Trinity Capital PLC Holding(s) in Company (7426Q)

TIDMTRC

RNS Number : 7426Q

Trinity Capital PLC

01 December 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                                        Trinity Capital PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------------  --------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
-------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                          X 
------------------------------------------------------------------  ------------------------------------ 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------  ------------------------------------ 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------  ------------------------------------ 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------  ------------------------------------ 
 Other (please 
  specify): 
---------------------------------------------------------  -------  ------------------------------------ 
 3. Full name of person(s)                                                     Weiss Asset Management LP 
  subject to the 
  notification obligation: 
  (iii) 
-----------------------------------------------------------  ------------------------------------------- 
 4. Full name of shareholder(s)                                        Brookdale International Partners, 
  (if different from 3.):(iv)                                         L.P., Brookdale Global Opportunity 
                                                                                                    Fund 
-----------------------------------------------------------  ------------------------------------------- 
 5. Date of the transaction                                                                  Nov-28-2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  ------------------------------------------- 
 6. Date on which issuer                                                                     Nov-29-2016 
  notified: 
-----------------------------------------------------------  ------------------------------------------- 
 7. Threshold(s) that is/are                                                                       < 10% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  ------------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                Resulting situation after the 
  of             to the triggering                 triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  --------------------------------  --------------------------------------------------------------------- 
                Number           Number           Number         Number of                    % of voting 
                 of               of               of shares      voting                       rights (x) 
                 Shares           Voting                          rights 
                                  Rights 
-------------  ---------------  ---------------  -------------  ---------------------------  ------------------------- 
                                                  Direct         Direct         Indirect      Direct        Indirect 
                                                                  (xi)           (xii) 
-------------      -----------    -----------    -------------  -------------  ------------  ------------  ----------- 
                                                                                                 7.69 
 GB00B0ZL5243     17,681,345       17,681,345      16,181,345     16,181,345        n/a            %           n/a 
-------------  ---------------  ---------------  -------------  -------------  ------------  ------------  ----------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                       Number of voting               % of voting 
 financial           date           Conversion                      rights that                    rights 
 instrument          (xiii)         Period (xiv)                    may be 
                                                                    acquired if 
                                                                    the 
                                                                    instrument 
                                                                    is 
                                                                    exercised/ 
                                                                    converted. 
-----------------  -------------  ------------------------------  -----------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration     Exercise/        Number of voting               % of voting 
 financial         price         date           Conversion        rights instrument              rights (xix, 
 instrument                      (xvii)         period            refers to                      xx) 
                                                (xviii) 
---------------  -------------  -------------  ---------------  -----------------------------  ----------------------- 
                  n/a            n/a            n/a              4,500,000                      Nominal       Delta 
-------------    -------------  -------------  ---------------  -----------------------------  ------------  --------- 
 CFD                                                                                            2.14%         n/a 
---------------    -----------    -----------      -----------    -----------  ------------    ------------  --------- 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  ------------------------------------------------------------------- 
 20,681,345                                         9.83 % 
-------------------------------------------------  ------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------------------------- 
 
   Brookdale International Partners, L.P.: 14,505,780 voting 
   rights/financial instruments (6.90 %) 
   Brookdale Global Opportunity Fund: 6,175,565 voting 
   rights/financial instruments (2.93 %) 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-------------------------------------------------------------  ---------------------------------- 
 11. Number of voting rights proxy 
  holder will cease to hold: 
-------------------------------------------------------------  ---------------------------------- 
 12. Date on which proxy holder will 
  cease to hold voting rights: 
-------------------------------------------------------------  ---------------------------------- 
 
 
  13. Additional information:                                      Please note: This notification 
                                                                        is being furnished to the 
                                                                     issuer pursuant to paragraph 
                                                                    83.1 of the issuer's Articles 
                                                                 of Association dated 19 December 
                                                                        2008. It is provided on a 
                                                                        TR-1 form for convenience 
                                                                         purposes only and is not 
                                                                        being filed with the FCA. 
-------------------------------------------------------------  ---------------------------------- 
 14. Contact name:                                                                Georgiy Nikitin 

-------------------------------------------------------------  ---------------------------------- 
 15. Contact telephone number:                                                    [phone] 
-------------------------------------------------------------  ---------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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December 01, 2016 10:27 ET (15:27 GMT)