St. James's Place Holding(s) in Company

 
TIDMSTJ 
 
 

TR-1: Standard form for notification of major holdings

 
NOTIFICATION 
OF MAJOR 
HOLDINGS(to be 
sent to the 
relevant 
issuerandto 
the FCA in 
Microsoft 
Word 
format if 
possible)i 
1a. Identity                                                                 St. James's Place PLC 
of the 
issuer or the 
underlying 
issuer 
of existing 
shares to 
which 
voting 
rights 
are 
attachedii: 
1b. Please 
indicate 
if the issuer 
is 
a 
non-UK 
issuer(please 
mark with 
an "X" 
if 
appropriate) 
Non-UK issuer 
2. 
Reason 
for 
the 
notification(please 
mark the 
appropriate 
box or 
boxes with 
an "X") 
An acquisition                                                                                                                                                   X 
or disposal 
of voting 
rights 
An acquisition 
or disposal 
of financial 
instruments 
An event 
changing 
the breakdown 
of voting 
rights 
Other (please 
specify)iii: 
3. Details 
of person 
subject to 
the 
notification 
obligationiv 
Name                                                                         BlackRock, Inc. 
City and                                                                     Wilmington, DE, USA 
country 
of registered 
office 
(if 
applicable) 
4. 
Full 
name 
of 
shareholder(s)(if 
different from 
3.)v 
Name 
City and 
country 
of registered 
office 
(if 
applicable) 
5. Date on                                                                   19/06/2017 
which 
the threshold 
was crossed or 
reachedvi: 
6. Date on                                                                   20/06/2017 
which 
issuer 
notified 
(DD/MM/YYYY): 
7. 
Total 
positions 
of 
person(s) 
subject 
to 
the 
notification 
obligation 
                     % of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments    Total of both in % (8.A + 8.B)  Total number of voting rights of issuervii 
                                                                           (total of 8.B  1 + 8.B 2) 
Resulting            4.96%                                                 0.29%                                               5.26%                           528,589,624 
situation 
on 
the date 
on which 
threshold was 
crossed 
or  reached 
Position of          5.00%                                                 0.10%                                               5.11% 
previous 
notification 
(if 
applicable) 
 
 
8. Notified details of the resulting situation on the date on  which the threshold was crossed or reachedviii 
A: Voting rights attached to shares 
Class/type of                    Number of voting rightsix                                                                      % of voting rights 
shares 
ISIN code (if possible) 
                                 Direct                                       Indirect                                          Direct                                       Indirect 
                                 (Art 9 of Directive 2004/109/EC) (DTR5.1)    (Art 10 of Directive 2004/109/EC) (DTR5.2.1)      (Art 9 of Directive 2004/109/EC) (DTR5.1)    (Art 10 of Directive 2004/109/EC) (DTR5.2.1) 
GB0007669376                                                                  26,261,195                                                                                     4.96% 
SUBTOTAL 8. A                    26,261,195                                                                                     4.96% 
B 1: Financial Instruments according to Art. 13(1)(a) of  Directive 2004/109/EC (DTR5.3.1.1 (a)) 
Type of financial instrument     Expiration  Exercise/                            Number of voting rights that may be acquired if the instrument is                          % of voting rights 
                                 datex       Conversion Periodxi                  exercised/converted. 
Securities Lending                                                                1,244,177                                                                                  0.23% 
                                             SUBTOTAL 8. B 1                      1,244,177                                                                                  0.23% 
B 2: Financial Instruments with similar economic effect according  to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
Type of financial instrument   Expiration    Exercise/                          Physical or cash                                  Number of voting rights                    % of voting rights 
                               datex         Conversion Periodxi                settlementxii 
CFD                                                                             Cash                                              305,806                                    0.05% 
                                                                                SUBTOTAL 8.B.2                                    305,806                                    0.05% 
 
 
9. Information in relation to the person subject 
to the  notification obligation(please mark the 
applicable box 
with an "X") 
Person subject to the notification obligation is not controlled by  any natural person or legal entity and does not 
control any other  undertaking(s) holding directly or indirectly an interest in the  (underlying) issuerxiii 
Fullchain of controlled undertakings through                                                                          X 
which the  voting rights and/or the 
financial instruments are effectively  held starting with the ultimate controlling 
natural person or legal  entityxiv(please add additional rows as necessary) 
Namexv                                                                                                                % of voting rights if it equals or is higher than the notifiable  threshold % of voting rights through financial instruments if it equals or  is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable  threshold 
See 
Attachment 
10. In case of proxy voting, 
please identify: 
Name of the proxy 
holder 
The number and % of 
voting rights held 
The date until which the voting 
rights will be held 
11. Additional 
informationxvi 
 
BlackRock Regulatory Threshold Reporting 
TeamJana Blumenstein020  7743 3650 
St. James's 
Place plc 
Jonathan 
Dale 
01285 
878425 
 
 
Place of completion   12 Throgmorton Avenue, London, EC2N 2DL, U.K. 
Date of completion    20 June, 2017 
 
 

Section 9 Attachment

 
Namexv            % of voting    % of voting rights Total of both 
                  rights         through financial  if it equals 
                  if it          instruments if it  or is higher 
                  equals or is   equals or  is     than the notifiable 
                  higher         higher than        threshold 
                  than           the notifiable 
                  the notifiable threshold 
                  threshold 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock Group 
Limited 
BlackRock 
Advisors 
(UK) Limited 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock 
(Singapore) 
Holdco Pte. Ltd. 
BlackRock 
(Singapore) 
Limited 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock Holdco 
4, LLC 
BlackRock Holdco 
6, LLC 
BlackRock 
Delaware 
Holdings Inc. 
BlackRock Fund 
Advisors 
BlackRock 
Institutional 
Trust Company, 
National 
Association 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock Group 
Limited 
BlackRock 
International 
Limited 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
Capital 
Holdings, Inc. 
BlackRock 
Advisors, 
LLC 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock 
(Singapore) 
Holdco Pte. Ltd. 
BlackRock 
Asia-Pac 
Holdco, LLC 
BlackRock HK 
Holdco 
Limited 
BlackRock Cayco 
Limited 
BlackRock 
Trident 
Holding 
Company Limited 
BlackRock Japan 
Holdings GK 
BlackRock Japan 
Co., Ltd. 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock Holdco 
4, LLC 
BlackRock Holdco 
6, LLC 
BlackRock 
Delaware 
Holdings Inc. 
BlackRock Fund 
Advisors 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock Group 
Limited 
BlackRock 
Investment 
Management 
(UK) Limited 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock Holdco 
3, LLC 
BlackRock Canada 
Holdings LP 
BlackRock Canada 
Holdings ULC 
BlackRock Asset 
Management 
Canada Limited 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock 
(Singapore) 
Holdco Pte. Ltd. 
BlackRock 
Asia-Pac 
Holdco, LLC 
BlackRock HK 
Holdco 
Limited 
BlackRock Asset 
Management 
North Asia 
Limited 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock Group 
Limited 
BlackRock 
Investment 
Management 
(UK) Limited 
BlackRock Asset 
Management 
Deutschland AG 
BlackRock, Inc. 
Trident Merger, 
LLC 
BlackRock 
Investment 
Management, LLC 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock 
Australia 

Holdco Pty. Ltd. 
BlackRock 
Investment 
Management 
(Australia) 
Limited 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
BlackRock 
International 
Holdings, Inc. 
BR 
Jersey 
International 
Holdings L.P. 
BlackRock Group 
Limited 
BlackRock 
(Netherlands) 
B.V. 
BlackRock, Inc. 
BlackRock Holdco 
2, Inc. 
BlackRock 
Financial 
Management, Inc. 
 
 
 
 

View source version on businesswire.com: http://www.businesswire.com/news/home/20170620006248/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

June 20, 2017 12:18 ET (16:18 GMT)