Notification Filed by a National Securities Exchange to Report the Removal From Listing and Registration of Matured , Redeeme...

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 25

 

NOTIFICATION OF REMOVAL FROM LISTING

AND/OR REGISTRATION UNDER SECTION 12(b)

OF THE SECURITIES EXCHANGE ACT OF 1934.

 

Commission File Number: 001-15799

 

Ladenburg Thalmann Financial Services Inc.

NYSE American

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

 

4400 Biscayne Boulevard, 12th Floor

Miami, Florida 33137

[phone]

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

 

8.00% Series A Cumulative Redeemable Preferred Stock, Liquidation Preference $25.00 per share

6.50% Senior Notes due 2027

7.00% Senior Notes due 2028

7.25% Senior Notes due 2028

7.75% Senior Notes due 2029

(Description of class of securities)

 

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

 

	[  ]	17 CFR 240.12d2-2(a)(1)
	[  ]	17 CFR 240.12d2-2(a)(2)
	[  ]	17 CFR 240.12d2-2(a)(3)
	[  ]	17 CFR 240.12d2-2(a)(4)
	[  ]	Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.1
	[X]	Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
	1	Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Ladenburg Thalmann Financial Services Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

 

Date: February 24, 2020	By:	/s/ Nina McKenna
	Name:	Nina McKenna
	Title:	General Counsel and Secretary