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Share Name | Share Symbol | Market | Type |
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Proliance International, | AMEX:PLI | AMEX | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
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0.00 | 0.00% | 0.00 | - |
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Brown Roger |
2. Issuer Name
and
Ticker or Trading Symbol
PROLIANCE INTERNATIONAL, INC. [ PLI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
5111 MARYLAND WAY, SUITE 201 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
BRENTWOOD, TN 37027 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 10/14/2008 | S | 49000 | D | $0.60 | 803177 | D | |||
Common Stock | 10/14/2008 | S | 300 | D | $0.633 | 802877 | D | |||
Common Stock | 10/31/2008 | S | 7877 | D | $0.58 | 795000 | D | |||
Common Stock | 2/10/2009 | S | 10000 | D | $0.70 | 785000 | D | |||
Common Stock | 2/10/2009 | S | 5274 | D | $0.735 | 779726 | D | |||
Common Stock | 2/12/2009 | S | 139578 | D | $0.525 | 640148 | D | |||
Common Stock | 2/12/2009 | S | 20000 | D | $0.517 | 620148 | D | |||
Common Stock | 2/13/2009 | S | 3622 | D | $0.51 | 616526 | D | |||
Common Stock | 2/13/2009 | S | 60000 | D | $0.50 | 556526 | D | |||
Common Stock | 2/17/2009 | S | 300 | D | $0.50 | 556226 | D | |||
Common Stock | 2/18/2009 | S | 100 | D | $0.50 | 556126 | D | |||
Common Stock | 2/19/2009 | S | 31 | D | $0.50 | 556095 | D | |||
Common Stock | 2/20/2009 | S | 200 | D | $0.40 | 555895 | D | |||
Common Stock | 3/3/2009 | S | 7641 | D | $0.272 | 548254 | D | |||
Common Stock | 3/3/2009 | S | 11600 | D | $0.25 | 536654 | D | |||
Common Stock | 3/4/2009 | S | 1120 | D | $0.25 | 535534 | D | |||
Common Stock | 5/5/2009 | S | 17280 | D | $0.25 | 518254 | D | |||
Common Stock | 3/6/2009 | S | 19057 | D | $0.25 | 499197 | D | |||
Common Stock | 3/9/2009 | S | 10000 | D | $0.25 | 489197 | D | |||
Common Stock | 3/10/2009 | S | 2400 | D | $0.252 | 486797 | D | |||
Common Stock | 3/11/2009 | S | 19900 | D | $0.25 | 466897 | D | |||
Common Stock | 3/12/2009 | S | 30000 | D | $0.21 | 436897 | D | |||
Common Stock | 3/13/2009 | S | 148197 | D | $0.168 | 288700 | D | |||
Common Stock | 3/16/2009 | S | 113479 | D | $0.172 | 175221 | D | |||
Common Stock | 3/17/2009 | S | 100 | D | $0.35 | 175121 | D | |||
Common Stock | 3/17/2009 | S | 96608 | D | $0.154 | 78513 | D | |||
Common Stock | 3/18/2009 | S | 78513 | D | $0.163 | 0 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Brown Roger
5111 MARYLAND WAY SUITE 201 BRENTWOOD, TN 37027 |
|
X |
|
|
Signatures
|
||
/s/ Roger Brown | 3/26/2009 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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