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EMAN eMagin Corporation

2.07
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
eMagin Corporation AMEX:EMAN AMEX Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 2.07 0 01:00:00

Initial Statement of Beneficial Ownership (3)

10/04/2018 10:13pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

SALTARELLI JOSEPH

2. Date of Event Requiring Statement (MM/DD/YYYY)
3/30/2018 

3. Issuer Name and Ticker or Trading Symbol

EMAGIN CORP [EMAN]

(Last)        (First)        (Middle)

C/O EMAGIN CORPORATION, 2070 ROUTE 52 BLDG 334

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
_____ Officer (give title below)          ___ X ___ Other (specify below)
/ Sr. VP of Manufacturing

(Street)

HOPEWELL JUNCTION, NY 12533       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   11711   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy)     (1) 9/6/2021   Common Stock   50000   $2.10   D    
Stock Options (Right to Buy)     (2) 4/30/2025   Common Stock   50000   $1.45   D    
Warrant (Right to Buy)   2/15/2018   2/15/2023   Common Stock   4444   $1.55   D    

Explanation of Responses:
(1)  These options vest over three years in equal annual installments on the anniversary of the grant.
(2)  These options vest 20% on the date of grant and then an additional 20% on each anniversary date.

Remarks:
Exhibit 24 Power of Attorney (attached)

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
SALTARELLI JOSEPH
C/O EMAGIN CORPORATION
2070 ROUTE 52 BLDG 334
HOPEWELL JUNCTION, NY 12533



Sr. VP of Manufacturing

Signatures
/s/ Jeffrey P. Lucas, Attorney-in-Fact 4/10/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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