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Share Name | Share Symbol | Market | Type |
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Klondex Mines Ltd. (delisted) | AMEX:KLDX | AMEX | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
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0.00 | 0.00% | 2.16 | 0.00 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * WATERTON MINING PARALLEL FUND OFFSHORE MASTER, LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol KLONDEX MINES LTD [KLDX] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below) ___ X ___ Other (specify below) / Member of 10% Group |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Shares, no par value ("Common Shares") (1) (2) | 5497060 | D (1) (2) (3) (4) (5) | |
Common Shares | 8107754 | I | See footnotes (1) (2) (3) (4) (5) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants to purchase Common Shares | 4/3/2017 | 4/3/2032 (6) | Common Shares | 5000000 | $4.65 (7) | I | See footnotes (1) (2) (3) (4) (5) (6) (7) |
Remarks:
Each of Richard J. Wells, Cheryl Brandon, Kanwaljit Toor, Kalman Schoor and Isser Elishis (collectively, the "Shareholders") is also a reporting person. Since the SEC's filing system will not accept CIK and CCC codes from more than ten joint filers of a report, Waterton Mining Parallel Fund Offshore Master, LP, and the Shareholders have filed a separate Form 3 that relates to the same securities reported herein. Thus, in total, there are 12 joint filers: the Shareholders, Waterton Mining Parallel Fund Offshore Master, LP, and each of the other persons that is a signatory to this Form 3. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
WATERTON MINING PARALLEL FUND OFFSHORE MASTER, LP
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Global Resource Management, Inc.
COMMERCE COURT WEST, 199 BAY STREET SUITE 5050 TORONTO, A6 M5L 1E2 |
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Member of 10% Group | |
Waterton Mining Parallel Fund Offshore GP Corp.
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Nevada Splitter, LLC
9650 GATEWAY DRIVE, SUITE 202 RENO, NV 89521 |
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Member of 10% Group | |
Waterton Precious Metals Fund II Cayman, LP
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Global Resource Management, LP
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group | |
Waterton Global Resource Management Cayman Corp.
UGLAND HOUSE GRAND CAYMAN, E9 KY1 1104 |
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Member of 10% Group |
Signatures
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WATERTON MINING PARALLEL FUND OFFSHORE MASTER, LP - By: WATERTON MINING PARALLEL FUND OFFSHORE GP CORP., its general partner /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person | Date | |
WATERTON GLOBAL RESOURCE MANAGEMENT, INC. /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person | Date | |
WATERTON MINING PARALLEL FUND OFFSHORE GP CORP. /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person | Date | |
WATERTON NEVADA SPLITTER, LLC /s/ Isser Elishis | 3/8/2018 | |
** Signature of Reporting Person | Date | |
WATERTON PRECIOUS METALS FUND II CAYMAN, LP - By: WATERTON GLOBAL RESOURCE MANAGEMENT, LP, its general partner - By: WATERTON GLOBAL RESOURCE MANAGEMENT CAYMAN CORP., its general partner /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person | Date | |
WATERTON GLOBAL RESOURCE MANAGEMENT, LP - By: WATERTON GLOBAL RESOURCE MANAGEMENT CAYMAN CORP., its general partner /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person | Date | |
WATERTON GLOBAL RESOURCE MANAGEMENT CAYMAN CORP. /s/ Richard J. Wells | 3/8/2018 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Klondex Mines Ltd. Chart |
1 Month Klondex Mines Ltd. Chart |
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