Morgan Stanley & Co. LLC Rule 38.5 - ABBVIE INC.

Date : 26/03/2020 @ 11:08
Source : UK Regulatory (RNS & others)

Morgan Stanley & Co. LLC Rule 38.5 - ABBVIE INC.

RNS Number : 7135H

Morgan Stanley & Co. LLC

26 March 2020

FORM 38.5

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 38.5 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2007 (AS AMED)

DEALINGS BY CONNECTED EXEMPT MARKET-MAKERS

   1.             KEY INFORMATION 
 
 Name of exempt market-maker            Morgan Stanley & Co. LLC 
 Company dealt in                       ABBVIE INC. 
                                      -------------------------- 
 Class of relevant security to         US$0.01 COMMON STOCK 
  which the dealings being disclosed 
  relate (Note 1) 
                                      -------------------------- 
 Date of dealing                        25 MARCH 2020 
                                      -------------------------- 
 
   2.             DEALINGS  (Note 2) 
   (a)           Purchases and sales 
 
 Total number of relevant   Highest price paid   Lowest price paid (Note 
  secuities accquired        (Note 3)             3) 
 2,329,616                  70.6600 USD          65.5700 USD 
                           -------------------  ------------------------ 
 
 
 Total number of relevant   Highest price paid   Lowest price paid (Note 
  secuities disposed         (Note 3)             3) 
 5,076                      1,655.1300 MXN       1,655.1300 MXN 
                           -------------------  ------------------------ 
 2,304,486                  70.6800 USD          65.5700 USD 
                           -------------------  ------------------------ 
 
   (b)           Derivatives transactions (other than options transactions) 
 
 Product name,   Nature of transaction   Number of relevant   Price per unit 
  e.g. CFD        (Note 4)                securities 
                                          (Note 5) 
 N/A             N/A                     N/A                  N/A 
                ----------------------  -------------------  --------------- 
 
   (c)            Options transactions in respect of existing relevant securities 
   i)           Writing, selling, purchasing or varying 
 
 Product         Writing,        Number           Exercise   Type, e.g    Expiry       Option 
  name, eg        selling,        of securities    Price      American,    Date         money paid/received 
  call option     purchasing,     to which                    European                  per unit 
                  varying         the option                  etc                       (Note 3) 
                  etc             relates 
                                  (Note 5) 
                                                                                       0.2100 
 CALL            PURCHASE        200              75.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.2100 
 CALL            PURCHASE        100              75.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.2400 
 CALL            PURCHASE        1,000            75.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.4100 
 CALL            PURCHASE        100              80.0000   A             21/01/2022    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       8.0000 
 PUT             PURCHASE        100              75.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.1800 
 CALL            SALE            100              90.0000   A             21/01/2022    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.0600 
 CALL            PURCHASE        100              78.5000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.7500 
 CALL            PURCHASE        100              70.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.9500 
 CALL            PURCHASE        200              73.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.0100 
 CALL            PURCHASE        100              70.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.0100 
 PUT             PURCHASE        600              63.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.1000 
 PUT             PURCHASE        100              63.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.1300 
 CALL            PURCHASE        700              70.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.1700 
 CALL            PURCHASE        1,000            90.0000   A             18/09/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.2700 
 CALL            PURCHASE        100              70.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.2700 
 CALL            PURCHASE        100              70.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.5300 
 PUT             PURCHASE        200              50.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.5300 
 PUT             PURCHASE        300              50.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.5400 
 CALL            PURCHASE        300              80.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.5500 
 PUT             PURCHASE        100              63.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.6200 
 CALL            PURCHASE        100              75.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.7100 
 PUT             PURCHASE        100              67.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.7500 
 PUT             PURCHASE        500              65.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.8100 
 PUT             PURCHASE        1,000            68.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.8300 
 CALL            PURCHASE        400              75.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.8900 
 CALL            PURCHASE        500              90.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.9300 
 CALL            PURCHASE        300              69.0000   A             03/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.1300 
 CALL            PURCHASE        100              69.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.1500 
 CALL            PURCHASE        400              67.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.2200 
 PUT             PURCHASE        100              57.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.2200 
 PUT             PURCHASE        100              57.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.2200 
 CALL            PURCHASE        100              75.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.4000 
 PUT             PURCHASE        200              66.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.5700 
 CALL            PURCHASE        300              75.0000   A             24/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       3.0400 
 PUT             PURCHASE        200              65.0000   A             09/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       3.0400 
 PUT             PURCHASE        100              65.0000   A             09/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       3.5400 
 CALL            PURCHASE        400              66.0000   A             03/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.2900 
 PUT             PURCHASE        100              65.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.2900 
 PUT             PURCHASE        100              65.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.2900 
 PUT             PURCHASE        100              65.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.5600 
 CALL            PURCHASE        100              67.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.0000 
 PUT             PURCHASE        100              68.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.0300 
 PUT             PURCHASE        100              65.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.0500 
 CALL            PURCHASE        200              67.5000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.5400 
 CALL            PURCHASE        100              70.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.6600 
 CALL            PURCHASE        100              72.5000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       9.9900 
 PUT             PURCHASE        100              79.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       14.0800 
 CALL            PURCHASE        100              57.5000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       14.0800 
 CALL            PURCHASE        100              57.5000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.1000 
 CALL            SALE            100              100.0000  A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.1000 
 CALL            SALE            100              100.0000  A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.1800 
 CALL            SALE            100              105.0000  A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.2400 
 CALL            SALE            100              78.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.2500 
 PUT             SALE            500              50.0000   A             27/03/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.3600 
 CALL            SALE            100              90.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.3600 
 CALL            SALE            100              90.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.4000 
 CALL            SALE            1,500            90.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.4100 
 CALL            SALE            100              90.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.6400 
 CALL            SALE            100              110.0000  A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.7900 
 PUT             SALE            100              40.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       0.8200 
 CALL            SALE            100              105.0000  A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.1300 
 CALL            SALE            100              100.0000  A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       1.9400 
 CALL            SALE            100              73.0000   A             17/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.4800 
 CALL            SALE            100              90.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       2.5000 
 PUT             SALE            200              60.0000   A             24/04/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       3.0800 
 CALL            SALE            100              85.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       3.0800 
 CALL            SALE            100              85.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.3500 
 CALL            SALE            100              80.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.3500 
 CALL            SALE            200              80.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.3500 
 CALL            SALE            200              80.0000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       4.4600 
 CALL            SALE            100              77.5000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.7800 
 CALL            SALE            100              67.5000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       5.9200 
 CALL            SALE            100              70.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       6.6700 
 CALL            SALE            100              65.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       7.0300 
 CALL            SALE            100              65.0000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       7.6500 
 CALL            SALE            100              65.0000   A             15/05/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       11.7600 
 PUT             SALE            100              67.5000   A             15/01/2021    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
                                                                                       13.3400 
 CALL            SALE            100              57.5000   A             19/06/2020    USD 
                --------------  ---------------  ---------  -----------  -----------  --------------------- 
 

(ii) Exercising

 
 Product name, eg call   Number of securities   Exercise price per 
  option                                         unit (Note 3) 
 PUT                     2,400                  80.0000 USD 
                        ---------------------  ------------------- 
 

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

 
 Full Details of any agreement, arrangement or understanding between 
  the person disclosing and any other person relating to the voting 
  rights of any relevant securities under any option referred to 
  on this form or relating to the voting rights or future acquisition 
  or disposal of any relevant securities to which any derivative 
  referred to on this form is referenced. If none, this should 
  be stated. 
 
 
 
 Date of disclosure              26 MARCH 2020 
 Contact Name                   Craig Horsley 
                                ----------------- 
 Telephone Number               +44(141) 245 7736 
                                ----------------- 
 Name of offeree/offeror with   ABBVIE INC. 
  which connected 
                                ----------------- 
Nature of connection (Note 6)   Advisory 
                                ----------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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March 26, 2020 07:08 ET (11:08 GMT)

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