Share Name Share Symbol Market Type Share ISIN Share Description
Sirius Minerals Plc LSE:SXX London Ordinary Share GB00B0DG3H29 ORD 0.25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.566 -11.3% 4.444 4.258 4.436 5.01 4.26 4.904 219,370,900 16:35:09
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Mining 0.0 -13.5 -0.3 - 312

Citadel Group Form 8.3 - Sirius Minerals plc

24/01/2020 3:00pm

UK Regulatory (RNS & others)


TIDMSXX

RNS Number : 8544A

Citadel Group

24 January 2020

 
 
 
 
                                          FORM 8.3 
 
                  PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
               A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% 
                                          OR MORE 
                         Rule 8.3 of the Takeover Code (the "Code") 
 
                                     1. KEY INFORMATION 
 
            (a) Full name of discloser:                          Citadel Group 
             (b) Owner or controller of interests and short 
              positions 
              disclosed, if different from 1(a): 
              The naming of nominee or vehicle companies 
              is 
              insufficient. For a trust, the trustee(s), 
              settlor and 
              beneficiaries must be named. 
                                                                  ------------------- 
             (c) Name of offeror/offeree in relation to           SIRIUS MINERALS PLC 
              whose relevant 
              securities this form relates: 
              Use a separate form for each offeror/offeree 
                                                                  ------------------- 
             (d) If an exempt fund manager connected with 
              an 
              offeror/offeree, state this and specify identity 
              of 
              offeror/offeree: 
                                                                  ------------------- 
                  (e) Date position held/dealing undertaken:      23 January, 2020 
                   For an opening position disclosure, state the 
                   latest 
                   practicable date prior to the disclosure 
                                                                  ------------------- 
                  (f) In addition to the company in 1(c) above,   N/A 
                   is the 
                   discloser making disclosures in respect of 
                   any other 
                   party to the offer? 
                   If it is a cash offer or possible cash offer, 
                   state "N/A" 
                                                                  ------------------- 
 
            2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
              If there are positions or rights to subscribe to disclose in more than one 
              class of relevant securities of the offeror or offeree named in 1(c), copy 
              table 2(a) or (b) (as appropriate) for each additional class of relevant 
              security. 
 
              (a) Interests and short positions in the relevant securities of the offeror 
              or offeree to which the disclosure relates following the dealing (if any) 
 
        Class of relevant security:          Common Stock ISIN GB00B0DG3H29 
                                              Interests         Short Positions 
                                         --------------------  ------------------ 
                                            Number       %        Number      % 
                                         ------------          ------------  ---- 
         (1) Relevant securities 
          owned and/or controlled:                  0   0.00        132,534  0.00 
                                         ------------  ------  ------------  ---- 
         (2) Cash-settled derivatives:              4   0.00    113,066,870  1.61 
                                         ------------  ------  ------------  ---- 
         (3) Stock-settled derivatives 
          (including options) and 
          agreements to purchase/sell:              0   0.00              0  0.00 
                                         ------------  ------  ------------  ---- 
         TOTAL:                                     4   0.00    113,199,404  1.61 
                                         ------------  ------  ------------  ---- 
 
         Class of relevant security:        Convertible Bond ISIN XS1991118255 
                                              Interests         Short Positions 
                                         --------------------  ------------------ 
                                            Number       %        Number   % 
                                         ------------          ------------ --- 
         (1) Relevant securities 
          owned and/or controlled:                  0   0.00              0  0.00 
                                         ------------  ------  ------------  ---- 
         (2) Cash-settled derivatives:     13,000,000  13.13              0  0.00 
                                         ------------  ------  ------------  ---- 
         (3) Stock-settled derivatives 
          (including options) and 
          agreements to purchase/sell:              0   0.00              0  0.00 
                                         ------------  ------  ------------  ---- 
         TOTAL:                            13,000,000  13.13              0  0.00 
                                         ------------  ------  ------------  ---- 
 
          All interests and all short positions should be disclosed. 
 
            Details of any open stock-settled derivative positions (including traded 
            options), or agreements to purchase or sell relevant securities, should 
            be given on a Supplemental Form 8 (Open Positions). 
 
            (b) Rights to subscribe for new securities (including directors' and other 
            employee options) 
 
          Class of relevant security in relation 
            to which subscription right exists: 
           Details, including nature of the rights 
            concerned and relevant percentages: 
 
          3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
            Where there have been dealings in more than one class of relevant securities 
            of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) 
            (as appropriate) for each additional class of relevant security dealt in. 
 
            The currency of all prices and other monetary amounts should be stated. 
 
            (a) Purchases and sales 
 
        Class of relevant  Purchase/sale  Number of securities  Price per unit 
              security 
                ISIN 
 
          (b) Cash-settled derivative transactions 
 
           Class of          Product        Nature of dealing      Number of      Price per unit 
              relevant        description            e.g.             reference 
              security          e.g. CFD        opening/closing       securities 
                                                 a long/short 
                ISIN                               position, 
            GB00B0DG3H29                      increasing/reducing 
                                                 a long/short 
                                                   position 
           Common Stock     CFD               Increasing short               -4,651    0.0549 GBP 
                                              position 
                            ----------------  -------------------  ----------------  -------------- 
           Common Stock     CFD               Increasing short           -8,000,000  0.05492489 GBP 
                                              position 
                            ----------------  -------------------  ----------------  -------------- 
           Common Stock     CFD               Increasing short             -932,347  0.05492489 GBP 
                                              position 
                            ----------------  -------------------  ----------------  -------------- 
           Common Stock     CFD               Increasing short              -65,435  0.05492489 GBP 
                                              position 
                            ----------------  -------------------  ----------------  -------------- 
 
              (c) Stock-settled derivative transactions (including options) 
 
                (i) Writing, selling, purchasing or varying 
 
                Class of     Product     Writing,    Number of   Exercise    Type      Expiry    Option 
                  relevant  description  purchasing,  securities   price      e.g.       date     money 
                  security   e.g. call    selling,     to which     per     American,             paid/ 
                              option       varying      option      unit    European             received 
                                            etc.       relates                etc.               per unit 
 
  (ii) Exercise 
 
      Class of relevant       Product         Exercising/        Number of      Exercise price 
            security         description        exercised         securities        per unit 
                          e.g. call option       against 
 
    (d) Other dealings (including subscribing for new securities) 
 
    Class of relevant        Nature of dealing         Details  Price per unit (if 
          security       e.g. subscription, conversion               applicable) 
 
    4. OTHER INFORMATION 
 
      (a) Indemnity and other dealing arrangements 
 
    Details of any indemnity or option arrangement, or any agreement or understanding, 
      formal or informal, relating to relevant securities which may be an inducement 
      to deal or refrain from dealing entered into by the person making the disclosure 
      and any party to the offer or any person acting in concert with a party 
      to the offer: 
      Irrevocable commitments and letters of intent should not be included. If 
      there are no such agreements, arrangements or understandings, state "none" 
                                            None 
 
    (b) Agreements, arrangements or understandings relating to options or derivatives 
 
    Details of any agreement, arrangement or understanding, formal or informal, 
      between the person making the disclosure and any other person relating to: 
      (i) the voting rights of any relevant securities under any option; or 
      (ii) the voting rights or future acquisition or disposal of any relevant 
      securities to which any derivative is referenced: 
      If there are no such agreements, arrangements or understandings, state "none" 
                                          None 
 
  (c) Attachments 
 
  Is a Supplemental Form 8 (Open Positions) attached?  NO 
 
     Date of disclosure:   24 January, 2020 
      Contact name:         Katie Bonds 
                            ---------------- 
      Telephone number*:    020 7645 9700 
                            ---------------- 
 
    Public disclosures under Rule 8 of the Code must be made to a Regulatory 
      Information Service. 
 
      The Panel's Market Surveillance Unit is available for consultation in relation 
      to the Code's disclosure requirements on +44 (0)20 7638 0129. 
 
      *If the discloser is a natural person, a telephone number does not need 
      to be included, provided contact information has been provided to the Panel's 
      Market Surveillance Unit. 
 
      The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 
 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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