Morgan Stanley & Co. LLC Rule 38.5 - Replacement of ABBVIE INC

Date : 26/03/2020 @ 13:46
Source : UK Regulatory (RNS & others)

Morgan Stanley & Co. LLC Rule 38.5 - Replacement of ABBVIE INC

RNS Number : 7489H

Morgan Stanley & Co. LLC

26 March 2020

   AMMENT     Section 2(a) 

FORM 38.5

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMED)

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

   1.             KEY INFORMATION 
 
 Name of exempt market-maker            Morgan Stanley & Co. LLC 
 Company dealt in                       ABBVIE INC. 
                                      -------------------------- 
 Class of relevant security to         US$0.01 COMMON STOCK 
  which the dealings being disclosed 
  relate (Note 1) 
                                      -------------------------- 
 Date of dealing                        16 MARCH 2020 
                                      -------------------------- 
 
   2.             DEALINGS  (Note 2) 
   (a)           Purchases and sales 
 
 Total number of relevant   Highest price paid   Lowest price paid (Note 
  secuities accquired        (Note 3)             3) 
 2,161,095                  82.1800 USD          73.5900 USD 
                           -------------------  ------------------------ 
 
 
 Total number of relevant   Highest price paid   Lowest price paid (Note 
  secuities disposed         (Note 3)             3) 
 2,161,192                  82.1800 USD          73.5900 USD 
                           -------------------  ------------------------ 
 
   (b)           Derivatives transactions (other than options transactions) 
 
 Product name,   Nature of transaction   Number of relevant   Price per unit 
  e.g. CFD        (Note 4)                securities 
                                          (Note 5) 
 N/A             N/A                     N/A                  N/A 
                ----------------------  -------------------  --------------- 
 
   (c)            Options transactions in respect of existing relevant securities 
   i)           Writing, selling, purchasing or varying 
 
 Product         Writing,        Number           Exercise   Type, e.g    Expiry       Option 
  name, eg        selling,        of securities    Price      American,    Date         money paid/received 
  call option     purchasing,     to which                    European                  per unit 
                  varying         the option                  etc                       (Note 3) 
                  etc             relates 
                                  (Note 5) 
                                                                                       4.0900 
 PUT             PURCHASE        400              60.0000   A             21/08/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.0900 
 PUT             PURCHASE        100              60.0000   A             21/08/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.6200 
 CALL            PURCHASE        100              88.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.1000 
 CALL            PURCHASE        100              86.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.2100 
 CALL            PURCHASE        100              95.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.1000 
 PUT             PURCHASE        100              74.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.1000 
 PUT             PURCHASE        200              74.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.2600 
 PUT             PURCHASE        100              75.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.4600 
 CALL            PURCHASE        100              85.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.7500 
 PUT             PURCHASE        1,000            77.5000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       3.4200 
 CALL            PURCHASE        2,900            85.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.7900 
 CALL            PURCHASE        500              82.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.7900 
 CALL            PURCHASE        500              82.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.0200 
 CALL            PURCHASE        9,500            77.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.1600 
 PUT             PURCHASE        100              75.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.3600 
 CALL            PURCHASE        2,600            77.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       8.0100 
 CALL            PURCHASE        100              77.5000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       8.0100 
 CALL            PURCHASE        100              77.5000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.0100 
 CALL            SALE            400              100.0000  A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.0500 
 CALL            SALE            200              90.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.0500 
 CALL            SALE            200              90.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.1000 
 CALL            SALE            100              95.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.1000 
 CALL            SALE            100              95.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.2900 
 CALL            SALE            100              90.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.3800 
 PUT             SALE            200              35.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.4300 
 CALL            SALE            100              87.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.4300 
 CALL            SALE            200              87.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.4400 
 CALL            SALE            100              97.5000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.4600 
 PUT             SALE            200              35.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.4700 
 CALL            SALE            100              88.5000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.5300 
 CALL            SALE            500              86.0000   A             20/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.5300 
 PUT             SALE            100              35.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.5700 
 CALL            SALE            500              100.0000  A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.0200 
 CALL            SALE            2,900            95.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.3000 
 CALL            SALE            100              90.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.3300 
 CALL            SALE            100              110.0000  A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.3300 
 CALL            SALE            100              110.0000  A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.5500 
 CALL            SALE            100              100.0000  A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.5300 
 CALL            SALE            5,000            85.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       3.3500 
 PUT             SALE            500              70.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.1000 
 CALL            SALE            100              100.0000  A             21/01/2022    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.6400 
 CALL            SALE            500              80.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.3500 
 CALL            SALE            100              76.0000   A             09/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.4000 
 PUT             SALE            200              80.0000   A             09/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.4000 
 PUT             SALE            100              80.0000   A             09/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       8.8000 
 PUT             SALE            800              72.5000   A             18/09/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       9.1400 
 PUT             SALE            100              75.0000   A             21/08/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       9.1400 
 PUT             SALE            400              75.0000   A             21/08/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       9.2500 
 CALL            SALE            100              80.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       10.2200 
 PUT             SALE            100              85.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       10.2200 
 PUT             SALE            200              85.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       12.8200 
 CALL            SALE            100              75.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       12.9900 
 PUT             SALE            100              90.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       21.7500 
 PUT             SALE            100              80.0000   A             21/01/2022    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       21.7500 
 PUT             SALE            100              80.0000   A             21/01/2022    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
 

(ii) Exercising

 
 Product name, eg call   Number of securities   Exercise price per 
  option                                         unit (Note 3) 
 PUT                     500                    98.0000 USD 
                        ---------------------  ------------------- 
 PUT                     12,700                 95.0000 USD 
                        ---------------------  ------------------- 
 PUT                     1,800                  100.0000 USD 
                        ---------------------  ------------------- 
 PUT                     1,300                  99.0000 USD 
                        ---------------------  ------------------- 
 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

 
 Full Details of any agreement, arrangement or understanding between 
  the person disclosing and any other person relating to the voting 
  rights of any relevant securities under any option referred to 
  on this form or relating to the voting rights or future acquisition 
  or disposal of any relevant securities to which any derivative 
  referred to on this form is referenced. If none, this should 
  be stated. 
 
 
 
 Date of disclosure              26 MARCH 2020 
 Contact Name                   Craig Horsley 
                                ----------------- 
 Telephone Number               +44(141) 245 7736 
                                ----------------- 
 Name of offeree/offeror with   ABBVIE INC. 
  which connected 
                                ----------------- 
Nature of connection (Note 6)   Advisory 
                                ----------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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March 26, 2020 09:46 ET (13:46 GMT)

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