Urban Exposure plc: TR-1: Standard form for notification of major holdings (1136485)

 
 Urban Exposure plc (UEX) 
Urban Exposure plc: TR-1: Standard form for notification of major holdings 
 
24-Sep-2020 / 17:43 GMT/BST 
Dissemination of a Regulatory Announcement that contains inside information 
according to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the 
relevant issuer and to the FCA in Microsoft Word format 
if possible)i 
 
1a. Identity of the issuer           URBAN EXPOSURE PLC 
or the underlying issuer 
of existing shares to 
which voting rights are 
attachedii: 
1b. Please indicate if the issuer is a non-UK issuer 
(please mark with an "X" if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the 
appropriate box or boxes with an "X") 
An acquisition or disposal of voting rights               x 
An acquisition or disposal of financial 
instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification 
obligationiv 
Name                         Almitas Capital LLC 
City and country of          United States 
registered office (if 
applicable) 
4. Full name of shareholder(s) (if different from 3.)v 
Name 
City and country of 
registered office (if 
applicable) 
5. Date on which the         22 September 2020 
threshold was crossed or 
reachedvi: 
6. Date on which issuer      24 September 2020 
notified (DD/MM/YYYY): 
7. Total positions of person(s) subject to the 
notification obligation 
             % of      % of voting     Total  Total number of 
            voting   rights through   of both voting rights of 
            rights      financial      in %   issuervii 
            attache    instruments    (8.A + 
             d to    (total of 8.B 1   8.B) 
            shares      + 8.B 2) 
            (total 
             of 8. 
              A) 
Resulting   3.29%                     3.29%   158,494,130 
situation 
on the date 
on which 
threshold 
was crossed 
or reached 
Position of 
previous 
notificatio 
n (if 
 
applicable) 
 
8. Notified details of the resulting situation on the date on 
which the threshold was crossed or reachedviii 
A: Voting rights attached to shares 
Class/type    Number of voting rightsix            % of voting 
of                                                 rights 
shares 
 
ISIN code 
(if 
possible) 
            Direct           Indirect          Direct      Indirect 
 
           (Art 9 of        (Art 10 of        (Art 9 of    (Art 10 
           Directive         Directive        Directive       of 
         2004/109/EC)      2004/109/EC)     2004/109/EC)   Directiv 
           (DTR5.1)         (DTR5.2.1)        (DTR5.1)        e 
                                                           2004/109 
                                                             /EC) 
                                                           (DTR5.2. 
                                                              1) 
GB00BFNSQ303  5,210,000                            3.29% 
 
SUBTOTAL 8.   5,210,000                                   3.29% 
A 
 
B 1: Financial Instruments according to Art. 13(1)(a) of 
Directive 2004/109/EC (DTR5.3.1.1 (a)) 
Type of       Expiration Exercise/         Number of voting         % 
financial     datex      Conversion        rights that may be       of 
instrument               Periodxi          acquired if the          vo 
                                           instrument is            ti 
                                                                    ng 
                                                                    ri 
                                                                    gh 
                                           exercised/converted.     ts 
 
                         SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect 
according to Art. 13(1)(b) of Directive 2004/109/EC 
(DTR5.3.1.1 (b)) 
Type   Expiration        Exercise/   Physical or cash      Number   % 
of     datex             Conversion                        of       of 
financ                   Period xi                         voting   vo 
ial                                                        rights   ti 
instru                               settlementxii                  ng 
ment                                                                ri 
                                                                    gh 
                                                                    ts 
 
                                     SUBTOTAL 8.B.2 
 
9. Information in relation to the person subject to the 
notification obligation (please mark the 
 
applicable box with an "X") 
Person subject to the notification obligation 
is not controlled by any natural person or 
legal entity and does not control any other 
undertaking(s) holding directly or indirectly 
an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through           x 
which the voting rights and/or the 
financial instruments are effectively held 
starting with the ultimate controlling 
natural person or legal entityxiv (please add 
additional rows as necessary) 
  Namexv    % of voting   % of    Total of both if it equals or 
             rights if   voting   is higher than the notifiable 
             it equals   rights             threshold 
               or is    through 
            higher than financia 
                the        l 
            notifiable  instrume 
             threshold   nts if 
                           it 
                         equals 
                         or is 
                         higher 
                        than the 
                        notifiab 
                           le 
                        threshol 
                           d 
Almitas     3.29%                3.29% 
Capital LLC 
 
10. In case of proxy voting, please identify: 
Name of the proxy       Almitas Capital LLC 
holder 
The number and % of 
voting rights held 
The date until which 
the voting rights will 
be held 
 
11. Additional informationxvi 
 
Place of completion United States 
Date of completion  9/24/2020 
 
ISIN:          GB00BFNSQ303 
Category Code: HOL 
TIDM:          UEX 
LEI Code:      213800Q7WLHGIHUFBT43 
Sequence No.:  84844 
EQS News ID:   1136485 
 
End of Announcement EQS News Service 
 
 

(END) Dow Jones Newswires

September 24, 2020 12:43 ET (16:43 GMT)