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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Glowpoint Inc | AMEX:GLOW | AMEX | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 2.08 | 0 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Main Street Capital CORP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol GLOWPOINT, INC. [GLOW] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock (1) | 15276138 | I (2) | By GP Investment Holdings, LLC |
Common Stock (1) | 47741 | I (3) | By Main Street Mezzanine Fund, LP |
Common Stock (1) | 18362 | I (3) | By Main Street Capital II, LP |
Common Stock (1) | 7345 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Main Street Capital CORP
1300 POST OAK BLVD. HOUSTON, TX 77056 |
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X |
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Pessin Brian L.
366 MADISON AVENUE 14TH FLOOR NEW YORK, NY 10017 |
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X |
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PESSIN NORMAN H
366 MADISON AVENUE 14TH FLOOR NEW YORK, NY 10017 |
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X |
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PESSIN SANDRA F
366 MADISON AVENUE 14TH FLOOR NEW YORK, NY 10017 |
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X |
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GP Investment Holdings, LLC
1300 POST OAK BLVD. HOUSTON, TX 77056 |
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X |
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Shuford Robert M
1300 POST OAK BLVD. HOUSTON, TX 77056 |
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X |
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Signatures
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/s/ Jason B. Beauvais as Attorney-in-Fact for Brian Pessin, Norman H. Pessin, Sandra Pessin, Robert Shuford | 8/16/2013 | |
** Signature of Reporting Person | Date | |
Jason B. Beauvais as Attorney-in-Fact for Brian Pessin | 8/9/2013 | |
** Signature of Reporting Person | Date | |
Jason B. Beauvais as Attorney-in-Fact for Norman H. Pessin | 8/9/2013 | |
** Signature of Reporting Person | Date | |
Jason B. Beauvais as Attorney-in-Fact for Sandra Pessin | 8/9/2013 | |
** Signature of Reporting Person | Date | |
Jason B. Beauvais as Attorney-in-Fact for GP Investment Holdings, LLC | 8/9/2013 | |
** Signature of Reporting Person | Date | |
Jason B. Beauvais as Attorney-in-Fact for Robert M. Shuford | 8/9/2013 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Glowpoint Chart |
1 Month Glowpoint Chart |
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