Surface Transforms PLC Holding(s) in Company (4693S)

TIDMSCE

RNS Number : 4693S

Surface Transforms PLC

06 November 2019

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (i) 
 
 
 1. Identity of the issuer or the        SURFACE TRANSFORMS PLC 
  underlying issuer of existing shares 
  to which voting rights are attached: 
  (ii) 
 
 
 2 Reason for the notification (please tick the appropriate box 
  or boxes): 
 An acquisition or disposal of voting rights                        x 
 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already 
  issued to which voting rights are attached 
 
 An acquisition or disposal of instruments with similar 
  economic effect to qualifying financial instruments 
 
 An event changing the breakdown of voting rights 
 
 Other (please 
  specify): 
--------------------------------------------------------------- 
 
 
 
 3. Full name of person(s) subject      Maunby Investment Management 
  to the notification obligation:                    Ltd 
  (iii) 
 4. Full name of shareholder(s)           Maunby Nominees Limited 
  (if different from 3.): (iv) 
                                       ----------------------------- 
 5. Date of the transaction and date             20/03/2019 
  on which the threshold is crossed 
  or reached: (v) 
                                       ----------------------------- 
 6. Date on which issuer notified:               22/03/2019 
                                       ----------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached: (vi, vii)                                           3% 
                                       ----------------------------- 
 
 
 8. Notified details: Nominee Shareholding -breakdown 
 A: Voting rights attached to shares (viii, ix) 
 Class/type      Situation previous                 Resulting situation after the triggering 
  of              to the triggering                  transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
                ---------------------------------  --------------------------------------------------------- 
                 Number                 Number      Number       Number of voting       % of voting rights 
                  of                     of          of shares    rights                 (x) 
                  Shares                 Voting 
                                         Rights 
                ---------------------  ----------  -----------  ---------------------  --------------------- 
                                                    Direct       Direct      Indirect   Direct     Indirect 
                                                                  (xi)        (xii) 
                ---------------------  ----------  -----------  ----------  ---------  ---------  ---------- 
 GB0002892528               2,992,411   2,992,411   4,611,280    4,611,280              3.39% 
                ---------------------  ----------  -----------  ----------  ---------  ---------  ---------- 
 
 
 
 B: Qualifying Financial Instruments 
 Resulting situation after the triggering transaction 
 Type of financial   Expiration     Exercise/       Number of voting         % of voting 
  instrument          date (xiii)    Conversion      rights that              rights 
                                     Period (xiv)    may be 
                                                     acquired if 
                                                     the 
                                                     instrument is 
                                                     exercised/ converted. 
                    -------------  --------------  -----------------------  ------------ 
 
 
 
 C: Financial Instruments with similar economic effect to Qualifying 
  Financial Instruments (xv, xvi) 
 Resulting situation after the triggering transaction 
 Type of financial   Exercise   Expiration   Exercise/     Number of voting     % of voting 
  instrument          price      date         Conversion    rights instrument    rights (xix, 
                                 (xvii)       period        refers to            xx) 
                                              (xviii) 
                    ---------  -----------  ------------  -------------------  ---------------- 
                                                                                Nominal   Delta 
                    ---------  -----------  ------------  -------------------  --------  ------ 
 
 
 
 Total (A+B+C) 
 Number of voting rights   Percentage of voting rights 
                          ---------------------------- 
 4,611,280                 3.39% 
                          ---------------------------- 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
 
 
 
 Proxy Voting: 
 10. Name of the proxy holder:          Maunby Nominees Limited 
                                      ------------------------- 
 11. Number of voting rights proxy 
  holder will cease to hold: 
                                      ------------------------- 
 12. Date on which proxy holder will 
  cease to hold voting rights: 
                                      ------------------------- 
 
 
 13. Additional information:      Maunby Nominees Limited has 
                                   bought 1,618,869 shares in 
                                   the recent placing. 
 14. Contact name:                 Marie Thompson 
                                 ---------------------------- 
 15. Contact telephone number:    01423 523 553 
                                 ---------------------------- 
 

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November 06, 2019 05:01 ET (10:01 GMT)