Rights and Issues Investment Trust PLC: Holding(s) in Company (1049257)

 
 Rights and Issues Investment Trust PLC (RIII) 
Rights and Issues Investment Trust PLC: Holding(s) in Company 
 
18-May-2020 / 09:09 GMT/BST 
Dissemination of a Regulatory Announcement, transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
issuer and to the FCA in Microsoft Word format if 
possible)i 
 
1a. Identity of the issuer      Rights & Issues Inv Trust Plc 
or the underlying issuer                Income (RIII) 
of existing shares to 
which voting rights are 
attachedii: 
1b. Please indicate if the issuer is a non-UK issuer 
(please mark with an "X" if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the 
appropriate box or boxes with an "X") 
An acquisition or disposal of voting rights                X 
An acquisition or disposal of financial 
instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii : 
3. Details of person subject to the notification 
obligationiv 
Name                         IntegraFin Holdings plc 
City and country of          London, UK 
registered office (if 
applicable) 
4. Full name of shareholder(s) (if different from 3.)v 
Name                         Transact Nominees Limited 
City and country of          London, UK 
registered office (if 
applicable) 
5. Date on which the         14/05/2020 
threshold was crossed or 
reachedvi: 
6. Date on which issuer      15/05/2020 
notified (DD/MM/YYYY): 
7. Total positions of person(s) subject to the 
notification obligation 
             % of      % of voting    Total of Total number of 
            voting   rights through   both in  voting rights of 
            rights      financial     % (8.A + issuervii 
            attache    instruments      8.B) 
             d to    (total of 8.B 1 
            shares      + 8.B 2) 
            (total 
             of 8. 
              A) 
Resulting   3.0299%                   3.0299%  7540321 
situation 
on the date 
on which 
threshold 
was crossed 
or reached 
Position of 
previous 
notificatio 
n (if 
 
applicable) 
 
8. Notified details of the resulting situation on the date 
on which the threshold was crossed or reachedviii 
A: Voting rights attached to shares 
Class/type    Number of voting rightsix            % of voting 
of                                                 rights 
shares 
 
ISIN code 
(if 
possible) 
            Direct           Indirect          Direct      Indirect 
 
           (Art 9 of        (Art 10 of        (Art 9 of    (Art 10 
           Directive         Directive        Directive       of 
         2004/109/EC)      2004/109/EC)     2004/109/EC)   Directiv 
           (DTR5.1)         (DTR5.2.1)        (DTR5.1)        e 
                                                           2004/109 
                                                             /EC) 
                                                           (DTR5.2. 
                                                              1) 
Rights &      228468                               3.0299% 
Issues Inv 
Trust Plc 
Income 
(RIII) 
 
GB0007392078 
 
SUBTOTAL 8. 
A 
 
B 1: Financial Instruments according to Art. 13(1)(a) of 
Directive 2004/109/EC (DTR5.3.1.1 (a)) 
Type of       Expiration Exercise/         Number of voting         % 
financial     datex      Conversion        rights that may be 
instrument               Periodxi          acquired if the          o 
                                           instrument is            f 
 
                                                                    v 
                                                                    o 
                                           exercised/converted.     t 
                                                                    i 
                                                                    n 
                                                                    g 
 
                                                                    r 
                                                                    i 
                                                                    g 
                                                                    h 
                                                                    t 
                                                                    s 
 
                         SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect 
according to Art. 13(1)(b) of Directive 2004/109/EC 
(DTR5.3.1.1 (b)) 
Type   Expiration        Exercise/   Physical or cash      Number   % 
of     datex             Conversion                        of 
financ                   Period xi                         voting   o 
ial                                                        rights   f 
instru                               settlementxii 
ment                                                                v 
                                                                    o 
                                                                    t 
                                                                    i 
                                                                    n 
                                                                    g 
 
                                                                    r 
                                                                    i 
                                                                    g 
                                                                    h 
                                                                    t 
                                                                    s 
 
                                     SUBTOTAL 8.B.2 
 
9. Information in relation to the person subject to the 
notification obligation (please mark the 
 
applicable box with an "X") 
Person subject to the notification obligation 
is not controlled by any natural person or 
legal entity and does not control any other 
undertaking(s) holding directly or indirectly 
an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through           X 
which the voting rights and/or the 
financial instruments are effectively held 
starting with the ultimate controlling natural 
person or legal entityxiv (please add 
additional rows as necessary) 
   Namexv    % of voting    % of    Total of both if it equals 
             rights if it  voting      or is higher than the 
             equals or is  rights      notifiable threshold 
             higher than  through 
                 the      financia 
              notifiable     l 
              threshold   instrume 
                           nts if 
                             it 
                           equals 
                           or is 
                           higher 
                          than the 
                          notifiab 
                             le 
                          threshol 
                             d 
IntegraFin   3.0299% 
Holdings plc 
Integrated   3.0299% 
Financial 
Arrangements 
Ltd 
IntegraLife  2.8132% 
UK Limited 
 
IntegraFin   3.0299% 
Holdings plc 
Integrated   3.0299% 
Financial 
Arrangements 
Ltd 
IntegraLife  0.2167% 
Internationa 
l Limited 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of 
voting rights held 
The date until which the 
voting rights will be 
held 
 
11. Additional informationxvi 
 
Place of completion London, UK 
Date of completion  15/05/2020 
 
ISIN:           GB0007392078 
Category Code:  HOL 
TIDM:           RIII 
OAM Categories: 3.1. Additional regulated information required to be 
                disclosed under the laws of a Member State 
Sequence No.:   64281 
EQS News ID:    1049257 
 
End of Announcement EQS News Service 
 
 

(END) Dow Jones Newswires

May 18, 2020 04:09 ET (08:09 GMT)