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AHY Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index

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0.00 (0.00%)
Share Name Share Symbol Market Type
Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index AMEX:AHY AMEX Ordinary Share
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.00 -

- Securities Registration (section 12(b)) (8-A12B)

12/12/2008 8:06pm

Edgar (US Regulatory)


 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
         
CITIGROUP INC.
(Exact Name of Registrant as
Specified in Its Charter)
  CITIGROUP FUNDING INC.
(Exact Name of Registrant as
Specified in Its Charter)
  SAFETY FIRST TRUST SERIES 2006-4
(Exact Name of Registrant as
Specified in Its Charter)
         
DELAWARE
(State of Incorporation
or Organization)
  DELAWARE
(State of Incorporation
or Organization)
  DELAWARE
(State of Incorporation
or Organization)
         
52-1568099
(I.R.S. Employer Identification no.)
  42-1658283
(I.R.S. Employer Identification no.)
  42-6664147
(I.R.S. Employer Identification no.)
399 Park Avenue
New York, New York 10043
(Address of Principal Executive Offices) (Zip Code)
     
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. þ   If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o
     
Securities Act registration statement file number to which this form relates:
  333-135867, 333-135867-07 and 333-135867-11
 
   
Securities to be registered pursuant to Section 12(b) of the Act:
   
     
Title of Each Class   Name of Each Exchange on Which
to be so Registered   Each Class is to be Registered
Principal-Protected Trust Certificates Linked to the Dow Jones Industrial Average SM , the Dow Jones EURO STOXX 50 Index ® , the Nikkei 225 Stock Average SM and the S&P BRIC 40 Index ® Due July 11, 2012.
  NYSE Arca, Inc.
 
Securities to be registered pursuant to Section 12(g) of the Act:
None
(Title of class)
 
 

 


 

Item 1. Description of Registrants’ Securities to be Registered.
     For a description of the Principal-Protected Trust Certificates Linked to the Dow Jones Industrial Average SM , the Dow Jones EURO STOXX 50 Index ® , the Nikkei 225 Stock Average SM and the S&P BRIC 40 Index ® Due July 11, 2012 (the “Certificates”), reference is made to the information under the headings “Summary Information — Q&A,” “Risk Factors” and “Description of the Certificates” on pages 2 through 11, 12 through 19 and 28 through 44, respectively, of the Registrants’ Prospectus and Pricing Supplement, dated June 25, 2007 (Registration Nos. 333-135867, 333-135867-07 and 333-135867-11), which information is hereby incorporated herein by reference and made part of this registration statement in its entirety.
Item 2. Exhibits.
     99 (A). Prospectus and Pricing Supplement describing the Certificates, dated June 25, 2007, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated June 27, 2007.
     99 (B). Certificate of Trust of Safety First Trust Series 2006-4, incorporated by reference to Exhibit 3(m) to the Registrants’ automatic shelf registration statement on Form S-3 filed on July 19, 2006 (Registration Nos. 333-135867, 333-135867-07 and 333-135867-11) (the ‘‘Registration Statement’’).
     99 (C). Form of Amended and Restated Declaration of Trust, incorporated by reference to Exhibit 4(a) to the Registration Statement.
     99 (D). Form of the Trust Certificates Guarantee Agreement, incorporated by reference to Exhibit 4(b) to the Registration Statement.
     99 (E). Form of Certificate Representing the Certificates (included in Exhibit 99(C)).

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SIGNATURE
     Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each registrant has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  Citigroup Inc.
(Registrant)
 
 
  By:   /s/ Charles E. Wainhouse    
    Name:   Charles E. Wainhouse   
    Title:   Assistant Treasurer   
 
  Citigroup Funding Inc.
(Registrant)
 
 
  By:   /s/ Geoffrey S. Richards    
    Name:   Geoffrey S. Richards   
    Title:   Executive Vice President and
Assistant Treasurer 
 
 
  Safety First Trust Series 2007-3
(formerly Safety First Trust Series 2006-4)
(Registrant)
 
 
Date: December 11, 2008  By:   /s/ Geoffrey S. Richards    
    Name:   Geoffrey S. Richards   
    Title:   Regular Trustee   
 

3


 

INDEX TO EXHIBITS
     
Exhibit No.   Exhibit
99(A).
  Prospectus and Pricing Supplement describing the Certificates, dated June 25, 2007, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated June 27, 2007.
 
   
99(B).
  Certificate of Trust of Safety First Trust Series 2006-4, incorporated by reference to Exhibit 3(m) to the Registration Statement.
 
   
99(C).
  Form of Amended and Restated Declaration of Trust, incorporated by reference to Exhibit 4(a) to the Registration Statement.
 
   
99(D).
  Form of the Trust Certificates Guarantee Agreement, incorporated by reference to Exhibit 4(b) to the Registration Statement.
 
   
99(E).
  Form of Certificate Representing the Certificates (included in Exhibit 99(C)).

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1 Year Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index Chart

1 Year Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index Chart

1 Month Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index Chart

1 Month Safety First Trust Principal-Protected Trust Certificates Linked TO The S&P 500 Index Chart

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