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JLI Jesup & Lamont, Common Stock

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Jesup & Lamont, Common Stock AMEX:JLI AMEX Ordinary Share
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- Current report filing (8-K)

14/05/2010 8:57pm

Edgar (US Regulatory)



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________________

FORM 8-K


CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) May 11, 2010

JESUP & LAMONT, INC.
 (Exact name of Registrant as specified in its charter)


Florida
 
1-31292
 
56-3627212
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification No.)


650 Fifth Avenue
3 rd Floor
New York, NY 10019
 (Address Of Principal Executive Office) (Zip Code)

Registrant's telephone number, including area code 800-356-2092

 
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 
 
  Item 5.02:   Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) Effective as of May 11, 2010, James B. Fellus resigned from his position as Chief Executive Officer of Jesup & Lamont Securities Corporation, a wholly-owned subsidiary of Jesup & Lamont, Inc., a Delaware corporation, to pursue other opportunities.

* * * * * *
 
SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned, hereunto duly authorized.
 
  Jesup & Lamont, Inc.  
       
 
By:
/s/ Alan Weichselbaum  
    Alan Weichselbaum  
    Chief Executive Officer  
       
Dated:  May 14, 2010

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