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SXX Sirius Minerals Plc

5.49
0.00 (0.00%)
Last Updated: 00:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Sirius Minerals Plc LSE:SXX London Ordinary Share GB00B0DG3H29 ORD 0.25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 5.49 5.485 5.49 0.00 00:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

Sirius Minerals plc Standard form for notification of major holdings (5435O)

02/10/2019 1:50pm

UK Regulatory


TIDMSXX

RNS Number : 5435O

Sirius Minerals plc

02 October 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                        Sirius Minerals Plc 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                             -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                     ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights                                                           X 
                                                                                                     ---- 
 An acquisition or disposal of financial instruments 
                                                                                                     ---- 
 An event changing the breakdown of voting rights 
                                                                                                     ---- 
 Other (please specify)(iii) : 
                                                                                                     ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                         Citigroup Global Markets Limited 
 City and country of registered office                        London , United Kingdom 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                         N/A 
                                                             -------------------------------------------- 
 City and country of registered office 
  (if applicable) 
                                                             -------------------------------------------- 
 5. Date on which the threshold was                           30/09/2019 
  crossed or reached(vi) : 
                                                             -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):               02/10/2019 
                                                             -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting       % of voting rights    Total of both   Total number 
                            rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total        instruments            8.B)        of issuer(vii) 
                                of 8. A)           (total of 8.B 
                                                    1 + 8.B 2) 
                          ------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                    0.0000%              6.3820%             6.3820%         7,019,377,895 
                          ------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                   0.4029%              5.4980%             5.9009% 
                          ------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of   Number of voting rights(ix)                                   % of voting rights 
 shares 
 ISIN code (if 
 possible) 
                          Direct                        Indirect                        Direct                   Indirect 
                    (Art 9 of Directive           (Art 10 of Directive            (Art 9 of Directive      (Art 10 of Directive 
                       2004/109/EC)                   2004/109/EC)               2004/109/EC) (DTR5.1)         2004/109/EC) 
                         (DTR5.1)                      (DTR5.2.1)                                               (DTR5.2.1) 
                                           --------------------------------- 
 GB00B0DG3H29 
                -------------------------  ---------------------------------  --------------------------  --------------------- 
 
 
 SUBTOTAL 8. A 
                ------------------------------------------------------------  ------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of         Expiration      Exercise/                             Number of voting                    % of voting 
 financial        date(x)         Conversion Period(xi)                 rights that may                     rights 
 instrument                                                             be acquired if 
                                                                        the instrument 
                                                                        is 
                                                                        exercised/converted. 
                --------------  ------------------------------------  ----------------------------------  --------------------- 
 
 
 
                                 SUBTOTAL 8. B 
                                  1 
                                ------------------------------------  ----------------------------------  --------------------- 
 
 B 2: Financial Instruments with similar economic effect according to 
  Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of          Expiration     Exercise/                Physical or                Number of             % of voting 
 financial         date(x)        Conversion               cash                       voting rights         rights 
 instrument                       Period (xi)              settlement(xii) 
                 -------------  -----------------------  -------------------------  -------------------- 
  Equity Swap                  02/09/2020                           Cash                 42,770,983              0.6093% 
                 --------------------------------------  -------------------------  --------------------  --------------------- 
  Equity Swap                  01/02/2021                           Cash                 17,539,100              0.2499% 
                 --------------------------------------  -------------------------  --------------------  --------------------- 
  Equity Swap                  14/09/2021                           Cash                 67,528,809              0.9620% 
                 --------------------------------------  -------------------------  --------------------  --------------------- 
  Equity Swap                  24/02/2023                           Cash                   41,463                0.0006% 
                 --------------------------------------  -------------------------  --------------------  --------------------- 
  Exchangeable 
      Bond                     23/05/2027                         Physical               192,386,410             2.7408% 
                 --------------------------------------  -------------------------  -------------------- 
  Exchangeable 
      Bond                     23/05/2027                         Physical               40,933,279              0.5831% 
                 --------------------------------------  -------------------------  -------------------- 
  Exchangeable 
      Bond                     23/05/2027                         Physical               86,778,551              1.2363% 
                 --------------------------------------  -------------------------  -------------------- 
                                                        SUBTOTAL 8.B.2                   447,978,595             6.3820% 
                                           -------------------------                -------------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                         X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
        Name(xv)            % of voting rights      % of voting rights       Total of both if 
                              if it equals or        through financial        it equals or is 
                             is higher than the      instruments if it        higher than the 
                            notifiable threshold    equals or is higher     notifiable threshold 
                                                    than the notifiable 
                                                         threshold 
                          ----------------------  ---------------------  ------------------------ 
 Citigroup Global 
  Markets Limited 
                          ----------------------  ---------------------  ------------------------ 
 Citigroup Global 
  Markets Europe Limited 
                          ----------------------  ---------------------  ------------------------ 
 Citigroup Financial 
  Products Inc. 
                          ----------------------  ---------------------  ------------------------ 
 Citigroup Global 
  Markets Holdings 
  Inc. 
                          ----------------------  ---------------------  ------------------------ 
 Citigroup Inc. 
                          ----------------------  ---------------------  ------------------------ 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                  ----------------------------------------------- 
 The number and % of voting rights 
  held 
                                                  ----------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                  ----------------------------------------------- 
 
 11. Additional information(xvi) 
 
 
 
 
 Place of completion   Belfast 
 Date of completion    02/10/2019 
                      ----------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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