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Share Name | Share Symbol | Market | Type |
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Smart Move, | AMEX:MVE | AMEX | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
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0.00 | 0.00% | 0.00 | - |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
SCHLESSMAN LEE E |
2. Issuer Name
and
Ticker or Trading Symbol
SMART MOVE, INC. [ MVE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
5900 GREENWOOD PLAZA BLVD., SUITE 390 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
GREENWOOD VILLAGE, CO 80111 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 258649 | D | ||||||||
Common Stock | 690618 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Note Conversion | 987729 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrants | $.625 | 9/30/2004 | 9/30/2009 | Common stock | 27967 | 27967 | D | ||||||||
Warrants | $2.50 | 9/30/2005 | 9/30/2010 | Common stock | 2762 | 30729 | D | ||||||||
Warrants | $7.50 | 9/15/2006 | 9/30/2011 | Common stock | 6136 | 36865 | D | ||||||||
Warrants | $5.00 | 1/16/2006 | 1/19/2011 | Common stock | 34714 | 71579 | D | ||||||||
Warrants | $7.50 | 1/16/2006 | 1/16/2011 | Common stock | 3000 | 74579 | D | ||||||||
Warrants (4) | $3.375 | 1/16/2006 | 1/16/2011 | Common stock | 100116 | 174695 | D | ||||||||
Warrants | $.625 | 9/30/2004 | 9/30/2009 | Warrants | 68182 | 242877 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Warrants | $2.50 | 9/30/2005 | 9/30/2010 | Warrants | 184200 | 427077 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Warrants | $7.50 | 9/15/2006 | 9/30/2011 | Warrants | 17045 | 444122 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Warants | $5.00 | 1/16/2006 | 1/16/2011 | Warrants | 33334 | 477456 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Warrants | $7.00 | 7/26/2006 | 7/26/2011 | Warrants | 266000 | 743456 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Warrants | $7.50 | 9/15/2006 | 9/15/2011 | Warrants | 28800 | 772256 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Converible Notes | $3. | 9/30/2005 | 9/30/2010 | Convertible Notes | 511667 | 1283923 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Convertible Notes | $3.75 | 1/16/2006 | 1/16/2011 | Convertible Notes | 133334 | 1283923 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Convertible Notes | $3.75 | 7/26/2006 | 7/26/2011 | Convertible Notes | 886666 | 2170589 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Convertible Notes | $2.00 | 8/28/2007 | 9/1/2009 | Convertible Notes | 200000 | 2370589 | D | ||||||||
Convertible Notes | $2.00 | 8/28/2007 | 9/1/2009 | Convertible Notes | 50000 | 2420589 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Warrants | $7.50 | 8/28/2007 | 12/5/2012 | Warrants | 40000 | 2460589 | D | ||||||||
Warrants | $7.50 | 8/28/2007 | 12/5/2012 | Warrants | 10000 | 2470589 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Convertible Note (1) | $1.00 | 11/12/2007 | 10/1/2009 | Convertible Notes | 171000 | 2641589 | D | ||||||||
Convertible Note (2) | $1.00 | 11/12/2007 | 10/1/2009 | Convertible Notes | 105300 | 2746889 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Warrants (1) | $1.50 | 11/12/2007 | 11/12/2012 | Warrants | 171000 | 2917889 | D | ||||||||
Warrants (2) | $1.50 | 11/12/2007 | 11/12/2012 | Warrants | 105300 | 3023189 | I | Owned by various family members and entities that the filer has control by POA or ownership | |||||||
Convertible Note (3) | $1.00 | 11/12/2007 | 10/1/2008 | Common Stock | 0 | 3023189 | D | ||||||||
Warrants (3) | $.95 | 11/12/2007 | 11/12/2012 | Common Stock | 25000 | 3048189 | D | ||||||||
Warrants (3) | $1.20 | 11/12/2007 | 11/12/2012 | Common Stock | 25000 | 3073189 | D | ||||||||
Warrants | $1.00 | 1/16/2008 | 1/16/2013 | Common Srock | 12500 | 3085689 | D | ||||||||
Convertible Debt | $.75 | 6/16/2008 | 1/16/2010 | Common Stock | 233333 | 3319022 | D | ||||||||
Warrants | $1.00 | 1/16/2008 | 1/16/2013 | Common Stock | 116667 | 3435689 | D | ||||||||
Convertible Debt (5) | $.40 | 8/5/2008 | J | 375000 | 8/5/2008 | 8/5/2011 | Common Stock | 375000 | $.40 | 3810689 | D |
Explanation of Responses: | |
( 1) | Note Unit acquired in a private placement purchase consisting of a secured convertible note, $171,000 face amount, and a warrant to purchase an aggregate 171,000 shares. |
( 2) | Note Unit acquired in a private placement purchase consisting of a secured convertible note, $109,800 face amount, and a warrant to purchase an aggregate 109,800 shares by family members of entities that the filer controls by POA or ownership. |
( 3) | Note units acquired in a private placement consisting of a subordinated secured note, $25,000 face amount, and a warrant to purchase an aggregate of 50,000 shares. |
( 4) | These transactions were inadvertently omitted from Forms 4 originally filed on the reporting person's behalf on November 2, 2007. |
( 5) | Purchase of convertible debt with warrants. |
Reporting Owners
|
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
SCHLESSMAN LEE E
5900 GREENWOOD PLAZA BLVD. SUITE 390 GREENWOOD VILLAGE, CO 80111 |
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X |
|
|
Signatures
|
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/s/ Lee Schlessman, POA Pete Bloomquist | 8/6/2008 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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