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ESA Energy Services of America Corp.

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Last Updated: -
Delayed by 15 minutes
Share Name Share Symbol Market Type
Energy Services of America Corp. AMEX:ESA AMEX Ordinary Share
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.00 -

- Annual Statement of Changes in Beneficial Ownership (5)

27/02/2012 11:02pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ X ] Form 4 Transactions Reported
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  

OMB APPROVAL
OMB Number: 3235-0362
Expires: January 31, 2014
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Burns Edsel R

2. Issuer Name and Ticker or Trading Symbol

Energy Services of America CORP [ESA]

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President and CEO

(Last)          (First)          (Middle)

100 INDUSTRIAL LANE

3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
9/30/2011 
(Street)

HUNTINGTON, WV 25702

(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person


Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount (A) or (D) Price
Common Stock   8/15/2008     J4   146490   A   (1) 784490   D    
Common Stock   9/28/2011     A4   9049   A   (2) 793539   D    

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants   $ 5   9/28/2011     D4      76924    8/29/2011   10/12/2011   Common Stock   76924     (2) 0   D    

Explanation of Responses:
( 1)  On August 15, 2008, Energy Services Acquisition Corp. (ESA) acquired C.J. Hughes Construction Company, Inc. (CJ) by issuing 6,434.7 shares of ESA for each share of CJ. The reporting person owned 22.76571 shares of CJ that were converted to 146,490 shares of ESA.
( 2)  The reporting person acquired 9,049 shares of common stock pursuant to an exchange offer whereby 8 1/2 warrants were exchanged for one share of common stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Burns Edsel R
100 INDUSTRIAL LANE
HUNTINGTON, WV 25702
X
President and CEO

Signatures
/s/ Alan Schick, Pursuant to Power of Attorney 2/27/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Energy Services of America Corp. Chart

1 Year Energy Services of America Corp. Chart

1 Month Energy Services of America Corp. Chart

1 Month Energy Services of America Corp. Chart