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Share Name | Share Symbol | Market | Type |
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Klondex Mines Ltd. (delisted) | AMEX:KLDX | AMEX | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.16 | 0.00 | 01:00:00 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
WATERTON MINING PARALLEL FUND OFFSHORE MASTER, LP |
2. Issuer Name
and
Ticker or Trading Symbol
KLONDEX MINES LTD [ KLDX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __ X __ Other (specify below) Member of 10% Group |
UGLAND HOUSE, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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GRAND CAYMAN, E9 KY1 1104 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Shares, no par value ("Common Shares") (2) (3) | 3/2/2018 | P | 1571561 | A | $1.37 (1) | 7068621 | D (1) (2) (3) (4) (5) (6) (7) (8) | |||
Common Shares | 3/2/2018 | P | 1571562 | A | $1.37 (1) | 9679316 | I | See footnotes (1) (2) (3) (4) (5) (6) (7) (8) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks:
Each of Richard J. Wells, Cheryl Brandon, Kanwaljit Toor, Kalman Schoor and Isser Elishis (collectively, the "Shareholders") is also a reporting person. Since the SEC's filing system will not accept CIK and CCC codes from more than ten joint filers of a report, Waterton Mining Parallel Fund Offshore Master, LP and the Shareholders have filed a separate Form 4 that relates to the same securities reported herein. Thus, in total, there are 12 joint filers: the Shareholders, Waterton Mining Parallel Fund Offshore Master, LP and each of the other persons that is a signatory to this Form 4. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
WATERTON MINING PARALLEL FUND OFFSHORE MASTER, LP
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Global Resource Management, Inc.
COMMERCE COURT WEST 199 BAY STREET, SUITE 5050 TORONTO, A6 M5L 1E2 |
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Member of 10% Group | |
Waterton Mining Parallel Fund Offshore GP Corp.
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Nevada Splitter, LLC
9650 GATEWAY DRIVE, SUITE 202 RENO, NV 89521 |
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Member of 10% Group | |
Waterton Precious Metals Fund II Cayman, LP
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Global Resource Management, LP
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Global Resource Management Cayman Corp.
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group |
Signatures
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WATERTON MINING PARALLEL FUND OFFSHORE MASTER, LP - By: WATERTON MINING PARALLEL FUND OFFSHORE GP CORP., its general partner /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person |
Date
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WATERTON GLOBAL RESOURCE MANAGEMENT, INC. /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person |
Date
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WATERTON MINING PARALLEL FUND OFFSHORE GP CORP. /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person |
Date
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WATERTON NEVADA SPLITTER, LLC /s/ Isser Elishis | 3/8/2018 | |
** Signature of Reporting Person |
Date
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WATERTON PRECIOUS METALS FUND II CAYMAN, LP - By: WATERTON GLOBAL RESOURCE MANAGEMENT, LP, its general partner - By: WATERTON GLOBAL RESOURCE MANAGEMENT CAYMAN CORP., its general partner /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person |
Date
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WATERTON GLOBAL RESOURCE MANAGEMENT, LP - By: WATERTON GLOBAL RESOURCE MANAGEMENT CAYMAN CORP., its general partner /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person |
Date
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WATERTON GLOBAL RESOURCE MANAGEMENT CAYMAN CORP. /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Klondex Mines Ltd. Chart |
1 Month Klondex Mines Ltd. Chart |
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