Current Report Filing (8-k)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 19, 2021 (May 18, 2021)

 

3D SYSTEMS CORPORATION

(Exact name of registrant as specified in its charter)

 

Delaware		001-34220		95-4431352
(State or other jurisdiction		(Commission		(IRS Employer
of incorporation)		File Number)		Identification No.)

 

333 Three D Systems Circle Rock Hill, South Carolina		29730
(Address of principal executive offices)		(Zip Code)

 

 

Registrant’s telephone number, including area code: [phone]

 

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐               Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐               Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐               Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐               Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, par value $0.001 per share	DDD	New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2). Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

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Item 5.07. Submission of Matters to a Vote of Security Holders.

 

On May 18, 2021, 3D Systems Corporation (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). A total of 89,808,965 shares of common stock were present in person or represented by proxy at the Annual Meeting, consisting of approximately 71.9% of the total shares entitled to vote. The final votes on the proposals presented at the Annual Meeting are as follows:

 

Proposal One:

 

As set forth below, the Company’s stockholders elected the following directors to serve until the next annual meeting and until their successors are elected and qualified:

 

	Votes For		Votes Against		Abstentions		Broker Non-Votes
Nominees for Election to Board of Directors
Malissia R. Clinton	67,329,362		1,353,126		143,338		20,983,139
William E. Curran	67,702,458		938,866		184,502		20,983,139
Thomas W. Erickson	52,361,042		16,309,639		155,145		20,983,139
Dr. Jeffrey A. Graves	65,149,702		3,512,950		163,174		20,983,139
Charles W. Hull	68,349,351		334,237		142,238		20,983,139
William D. Humes	68,138,061		520,007		167,758		20,983,139
Jim D. Kever	41,957,002		26,685,336		183,488		20,983,139
Charles G. McClure, Jr.	68,267,095		384,113		174,618		20,983,139
Kevin S. Moore	65,701,860		2,939,034		184,932		20,983,139
Dr. Vasant Padmanabhan	68,398,533		263,114		164,179		20,983,139
Dr. John J. Tracy	68,399,881		276,919		149,026		20,983,139
Dr. Jeffrey Wadsworth	52,347,211		16,303,356		175,259		20,983,139

 

Proposal Two:

 

As set forth below, the Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers:

 

Votes For			Votes Against			Abstentions			Broker Non-Votes
63,840,554			4,745,042			240,230			20,983,139

 

 

Proposal Three:

 

As set forth below, the Company’s stockholders ratified the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021:

 

Votes For		Votes Against		Abstentions
89,921,910		648,060		238,995

 

Proposal Four:

 

As set forth below, the Company’s stockholders rejected a stockholder proposal to reduce the ownership required for stockholders to call a special meeting:

 

Votes For			Votes Against			Abstentions			Broker Non-Votes
12,647,389			55,845,492			332,945			20,983,139

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

		3D SYSTEMS CORPORATION
Date: May 19, 2021
		By:                /s/ Andrew M. Johnson
		(Signature)
		Name: Andrew M. Johnson
		Title: Executive Vice President, Chief Legal Officer and Secretary