UBS AG (EPT) Form 8.5 (EPT/RI) - Shaftesbury Plc (2130R)

TIDMSHB

RNS Number : 2130R

UBS AG (EPT)

04 July 2022

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                                      UBS Investment Bank, London 
 (b) Name of offeror/offeree in relation to whose relevant securities this                 Shaftesbury Plc 
 form relates: 
 Use a separate form for each offeror/offeree 
                                                                               --------------------------------------- 
 (c) Name of the party to the offer with which exempt principal trader is                  Shaftesbury Plc 
 connected: 
                                                                               --------------------------------------- 
 (d) Date dealing undertaken:                                                              01 July 2022 
                                                                               --------------------------------------- 
 (e) In addition to the company in 1(b) above, is the exempt principal trader   NO 
 making disclosures 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
                                                                               --------------------------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
   Class of relevant      Purchases/ sales       Total number of       Highest price per unit   Lowest price per unit 
        security                                   securities              paid/received            paid/received 
 25p ordinary             Buy                62635                     5.29500 GBP              5.15500 GBP 
                         -----------------  ------------------------  -----------------------  ----------------------- 
 25p ordinary             Sell               44931                     5.31000 GBP              5.15500 GBP 
                         -----------------  ------------------------  -----------------------  ----------------------- 
 
   (b)        Cash-settled derivative transactions 
 
   Class of relevant      Product description     Nature of dealing       Number of reference        Price per unit 
        security                e.g. CFD        e.g. opening/closing a         securities 
                                                 long/short position, 
                                                increasing/reducing a 
                                                 long/short position 
 25p ordinary             CFD                   Long                     317                      5.2 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Long                     8461                     5.155 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Long                     1052                     5.22336 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Long                     4                        5.28 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    50                       5.15525775 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    11776                    5.155 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    1478                     5.15923545331529 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    1522                     5.19196452036794 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    9557                     5.218557 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    10                       5.205 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    262                      5.19282443 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    1049                     5.222388 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    418                      5.18 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 25p ordinary             CFD                   Short                    693                      5.225 GBP 
                         --------------------  -----------------------  -----------------------  --------------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money 
   relevant     description    purchasing,     securities      price per         e.g.                        paid/ 
   security      e.g. call       selling,       to which         unit         American,                   received per 
                   option      varying etc.      option                        European                       unit 
                                                relates                          etc. 
 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none " 
 
   None 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 
   None 
 
 
 Date of disclosure:    04 July 2022 
 Contact name:          Richard Howard 
                       -------------------- 
 Telephone number:      [phone] 
                       -------------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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July 04, 2022 06:26 ET (10:26 GMT)