Seraphim Space Investment Trust PLC Holding(s) in Company (6340U)

TIDMSSIT TIDMSDR

RNS Number : 6340U

Seraphim Space Investment Trust PLC

29 March 2023

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BKPG0138

Issuer Name

SERAPHIM SPACE INVESTMENT TRUST PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Schroders Plc

City of registered office (if applicable)

London Wall, Barbican

Country of registered office (if applicable)

England

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

24-Mar-2023

6. Date on which Issuer notified

27-Mar-2023

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                10.985792               0.000000                10.985792               26298332 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable)            11.080117               0.000000                11.080117 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB00BKPG0138                                       26298332                                        10.985792 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              26298332                                        10.985792% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date  Exercise/conversion period  Number of voting rights    % of voting rights 
instrument                                                               that may be acquired if 
                                                                         the instrument is 
                                                                         exercised/converted 
 
Sub Total 8.B1 
                            ===========================================  =========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date  Exercise/conversion  Physical or cash     Number of voting     % of voting rights 
instrument                           period               settlement           rights 
 
Sub Total 8.B2 
                    =========================================================  ===================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
   Schroders PLC 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC            Schroder 
                            Administration 
                            Limited 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC            Schroder Wealth 
                            Holdings Limited 
                         =======================  =====================  =====================  ====================== 
                            Schroder & Co. 
   Schroders PLC             Limited                 10.430564                                     10.430564% 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC 
                                                  =====================  =====================  ====================== 
   Schroders PLC            Schroder 
                             Administration 
                             Limited 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC            Schroder 
                             International 
                             Holdings Limited 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC            Schroder Investment 
                             Management Limited 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC 
                                                  =====================  =====================  ====================== 
   Schroders PLC            Schroder 
                             Administration 
                             Limited 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC            Schroder Wealth 
                             International 
                             Holdings Limited 
                         =======================  =====================  =====================  ====================== 
   Schroders PLC            Schroders (C.I.) 
                             Limited 
                         =======================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

12. Date of Completion

27-Mar-2023

13. Place Of Completion

London

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March 29, 2023 06:02 ET (10:02 GMT)