BARCLAYS PLC Form 8.3 - Virgin Money Holdings (UK) Plc

 
TIDMVM. 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Full name of discloser:         Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree         VIRGIN MONEY HOLDINGS (UK) PLC 
      in relation to whose 
      relevant securities 
      this form relates: 
(d)   If an exempt fund manager 
      connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing      11 October 2018 
      undertaken: 
(f)   In addition to the              YES: 
      company in 1(c) 
      above, is the discloser making 
      disclosures in respect of any   CYBG PLC 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of                    0.01p ordinary 
relevant 
security: 
                            Interests              Short Positions 
                            Number          (%)    Number      (%) 
(1)         Relevant 
            securities 
            owned 
            and/or          13,949,471      3.13%  660,914     0.15% 
            controlled: 
(2)         Cash-settled 
            derivatives: 
                            484,256         0.11%  12,671,645  2.84% 
(3)         Stock-settled 
            derivatives 
            (including 
            options) 
            and agreements  0               0.00%  0           0.00% 
            to 
            purchase/sell: 
            TOTAL:          14,433,727      3.24%  13,332,559  2.99% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of relevant   Purchase/sale  Number of   Price per unit 
security                           securities 
0.01p ordinary      Purchase       7           3.4130 GBP 
0.01p ordinary      Purchase       50          3.4338 GBP 
0.01p ordinary      Purchase       384         3.4660 GBP 
0.01p ordinary      Purchase       550         3.4390 GBP 
0.01p ordinary      Purchase       817         3.4535 GBP 
0.01p ordinary      Purchase       869         3.4420 GBP 
0.01p ordinary      Purchase       925         3.4330 GBP 
0.01p ordinary      Purchase       1,159       3.4342 GBP 
0.01p ordinary      Purchase       1,479       3.4074 GBP 
0.01p ordinary      Purchase       1,759       3.4320 GBP 
0.01p ordinary      Purchase       3,151       3.4340 GBP 
0.01p ordinary      Purchase       5,376       3.4669 GBP 
0.01p ordinary      Purchase       6,000       3.4200 GBP 
0.01p ordinary      Purchase       34,408      3.4482 GBP 
0.01p ordinary      Purchase       52,264      3.4336 GBP 
0.01p ordinary      Purchase       61,017      3.4487 GBP 
0.01p ordinary      Purchase       122,829     3.4530 GBP 
0.01p ordinary      Sale           7           3.4130 GBP 
0.01p ordinary      Sale           87          3.4344 GBP 
0.01p ordinary      Sale           148         3.4310 GBP 
0.01p ordinary      Sale           307         3.4570 GBP 
0.01p ordinary      Sale           384         3.4660 GBP 
0.01p ordinary      Sale           869         3.4420 GBP 
0.01p ordinary      Sale           900         3.4363 GBP 
0.01p ordinary      Sale           925         3.4330 GBP 
0.01p ordinary      Sale           1,013       3.4254 GBP 
0.01p ordinary      Sale           1,759       3.4320 GBP 
0.01p ordinary      Sale           1,864       3.4406 GBP 
0.01p ordinary      Sale           1,993       3.4358 GBP 
0.01p ordinary      Sale           4,569       3.4396 GBP 
0.01p ordinary      Sale           8,996       3.4340 GBP 
0.01p ordinary      Sale           10,363      3.4339 GBP 
0.01p ordinary      Sale           20,231      3.4335 GBP 
0.01p ordinary      Sale           31,406      3.4568 GBP 
0.01p ordinary      Sale           46,174      3.4556 GBP 
0.01p ordinary      Sale           84,921      3.4357 GBP 
0.01p ordinary      Sale           123,459     3.4529 GBP 
 
 

(b) Cash-settled derivative transactions

 
Class of         Product      Nature of dealing  Number of   Price per 
relevant         description                     reference   unit 
security                                         securities 
0.01p ordinary   SWAP         Long               135         3.4597 GBP 
0.01p ordinary   SWAP         Long               172         3.4266 GBP 
0.01p ordinary   SWAP         Long               600         3.4446 GBP 
0.01p ordinary   SWAP         Long               1,845       3.4629 GBP 
0.01p ordinary   SWAP         Long               3,803       3.4535 GBP 
0.01p ordinary   SWAP         Long               3,846       3.4632 GBP 
0.01p ordinary   SWAP         Long               8,518       3.4276 GBP 
0.01p ordinary   SWAP         Long               10,090      3.4628 GBP 
0.01p ordinary   SWAP         Long               12,410      3.4182 GBP 
0.01p ordinary   SWAP         Long               13,893      3.4388 GBP 
0.01p ordinary   SWAP         Long               17,878      3.4409 GBP 
0.01p ordinary   SWAP         Long               23,097      3.4547 GBP 
0.01p ordinary   SWAP         Long               41,252      3.4372 GBP 
0.01p ordinary   SWAP         Long               137,569     3.4568 GBP 
0.01p ordinary   SWAP         Short              600         3.4328 GBP 
0.01p ordinary   CFD          Short              1,159       3.4342 GBP 
0.01p ordinary   SWAP         Short              3,151       3.4340 GBP 
0.01p ordinary   CFD          Short              6,000       3.4203 GBP 
0.01p ordinary   SWAP         Short              10,396      3.4186 GBP 
0.01p ordinary   SWAP         Short              11,828      3.4345 GBP 
0.01p ordinary   CFD          Short              61,017      3.4487 GBP 
0.01p ordinary   SWAP         Short              136,442     3.4556 GBP 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into 
by the person making the disclosure and 
any party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open   NO 
Positions) attached? 
Date of disclosure:              12 Oct 2018 
Contact name:                    Large Holdings Regulatory Operations 
Telephone number:                020 3134 7213 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181012005212/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

October 12, 2018 08:21 ET (12:21 GMT)