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LKI Lazare Kaplan International

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Delayed by 15 minutes
Share Name Share Symbol Market Type
Lazare Kaplan International AMEX:LKI AMEX Ordinary Share
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.00 -

- Current report filing (8-K)

29/09/2009 10:19pm

Edgar (US Regulatory)


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________

FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported):   September 25, 2009


LAZARE KAPLAN INTERNATIONAL INC.
(Exact name of registrant as specified in its charter)


Delaware
1-7848
13-2728690
(State or other jurisdiction of
(Commission
 (IRS Employer
incorporation or organization)
File Number)
Identification No.)


19 West 44 th Street, New York, New York
10036
(Address of principal executive offices)
 (Zip Code)


Registrant's telephone number, including area code
  (212) 972-9700


Not Applicable

(Former name, former address and former fiscal year, if changed since last report)

Check the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
Item 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
 
On September 25, 2009, Lazare Kaplan International Inc. (the “Company”) received a notice from NYSE Regulation, on behalf of NYSE AMEX LLC (the “Exchange”) granting an extension of time until October 7, 2009 for the Company to submit a plan of compliance, advising the Exchange of action it has taken, or will take, that will bring the Company into compliance with Sections 134 and 1101 of the Exchange's Company Guide by no later than December 15, 2009.
 
Item 9.01.       Financial Statements and Exhibits.

(d) Exhibits.

 
Exhibit Number  
Description
     
99.1 
Press Release dated September 29, 2009.
 

 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  LAZARE KAPLAN INTERNATIONAL INC.  
       
Date: September 29, 2009
By:
/s/ William H. Moryto  
    William H. Moryto,  
    Vice President and Chief Financial Officer  
 


 

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