Tufton Oceanic Assets Ltd. Notification of Major Holdings (1068B)

TIDMSHIP

RNS Number : 1068B

Tufton Oceanic Assets Ltd.

05 January 2018

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
---------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                         Tufton Oceanic Assets Ltd 
  or the underlying issuer                           (LEI:213800L1N2V3FVNOSY44 
  of existing shares to which                        ) 
  voting rights are attached(ii)                     3RD FLOOR, WEST WING 
  :                                                  SUITE B, TRAFALGAR COURT 
                                                     ST PETER PORT 
                                                     GY1 2JA 
-------------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
---------------------------------------------------------------------------------------------------- 
 Non-UK issuer                                                                               X 
-------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                 X 
-------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
-------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
-------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               Pictet Asset Management Ltd 
 City and country of registered                     London EC2Y 5ET Moor House, 
  office (if applicable)                             120 London Wall 
 4. Full name of shareholder(s) (if different from 3.)(v) 
---------------------------------------------------------------------------------------------------- 
 Name 
-------------------------------------------------  ------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                     20/12/2017 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                   21/12/2017 
  (DD/MM/YYYY): 
-------------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------------------------- 
                               % of voting            % of voting        Total of       Total number 
                              rights attached       rights through       both in %       of voting 
                                 to shares             financial        (8.A + 8.B)      rights of 
                                 (total of            instruments                        issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                          2) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached             10%                        0%                10%               91,000,000 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)            0                          0                 0 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type               Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
----------------------- 
                                 Direct            Indirect                 Direct                 Indirect 
                                (Art 9 of          (Art 10 of              (Art 9 of               (Art 10 of 
                                Directive          Directive               Directive               Directive 
                              2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                                (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
----------------------   ---------------------  --------------  ------------------------------  -------------- 
 
  Registered 
  shares GG00BDFC1649     9,100,000              0               10.00%                          0 
-----------------------  ---------------------  --------------  ------------------------------  -------------- 
 
 
 SUBTOTAL 
  8. A                                 9,100,000                                    10.00% 
-----------------------  -------------------------------------  ---------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial        Expiration             Exercise/       Number of voting                % of voting 
  instrument               date(x)                Conversion      rights that                     rights 
                                                  Period(xi)      may be acquired 
                                                                  if the instrument 
                                                                  is 
                                                                  exercised/converted. 
-----------------------  ---------------------  --------------  ------------------------------  -------------- 
 N/A                      N/A                    N/A             N/A                             N/A 
-----------------------  ---------------------  --------------  ------------------------------  -------------- 
 
 
                                                 SUBTOTAL 8.     N/A                             N/A 
                                                  B 1 
                                                --------------  ------------------------------  -------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                 Expiration              Exercise/       Physical           Number       % of voting 
  financial               date(x)                Conversion      or cash             of voting    rights 
  instrument                                     Period          settlement(xii)     rights 
                                                 (xi) 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 N/A                     N/A                     N/A             N/A                N/A          N/A 
----------------------  ----------------------  --------------  -----------------  -----------  -------------- 
 
 
                                                                 SUBTOTAL           N/A          N/A 
                                                                  8.B.2 
                                                                -----------------  -----------  -------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                        X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
----------------------------------------------------------------  --------------------- 
       Name(xv)           % of voting          % of voting            Total of both 
                          rights if it        rights through           if it equals 
                          equals or is     financial instruments       or is higher 
                          higher than          if it equals         than the notifiable 
                         the notifiable        or is higher              threshold 
                           threshold        than the notifiable 

                                                 threshold 
---------------------  ----------------  -----------------------  --------------------- 
 Pictet Canada 
  LP 
  Montreal 
---------------------  ----------------  -----------------------  --------------------- 
 Pictet (London) 
  Ltd 
  London 
  (Holding Company) 
---------------------  ----------------  -----------------------  --------------------- 
 Pictet Asset 
  Management Holding 
  SA, Geneva, 
  Switzerland 
---------------------  ----------------  -----------------------  --------------------- 
 Pictet Asset 
  Management LTD 
  (London)              10.00%            0                        10.00% 
---------------------  ----------------  -----------------------  --------------------- 
 
 Pictet & Cie 
  Group SCA, Geneva 
  Switzerland 
  (holding Company) 
---------------------  ----------------  -----------------------  --------------------- 
 Pictet Asset 
  Management Holding 
  SA, Geneva, 
  Switzerland 
---------------------  ----------------  -----------------------  --------------------- 
 Pictet Asset 
  Management LTD 
  (London)              10.00%            0                        10.00% 
---------------------  ----------------  -----------------------  --------------------- 
 
 10. In case of proxy voting, please identify: 
--------------------------------------------------------------------------------------- 
 Name of the proxy holder 
---------------------------------------  ---------------------------------------------- 
 The number and % of voting 
  rights held 
---------------------------------------  ---------------------------------------------- 
 The date until which the 
  voting rights will be held 
---------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
--------------------------------------------------------------------------------------- 
 Pictet & Cie Group SCA is ultimately owned by the following 
  individual persons (UBO's): 
  Nicolas Pictet - Partner 
  Remy Best - Partner 
  Renaud de Planta - Partner 
  Bertrand Demole - Partner 
  Marc Pictet - Partner 
  Laurent Ramsey - Partner 
  *They all have a joint unlimited liability on Pictet 
  & Cie Group SCA and none of them have a position control 
--------------------------------------------------------------------------------------- 
 
 
 
 Place of completion   London EC2Y 5ET Moor House, 120 London Wall 
--------------------  -------------------------------------------- 
 Date of completion    21/12/2017 
--------------------  -------------------------------------------- 
 
 
 Annex: Notification of major holdings (to be filed with 
  the FCA only) 
 
 A: Identity of the person subject to the notification 
  obligation 
---------------------------------------------------------------------------- 
 Full name (including legal              Pictet Asset Management LTD 
  form for legal entities) 
--------------------------------------  ------------------------------------ 
 Contact address (registered             London EC2Y 5ET Moor House, 
  office for legal entities)              120 London Wall 
--------------------------------------  ------------------------------------ 
 E-Mail                                  [e-mail] 
--------------------------------------  ------------------------------------ 
 Phone number / Fax number               [phone] 
--------------------------------------  ------------------------------------ 
 Other useful information                David Cawthrow (Head of Compliance) 
  (at least legal representative 
  for legal persons) 
--------------------------------------  ------------------------------------ 
 
 B: Identity of the notifier, if applicable 
---------------------------------------------------------------------------- 
 Full name                               N/A 
--------------------------------------  ------------------------------------ 
 Contact address                         N/A 
--------------------------------------  ------------------------------------ 
 E-Mail                                  N/A 
--------------------------------------  ------------------------------------ 
 Phone number / Fax number               N/A 
--------------------------------------  ------------------------------------ 
 Other useful information                N/A 
 (e.g. functional relationship 
 with the person or legal 
 entity subject to the notification 
 obligation) 
--------------------------------------  ------------------------------------ 
 
 C: Additional information 
---------------------------------------------------------------------------- 
 N/A 
---------------------------------------------------------------------------- 
 
 

Please send the completed form together with this annex to the FCA at the following email

address: [e-mail]. Please send in Microsoft Word format if possible.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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January 05, 2018 06:33 ET (11:33 GMT)