Morgan Stanley & Co. LLC Form 8.5 (EPT/RI) - Randgold Resources Limited (8947H)

TIDMRRS

RNS Number : 8947H

Morgan Stanley & Co. LLC

20 November 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                                   Morgan Stanley & Co. LLC 
 (b) Name of offeror/offeree in relation to whose relevant securities this form         Randgold Resources Limited 
 relates: 
 Use a separate form for each offeror/offeree 
                                                                                       ------------------------------- 
 (c) Name of the party to the offer with which exempt principal trader is connected:    Barrick Gold Corporation 
                                                                                       ------------------------------- 
 (d) Date dealing undertaken:                                                           19 NOVEMBER 2018 
                                                                                       ------------------------------- 
 (e) Has the EPT previously disclosed, or is it today disclosing, under the Code in     Yes - Barrick Gold Corporation 
 respect 
 of any other party to this offer? 
                                                                                       ------------------------------- 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
 Class of relevant   Purchases/sales   Total number     Highest price             Lowest price 
  security                              of securities    per unit paid/received    per unit paid/received 
 ADS                 PURCHASES         118,363          82.7500 USD               81.5100 USD 
                    ----------------  ---------------  ------------------------  ------------------------ 
 ADS                 SALES             118,574          82.7500 USD               81.4900 USD 
                    ----------------  ---------------  ------------------------  ------------------------ 
 USD 0.05 ordinary   PURCHASES         331              64.0636 GBP               64.0600 GBP 
                    ----------------  ---------------  ------------------------  ------------------------ 
 USD 0.05 ordinary   SALES             331              64.0600 GBP               64.0600 GBP 
                    ----------------  ---------------  ------------------------  ------------------------ 
 
   (b)        Cash-settled derivative transactions 
 
 Class of relevant   Product description   Nature of dealing         Number of reference   Price per 
  security            e.g. CFD              e.g. opening/closing      securities            unit 
                                            a long/short position, 
                                            increasing/reducing 
                                            a long/short position 
 N/A                 N/A                   N/A                       N/A                   N/A 
                    --------------------  ------------------------  --------------------  ---------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
 Class           Product         Writing,        Number           Exercise     Type e.g.    Expiry       Option 
  of relevant     description     purchasing,     of securities    price per    American,    date         money paid/ 
  security        e.g. call       selling,        to which         unit         European                  received 
                  option          varying         option                        etc.                      per unit 
                                  etc.            relates 
                                                                                                         2.2300 
 ADS             CALL            PURCHASE        300              85.0000      A            21/12/2018    USD 
                --------------  --------------  ---------------  -----------  -----------  -----------  ------------- 
                                                                                                         2.4000 
 ADS             CALL            PURCHASE        100              85.0000      A            21/12/2018    USD 
                --------------  --------------  ---------------  -----------  -----------  -----------  ------------- 
                                                                                                         2.4000 
 ADS             CALL            PURCHASE        100              85.0000      A            21/12/2018    USD 
                --------------  --------------  ---------------  -----------  -----------  -----------  ------------- 
                                                                                                         3.3000 
 ADS             CALL            PURCHASE        100              82.5000      A            21/12/2018    USD 
                --------------  --------------  ---------------  -----------  -----------  -----------  ------------- 
                                                                                                         3.3000 
 ADS             CALL            PURCHASE        100              82.5000      A            21/12/2018    USD 
                --------------  --------------  ---------------  -----------  -----------  -----------  ------------- 
                                                                                                         1.4400 
 ADS             CALL            PURCHASE        200              90.0000      A            18/01/2019    USD 
                --------------  --------------  ---------------  -----------  -----------  -----------  ------------- 
 
   (ii)        Exercise 
 
 Class of relevant   Product description   Number of securities   Exercise price 
  security            e.g. call option                             per unit 
 N/A                 N/A                   N/A                    N/A 
                    --------------------  ---------------------  --------------- 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant   Nature of dealing     Details   Price per unit 
  security            e.g. subscription,              (if applicable) 
                      conversion 
 N/A                 N/A                   N/A       N/A 
                    --------------------  --------  ----------------- 
 

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  If there are no such agreements, arrangements or understandings, state "none" 
 
   None 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 
   None 
 
 
 Date of disclosure:    20 NOVEMBER 2018 
 Contact name:          Craig Horsley 
                       ------------------ 
 Telephone number:      [phone] 
                       ------------------ 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [e-mail] or visit www.rns.com.

END

FERGCBDBGUDBGIG

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November 20, 2018 04:52 ET (09:52 GMT)