ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for default Register for Free to get streaming real-time quotes, interactive charts, live options flow, and more.

HLTH Nobilis Health Corporation

0.1225
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Nobilis Health Corporation AMEX:HLTH AMEX Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.1225 0 01:00:00

Initial Statement of Beneficial Ownership (3)

04/10/2018 9:19pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KLEIN KENNETH JOSEPH

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2018 

3. Issuer Name and Ticker or Trading Symbol

Nobilis Health Corp. [HLTH]

(Last)        (First)        (Middle)

11700 KATY FREEWAY, SUITE 300

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
See Remarks /

(Street)

HOUSTON, TX 77079       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   5000   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy)   7/6/2015   (1) 7/6/2025   Common Stock   150000   $6.29   (2) D    
Stock Options (Right to Buy)   9/22/2016   (3) 9/22/2025   Common Stock   150000   $4.57   (4) D    
Stock Options (Right to Buy)   3/31/2016   (5) 1/29/2026   Common Stock   150000   $1.97   (6) D    
Stock Options (Right to Buy)   3/31/2018   (7) 12/31/2027   Common Stock   50000   $1.40   (8) D    
Stock Options (Right to Buy)     (9) 9/13/2028   Common Stock   100000   $0.84   (10) D    
Restricted Stock Units   9/13/2021     (11) Common Stock   48000     (12) D    

Explanation of Responses:
(1)  The options vested as to 50,000 on May 1, 2016, 50,000 on May 1, 2017 and 50,000 on May 1, 2018.
(2)  Stock Options granted at C$7.94. Conversion rate at July 6, 2015 was 0.7920 [1.2626], based on the Bank of Canada noon rate.
(3)  The options vested as to 50,000 on 9/22/2016, 50,000 on 9/22/2017 and 50,000 on 9/22/2018.
(4)  Stock Options granted at C$6.07. Conversion rate at 9/22/2015 was 0.7531 [1.327] based on the Bank of Canada noon rate.
(5)  Vest ratably on calendar quarterly basis beginning on 3/31/2016 until final vesting date of 12/31/18.
(6)  Stock Options granted at C$2.78. Conversion rate at 1/29/2016 was .7102 [1.4080] based on the Bank of Canada noon rate.
(7)  Vest ratably on a calendar quarter basis beginning on 3/31/18 until final vesting date of 12/31/2020.
(8)  Stock Options granted at $1.40 calculated on a 5-day volume weighted average price (VWAP) for 5 business days - 12/22/17 and 12/26/17-12/29/17.
(9)  Stock options vest in twelve equal quarterly installments, on the last date of each calendar quarter, beginning on December 31, 2018 and ending on September 30, 2021.
(10)  Stock options were granted at an exercise price of $0.84 per share (the average volume weighted average price (VWAP) for the five business day period ending on the business day prior to the date of grant).
(11)  None.
(12)  Each RSU represents the contingent right to receive either (i) one share of common stock upon vesting of the RSU or (ii) a cash payment in an amount equal to the U.S. dollar equivalent of the market price per unit on the vesting date.

Remarks:
Mr. Klein is the company's Interim Chief Financial Officer.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
KLEIN KENNETH JOSEPH
11700 KATY FREEWAY
SUITE 300
HOUSTON, TX 77079


See Remarks

Signatures
/s/ Kenneth Joseph Klein 10/4/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Nobilis Health Chart

1 Year Nobilis Health Chart

1 Month Nobilis Health Chart

1 Month Nobilis Health Chart

Your Recent History

Delayed Upgrade Clock