|
||
4
|
SOURCE
OF FUNDS*
PF
|
||
5
|
CHECK
BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d)
OR 2(e)
o
|
||
6
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
UNITED
STATES
|
||
NUMBER
OF
SHARES
BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE
VOTING POWER
2,550,366
SHARES OF COMMON STOCK
|
|
8
|
SHARED
VOTING POWER
0
SHARES OF COMMON STOCK
|
||
9
|
SOLE
DISPOSITIVE POWER
2,550,366
SHARES OF COMMON STOCK
|
||
10
|
SHARED
DISPOSITIVE POWER
0
SHARES
|
||
11
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,550,366
|
||
12
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
o
|
||
13
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.3%
|
||
14
|
TYPE
OF REPORTING PERSON*
IN
|
Item 1. |
Security
and Issuer
|
Item
2.
|
Identity
and Background
|
(a)
|
This
Statement is filed on behalf of:
|
(1)
|
Malibu
Partners LLC; and
|
(2)
|
Kenneth
J. Abdalla;
|
(b) |
The
address of the above persons is:
15332
Antioch Street #528
Pacific
Palisades, CA 90272
|
(c)
|
The
principal occupation and business of Mr. Abdalla and Malibu Partners
LLC
is investing in securities.
|
(d)
|
Mr.
Abdalla and Malibu Partners LLC have not, during the last five (5)
years,
been convicted in a criminal proceeding (excluding traffic violation
or
similar misdemeanors).
|
(e)
|
Mr.
Abdalla and Malibu Partners LLC have not, during the last five (5)
years,
been a party to a civil proceeding of a judicial or administrative
body of
competent jurisdiction and, as a result of such proceeding, subject
to a
judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such
laws.
|
(f)
|
Mr.
Abdalla is an American citizen and Malibu Partners LLC is a limited
liability company organized in the state of California
.
|
Item
3.
|
Source
and Amount of Funds or Other
Consideration
|
Item
4.
|
Purpose
of Transaction
|
Item
5.
|
Interest
in Securities of the
Issuer
|
Date
|
Quantity
|
Price
|
Transaction
|
|
|
|
|
September
5, 2008
|
833,766
|
$7.94
|
Purchase
|
September
19, 2008
|
83,200
|
$7.84
|
Purchase
|
September
30, 2008
|
24,000
|
$7.65
|
Purchase
|
October
2, 2008
|
25,100
|
$7.70
|
Purchase
|
October
6, 2008
|
150,000
|
$7.57
|
Purchase
|
Item
6.
|
Contracts,
Arrangements, Understandings or Relationships with Respect to Securities
of the Issuer
|
Item
7.
|
Material
to be Filed as Exhibits
|
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