RockRose Energy plc TR-1: Notification of Major Interest in Shares (4890K)

TIDMRRE

RNS Number : 4890K

RockRose Energy plc

10 July 2017

 
 For filings with the FCA 
  include the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
---------------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                                    Rockrose Energy Plc 
  the underlying issuer of existing 
  shares to which voting rights 
  are attached: (ii) 
-----------------------------------------------------------  --------------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      X 
---------------------------------------------------------------  ----------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
---------------------------------------------------------------  ----------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
---------------------------------------------------------------  ----------------------------------- 
 An event changing the breakdown of voting rights                                 X 
---------------------------------------------------------------  ----------------------------------- 
 Other (please 
  specify): 
----------------------------------------------------------  ---  ----------------------------------- 
 3. Full name of person(s)                                                 City Financial Investment 
  subject to the notification                                             Company Limited, acting as 
  obligation: (iii)                                                Investment Manager and Authorised 
                                                                           Corporate Director of the 
                                                                      City Financial Absolute Equity 
                                                                                                Fund 
-----------------------------------------------------------  --------------------------------------- 
 4. Full name of shareholder(s)                                      BNY Mellon Trust and Depositary 
  (if different from 3.):(iv)                                       as Trustee to the City Financial 
                                                                                Absolute Equity Fund 
-----------------------------------------------------------  --------------------------------------- 
 5. Date of the transaction                                                             06 JULY 2017 
  and date onwhich the threshold 
  is crossed or reached: (v) 
-----------------------------------------------------------  --------------------------------------- 
 6. Date on which issuer                                                                07 JULY 2017 
  notified: 
-----------------------------------------------------------  --------------------------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                                                    15, 14 & 13% 
-----------------------------------------------------------  --------------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                                   Resulting situation after the 
  of              to the triggering                                    triggering transaction 
  shares          transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
--------------  ---------------------------------------------------  ---------------------------------------------------------------- 
                 Number                     Number                    Number          Number of voting            % of voting 
                  of                         of                       of shares        rights                      rights 
                  Shares                     Voting                                                                (x) 
                                             Rights 
--------------  -------------------------  ------------------------  --------------  --------------------------  -------------------- 
                                                                      Direct          Direct       Indirect       Direct     Indirect 
                                                                                       (xi)        (xii) 
--------------      --------  -----------      --------------------  --------------  -----------  -------------  ---------  --------- 
 
  GB00BYNFCH09   1,500,000                  1,500,000                 1,866,666       1,866,666                   12.17% 
                -------------------------  ------------------------  --------------  -----------  -------------  ---------  --------- 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------------------- 
 Type of financial   Expiration               Exercise/                   Number of voting             % of voting 
  instrument          date                     Conversion                  rights that                  rights 
                      (xiii)                   Period (xiv)                may be acquired 
                                                                           if the instrument 
                                                                           is exercised/converted. 
------------------  -----------------------  --------------------------  ---------------------------  ------------------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercis     Expiration       Exercise/Conversion     Number of voting             % of voting 
 financial         price        date             period                  rights instrument            rights (xix, 
 instrument                     (xvii)           (xviii)                 refers to                    xx) 
----------------  ----------  ---------------  ----------------------  ---------------------------  --------------------------------- 
                                                                                                     Nominal        Delta 
----------------  ----------  ---------------  ----------------------  ---------------------------  -------------  ------------------ 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                                Percentage of voting rights 
---------------------------------------------------------------------  -------------------------------------------------------------- 
 1,866,666                                                              12.17% 
---------------------------------------------------------------------  -------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------- 
                                                                          N/A 
 
 Proxy Voting: 
----------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                            N/A 
-------------------------------------------------------  -------------------- 
 11. Number of voting rights proxy                                        N/A 
  holder will cease 
  to hold: 
-------------------------------------------------------  -------------------- 
 12. Date on which proxy holder will                                      N/A 
  cease to hold 
  voting rights: 
-------------------------------------------------------  -------------------- 
 
 
  13. Additional information: 
-------------------------------------------------------  -------------------- 
 14. Contact name:                                             Ben Ellenbogen 
-------------------------------------------------------  -------------------- 
 15. Contact telephone number:                            [phone] 
-------------------------------------------------------  -------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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July 10, 2017 02:00 ET (06:00 GMT)