Share Name Share Symbol Market Type Share ISIN Share Description
Provident Financial Plc LSE:PFG London Ordinary Share GB00B1Z4ST84 ORD 20 8/11P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  +0.00p +0.00% 430.20p 431.10p 432.00p 445.90p 426.80p 426.80p 601,739 16:35:22
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Nonequity Investment Instruments 1,124.4 90.7 25.2 17.1 1,090

Provident Financial PLC Holding(s) in Company

06/09/2019 3:45pm

UK Regulatory (RNS & others)


TIDMPFG

RNS Number : 5477L

Provident Financial PLC

06 September 2019

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and 
  to the FCA in Microsoft Word format if possible)(i) 
 
 1a. Identity of the issuer or the                                       Provident Financial PLC 
  underlying issuer of existing shares 
  to which voting rights are attached(ii) 
  : 
                                                              -------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark with 
  an "X" if appropriate) 
 Non-UK issuer 
                                                                                                      ---- 
 2. Reason for the notification (please mark the appropriate box or boxes 
  with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                      ---- 
 An acquisition or disposal of financial instruments                                                    X 
                                                                                                      ---- 
 An event changing the breakdown of voting rights 
                                                                                                      ---- 
 Other (please specify)(iii) : 
                                                                                                      ---- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                                          Coltrane Asset Management, L.P. 
 City and country of registered office                         Grand Cayman, Cayman Islands 
  (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
 Name                                                          Coltrane Master Fund, L.P. 
                                                              -------------------------------------------- 
 City and country of registered office                         Grand Cayman, Cayman Islands 
  (if applicable) 
                                                              -------------------------------------------- 
 5. Date on which the threshold was                            September 5, 2019 
  crossed or reached(vi) : 
                                                              -------------------------------------------- 
 6. Date on which issuer notified (DD/MM/YYYY):                September 6, 2019 
                                                              -------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                              % of voting        % of voting rights    Total of both   Total number 
                             rights attached      through financial     in % (8.A +     of voting rights 
                            to shares (total         instruments            8.B)        of issuer(vii) 
                                of 8. A)            (total of 8.B 
                                                     1 + 8.B 2) 
                          -------------------  ---------------------  --------------  -------------------- 
 Resulting situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                              N/A                  7.17%           7.17%           253,378,601 
                          -------------------  ---------------------  --------------  -------------------- 
 Position of 
  previous notification 
  (if 
  applicable)                             N/A                  6.04%           6.04% 
                          -------------------  ---------------------  --------------  -------------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which the 
  threshold was crossed or reached(viii) 
 A: Voting rights attached to shares 
 Class/type of       Number of voting rights(ix)                           % of voting rights 
  shares 
  ISIN code (if 
  possible) 
                              Direct                    Indirect                  Direct                Indirect 
                        (Art 9 of Directive        (Art 10 of Directive    (Art 9 of Directive         (Art 10 of 
                            2004/109/EC)               2004/109/EC)            2004/109/EC)            Directive 
                              (DTR5.1)                  (DTR5.2.1)               (DTR5.1)             2004/109/EC) 
                                                                                                       (DTR5.2.1) 
                    --------------------------  ------------------------  ---------------------  --------------------- 
  (ISIN:N/A)                               N/A                       N/A                    N/A                    N/A 
                    --------------------------  ------------------------  ---------------------  --------------------- 
 SUBTOTAL 8. A                                                       N/A                                           N/A 
                    ----------------------------------------------------  -------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC 
  (DTR5.3.1.1 (a)) 
 Type of financial   Expiration       Exercise/                       Number of voting            % of voting 
  instrument          date(x)          Conversion Period(xi)           rights that may             rights 
                                                                       be acquired if 
                                                                       the instrument 
                                                                       is 
                                                                       exercised/converted. 
                    ---------------  ------------------------------  --------------------------  --------------------- 
 N/A                            N/A                             N/A                         N/A                    N/A 
                    ---------------  ------------------------------  --------------------------  --------------------- 
                                      SUBTOTAL 8. B 1                                       N/A                    N/A 
                                     ------------------------------  --------------------------  --------------------- 
 
 
 
 B 2: Financial Instruments with similar economic effect according to Art. 
  13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of financial    Expiration    Exercise/       Physical or         Number of        % of voting 
  instrument           date(x)       Conversion      cash                voting rights    rights 
                                     Period (xi)     settlement(xii) 
                     ------------  --------------  ------------------  ---------------  ------------ 
 Equity CFD                   N/A             N/A                CASH       18,180,000         7.17% 
                     ------------  --------------  ------------------  ---------------  ------------ 
    SUBTOTAL 8.B.2                                                          18,180,000         7.17% 
   ------------------------------------------------------------------  ---------------  ------------ 
 
 
 9. Information in relation to the person subject to the notification obligation 
  (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled 
  by any natural person or legal entity and does not control any other 
  undertaking(s) holding directly or indirectly an interest in the 
  (underlying) issuer(xiii) 
 Full chain of controlled undertakings through which the voting rights                                X 
  and/or the 
  financial instruments are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) (please add additional 
  rows as necessary) 
          Name(xv)               % of voting rights      % of voting rights         Total of both if 
                                   if it equals or        through financial       it equals or is higher 
                                 is higher than the       instruments if it        than the notifiable 
                                notifiable threshold     equals or is higher            threshold 
                                                         than the notifiable 
                                                              threshold 
                              -----------------------  ---------------------  ---------------------------- 
 Coltrane Asset Management, 
  L.P. 
                              -----------------------  ---------------------  ---------------------------- 
 Mandeep Manku 
                              -----------------------  ---------------------  ---------------------------- 
 Coltrane Domestic 
  Fund, L.P. 
                              -----------------------  ---------------------  ---------------------------- 
 Coltrane Offshore 
  Fund, L.P. 
                              -----------------------  ---------------------  ---------------------------- 
 Coltrane Asset Management 
  Holdings, Ltd. 
                              -----------------------  ---------------------  ---------------------------- 
 Coltrane GP, LLC 
                              -----------------------  ---------------------  ---------------------------- 
 Coltrane Master 
  Fund, L.P.                                                           7.17%                         7.17% 
                                                       ---------------------  ---------------------------- 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                       --------------------------------------------------- 
 The number and % of voting rights 
  held 
                                                       --------------------------------------------------- 
 The date until which the voting rights 
  will be held 
                                                       --------------------------------------------------- 
 11. Additional information(xvi) 
 
 
 
 
 Place of completion   New York, NY 
 Date of completion    September 6, 2019 
                      ------------------ 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

END

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