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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Global Entertainment Corp. | AMEX:GEE | AMEX | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.00 | - |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Amendment No. )
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
CUSIP NO. 37939C 20 0 Page 2 of 8 Pages --------------------- ----------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Rudy R. Miller -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States -------------------------------------------------------------------------- 5 SOLE VOTING POWER 519,210 (1) NUMBER OF --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY --------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 519,210 (1) PERSON --------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 0 --------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 519,210 (1) ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.84% ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN ----------------------------------------------------------------------- ---------- 1. Includes 486,210 shares beneficially owned by Miller Capital Corporation and 60,000 warrants that expire April 7, 2011. Mr. Miller is the sole shareholder of Miller Capital Corporation. |
SCHEDULE 13G
CUSIP NO. 37939C 20 0 Page 3 of 8 Pages --------------------- ----------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Miller Capital Corporation -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Arizona ----------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 486,210 (2) OWNED BY --------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON --------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 486,210 (2) --------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 486,210 (2) ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.34% ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO ----------------------------------------------------------------------- ---------- 2. Rudy R. Miller is the sole shareholder of Miller Capital Corporation and is therefore the beneficial owner of the shares of Issuer's common stock; however, because Miller Capital Corporation is the record holder of such shares of capital stock, Miller Capital Corporation may be deemed to share voting power with Mr. Miller over such shares of common stock. |
SCHEDULE 13G
CUSIP NO. 37939C 20 0 Page 4 of 8 Pages --------------------- ----------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Miller Capital Markets, LLC -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Arizona ----------------------------------------------------------------------- 5 SOLE VOTING POWER 0 NUMBER OF --------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 0 (3) OWNED BY --------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 PERSON --------------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER 0 (3) --------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 (3) ----------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] ----------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0% ----------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO ----------------------------------------------------------------------- ---------- 3. Miller Capital Markets, LLC is owned 99% by Miller Investments, Inc. of which Rudy R. Miller is the sole shareholder of Miller Investments, Inc. and is therefore the beneficial owner of the shares of Issuer's common stock; however, because Miller Capital Markets, LLC is the record holder of such shares of capital stock, Miller Capital Markets, LLC may be deemed to share voting power with Mr. Miller over such shares of common stock. |
SCHEDULE 13G
CUSIP NO. 37939C 20 0 Page 5 of 8 Pages --------------------- ----------------- ITEM 1. NAME OF ISSUER (a) Name of Issuer: GLOBAL ENTERTAINMENT CORPORATION (b) Address of Issuer's Principal Executive Offices: 1600 North Desert Drive, Tempe, Arizona 85281 ITEM 2. NAME OF PERSON FILING (a) Name of Person Filing: This statement is filed by Rudy R. Miller and Miller Capital Corporation, an Arizona corporation of which Mr. Miller is the sole shareholder. (b) Address of Principal Business Office or, if None, Residence: The address of the Reporting Persons is 4900 North Scottsdale Road, Suite 3800, Scottsdale, AZ 85251-7663. (c) Citizenship: Rudy R. Miller is a United States citizen, Miller Capital Corporation is an Arizona corporation and Miller Capital Markets, LLC is an Arizona limited liability company. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 37939C 20 0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act; (b) [ ] Bank as defined in section 3(a)(6) of the Act; (c) [ ] Insurance company as defined in section 3(a)(19) of the Act; (d) [ ] Investment company registered under section 8 of the Investment Company Act; (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J); Not Applicable |
SCHEDULE 13G
CUSIP NO. 37939C 20 0 Page 6 of 8 Pages --------------------- ----------------- ITEM 4. OWNERSHIP. A. RUDY R. MILLER (a) Amount Beneficially Owned: 519,210 (b) Percent of Class: 7.84% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 519,210 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 519,210 (iv) shared power to dispose or to direct the disposition of: 0 B. MILLER CAPITAL CORPORATION (a) Amount Beneficially Owned: 486,210 (b) Percent of Class: 7.34% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 486,210 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 486,210 |
SCHEDULE 13G
CUSIP NO. 37939C 20 0 Page 7 of 8 Pages --------------------- ----------------- C. MILLER CAPITAL MARKETS, LLC (a) Amount Beneficially Owned: 0 (b) Percent of Class: 0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 0 |
SCHEDULE 13G
CUSIP NO. 37939C 20 0 Page 8 of 8 Pages --------------------- ----------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 19, 2009 /s/ Rudy R. Miller ------------------------------------------- Rudy R. Miller MILLER CAPITAL CORPORATION By: /s/ Rudy R. Miller ---------------------------------------- Name: Rudy R. Miller Title: President MILLER CAPITAL MARKETS, LLC By: /s/ Rudy R. Miller ---------------------------------------- Name: Rudy R. Miller Title: Chairman of the Board |
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